Memorandum of Understanding Respecting the Oversight of Clearing Agencies, Trade Repositories and Matching Service Utilities

Memorandum of Understanding Respecting the Oversight of Clearing Agencies, Trade Repositories and Matching Service Utilities

• Memorandum of Understanding Respecting the Oversight of Clearing Agencies, Trade Repositories and Matching Service Utilities

  Effective Date: January 18, 2016.

  This Memorandum of Understanding ("MOU") outlines the manner in which the Parties intend to cooperate and coordinate their efforts in respect of the oversight of Regulated Entities (as defined in the MOU), including the processing of applications by Applicant Entities (as defined in the MOU).  

  mou_respecting_the_oversight_of_clearing_agencies_trade_repositories_and_matching_service_utilities.pdf