Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

31-333 - Follow-up to Broker-Dealer Registration in the Exempt Market Dealer Category (National Notice) (Withdrawn)

  • 31-333 - Follow-up to Broker-Dealer Registration in the Exempt Market Dealer Category (National Notice) (Withdrawn)

    • Notice

      This Canadian Securities Administrators Staff Notice provides a further update on broker-dealer registration in exempt market dealer (EMD) category.

      31_333_csa_notice_february_7_2013.pdf

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