TORONTO – Securities regulators in Ontario, Alberta, British Columbia, Québec, New Brunswick, Nova Scotia and Saskatchewan, today published a Canadian Securities Administrators (CSA) Multilateral Staff Notice (the Staff Notice) to update market participants and seek feedback on the use of a time-limited exemption.
Read MoreTORONTO – The Canadian Securities Administrators (CSA) today published proposed amendments to National Instrument 81-102 Investment Funds and the companion policy relating to liquidity risk management (LRM) for all investment funds. These proposals focus on three key areas – a fund’s LRM framework, operational LRM matters, and oversight of the LRM framework.
Read MoreCALGARY – The Canadian Securities Administrators (CSA) has launched a new online tool making it easier for stakeholders to submit their comments on regulatory policies and rules. Canadians, including capital market participants, industry, investors, and other stakeholders will now be able to provide feedback directly through the CSA tool as opposed to submitting it to individual jurisdictions.
Read MoreMONTREAL – The Canadian Securities Administrators (CSA) has published a Notice and Request for Comment for proposed amendments and changes to National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure (NI 52-112) and other materials (together, the Proposed Amendments).
Read MoreMake sure the individuals and companies you are dealing with are registered to sell securities and have not been disciplined for breaking laws.
Read MoreFind out if the business you are dealing with is licensed or registered by FCAA to operate in Saskatchewan.
Read MoreThis free and secure online service enables consumers who are experiencing an issue to learn about their rights and the process to file a dispute, and to work with the business to try and reach an agreement.
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