FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Once licensed, mortgage brokerages must comply with the filing and notification requirements set out in the legislation.
To assist brokerages in providing the necessary information, forms have been developed for the following:
Every brokerage is required to submit an annual return covering the period from June 1 to May 31. The Annual Return must be provided to the Superintendent no later than June 30 of every year (e.g. the June 1, 2011 to May 31, 2012 return must be provided by June 30, 2012). If the brokerage was licensed during the reporting period (i.e. was not licensed for the entire 12 month period), please contact the office of the Superintendent to discuss the applicable reporting period. The brokerage’s $400 annual fee is due no later than June 30 of each year, and should accompany the annual return filing.
These forms are not a comprehensive listing of all requirements. Brokerages need to ensure they comply with all filing and notification requirements. If a brokerage is unsure what information needs to be provided to meet a notification or filing requirement, they should contact the office of the Superintendent.
Read the FAQ compliance document for more information about compliance requirements.