Dec. 18, 2024 |
CSA issues market update on climate-related disclosure project |
Dec. 17, 2024 |
Canadian securities regulators extend comment periods for the investment fund continuous disclosure modernization and principal distributor model proposals |
Dec. 5, 2024 |
Canadian Securities Administrators issue guidance and consult on use of AI systems in capital markets |
Dec. 4, 2024 |
Canadian securities regulators publish summary of 2024 Systemic Risk Survey results |
Nov. 28, 2024 |
Canadian securities regulators to provide temporary relief from requirements for delivering proxy-related material |
Nov. 28, 2024 |
Canadian securities regulators propose amendments to the principal distributor model |
Nov. 28, 2024 |
Canadian securities regulators reduce regulatory burden for investment funds in continuous distribution |
Nov. 21, 2024 |
Canadian securities regulators propose amendments to Multilateral Instrument 13-102 System Fees |
Nov. 20, 2024 |
Canadian securities regulators explore streamlining registration delegation to the Canadian Investment Regulatory Organization |
Nov. 19, 2024 |
CSA proposes amendments and changes to implement an access model for certain continuous disclosure documents of non-investment fund reporting issuers |
Nov. 14, 2024 |
Canadian securities regulators issue guidance regarding disruption of mail service |
Nov. 12, 2024 |
CSA encourages Canadians to have the “money talk” to prevent financial abuse |
Nov. 7, 2024 |
CSA provides update on binding dispute resolution |
Nov. 7, 2024 |
Canadian securities regulators publish report on continuous disclosure reviews |
Oct. 31, 2024 |
Canadian securities regulators publish coordinated blanket orders to provide temporary exemptions from certain derivatives data reporting requirements |
Oct. 30, 2024 |
Canadian securities regulators announce results of 10th annual review of representation of women on boards and in executive officer positions in Canada |
Oct. 29, 2024 |
Canadian roundtable on audit quality addresses current state and trends |
Sept. 26, 2024 |
CSA provides update to crypto asset trading platforms about value-referenced crypto assets |
Sept. 24, 2024 |
CSA seeks applications for Investor Advisory Panel |
Sept. 20, 2024 |
Canadian securities regulators and CIRO provide update on SEC adopting amendments to rules regarding minimum pricing increments and trading fee caps |
Sept. 19, 2024 |
Canadian securities regulators propose amendments to mandatory central counterparty clearing of derivatives |
Sept. 19, 2024 |
Canadian Securities Administrators Propose Amendments to Modernize Continuous Disclosure Regime for Investment Funds |
Aug 6, 2024 |
CSA and CIRO expect crypto trading platforms to prioritize applications for investment dealer registration and CIRO membership |
Aug 1, 2024 |
Canadian securities regulators propose targeted changes to certain rules and policies, including to definition of “venture issuer” |
July 25, 2024 |
Canadian securities regulators announce temporary exemptions for derivatives dealers and advisers |
July 25, 2024 |
Canadian securities regulators announce changes to derivatives data reporting standards |
July 23, 2024 |
Canadian Securities Administrators release 2023-2024 Year in Review |
July 9, 2024 |
Investor Alert: Fraudulent social media “investment groups” take advantage of unsuspecting investors |
June 27. 2024 |
2024 Investor Index reveals Canada’s shifting investment landscape |
June 21, 2024 |
World Whistleblower Day: Canadian securities regulators recognize whistleblower contributions to fair and efficient markets |
June 20, 2024 |
CSA announces appointments of members to its Investor Advisory Panel |
June 20, 2024 |
Canadian securities regulators announce multilateral initiative to support capital-raising by extending the role of Exempt Market Dealers |
June 14, 2024 |
Canadian Securities Administrators urge vigilance against online financial abuse of older Canadians and highlights the importance of a Trusted Contact Person |
June 6 2024 |
Canadian securities regulators remind market participants about the cessation of CDOR |
May 30 2024 |
Canadian securities regulators propose changes to assurance report requirements for designated benchmarks |
May 27 2024 |
Canadian securities regulators announce move to T+1 settlement cycle |
May 23 2024 |
Canadian securities regulators adopt final amendments related to shortened settlement cycles for mutual funds |
Apr 25 2024 |
CSA publishes research on impact of Client Relationship Model Amendments on industry and investor behaviour |
Apr 18 2024 |
Canadian securities regulators publish next steps to facilitate access to real-time market data |
Apr 17 2024 |
Canadian securities regulators provide update on interim approach to value-referenced crypto assets |
Apr 15 2024 |
Joint Forum of Financial Market Regulators discusses emerging trends and innovation in Canadian markets at annual meeting |
Mar 28 2024 |
Canadian securities regulators publish two new annual reports |
Mar 26 2024 |
Alberta and Saskatchewan securities regulators extend the self-certified investor prospectus exemption |
Mar 21 2024 |
The Ontario Securities Commission and the Autorité des marchés financiers publish multilateral continuous disclosure review and guidance for Independent Review Committees |
Mar 19 2024 |
Investor Alert: Investors are not required to use claims management companies to communicate with the CSA, CIRO or OBSI |
Mar 13 2024 |
Canadian securities regulators issue statements on proposed sustainability disclosure standards and ongoing climate consultation |
Mar 7 2024 |
Canadians urged to remain vigilant in the face of rising investment fraud |
Mar 7 2024 |
Canadian securities regulators publish updated guidance on ESG-related investment fund disclosure |
Feb 22 2024 |
Canadian securities regulators provide updated guidance on virtual shareholder meetings |
Feb 21 2024 |
Canadian securities regulators warn registrants about impersonation scam |
Feb 15 2024 |
CSA publishes 2023 Systemic Risk Committee annual report |
Jan 18 2024 |
Canadian securities regulators seek feedback on rules for public investment funds holding crypto assets |
Jan. 11 2024 |
CSA announces final amendments and changes to implement an access model for prospectuses of non-investment fund reporting issuers |