Canadian securities regulators provide update and seek feedback on multilateral initiative to support capital-raising by extending the role of exempt market dealers
CSA News

TORONTO – Securities regulators in Ontario, Alberta, British Columbia, Québec, New Brunswick, Nova Scotia and Saskatchewan, today published a Canadian Securities Administrators (CSA) Multilateral Staff Notice (the Staff Notice) to update market participants and seek feedback on the use of a time-limited exemption.

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CSA publishes proposed liquidity risk management amendments and launches consultation
CSA News

TORONTO – The Canadian Securities Administrators (CSA) today published proposed amendments to National Instrument 81-102 Investment Funds and the companion policy relating to liquidity risk management (LRM) for all investment funds. These proposals focus on three key areas – a fund’s LRM framework, operational LRM matters, and oversight of the LRM framework.

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CSA launches new tool to make consultation process easier and more efficient
CSA News

CALGARY – The Canadian Securities Administrators (CSA) has launched a new online tool making it easier for stakeholders to submit their comments on regulatory policies and rules. Canadians, including capital market participants, industry, investors, and other stakeholders will now be able to provide feedback directly through the CSA tool as opposed to submitting it to individual jurisdictions.

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CSA launches consultation on proposed amendments to non-GAAP and other financial measures disclosure requirements in connection with new IFRS Accounting Standard

MONTREAL – The Canadian Securities Administrators (CSA) has published a Notice and Request for Comment for proposed amendments and changes to National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure (NI 52-112) and other materials (together, the Proposed Amendments).

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Check First, Invest Later

Make sure the individuals and companies you are dealing with are registered to sell securities and have not been disciplined for breaking laws.

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FCAA 411

Find out if the business you are dealing with is licensed or registered by FCAA to operate in Saskatchewan.

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FCAA RLS

FCAA Registration and Licensing System

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Consumer Rights

This free and secure online service enables consumers who are experiencing an issue to learn about their rights and the process to file a dispute, and to work with the business to try and reach an agreement.

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