2014

New Releases - 2014

Dec. 31, 2014 Decision Rendered Against Alena Pastuch
Dec. 15, 2014 Trim Your Tree and Your Debt this Holiday Season 
Dec. 15, 2014 Canadian Securities Regulators Articulate Concerns on Routing Retail Equity Orders to U.S Dealers
Dec. 11, 2014 Canadian Securities Regulators Finalize Requirements For Pre-Sale Delivery Of The Fund Facts For Mutual Funds
Dec. 4, 2014 Canadian Securities Regulators Release IIROC Oversight Review Report
Nov. 27, 2014 Canadian Securities Regulators Propose Harmonized Approach To Clearing Agency Requirements
Nov. 27, 2014 Canadian Securities Regulators Propose Significant Changes To The Rights Offering Regime
Nov. 17, 2014 OSC: Civil Forfeiture Proceeding In The Matter of Goldpoint Resources Corporation
Nov. 7, 2014 Financial Literacy Month Reminds You To Think Before You Spend
Nov. 4, 2014 Canadian Securities Administrators invite investors to get the Fund Facts during Financial Literacy Month
Oct. 31, 2014 Cooperative Capital Markets Regulatory System: Notice of Extension of Comment Period

Oct. 28, 2014

Consumer Advisory - Timeshare Scams

Oct. 15, 2014 Canadian Securities Regulators Finalize Rule Amendments Regarding Disclosure of Women On Boards And In Senior Management
Oct. 10, 2014 Canadian securities regulators provide an update on early warning reporting systems project
Oct. 9, 2014 Prince Edward Island Agrees to Join the Cooperative Captial Markets Regulatory System
Oct. 7, 2014 CSA warns Canadians: Don't buy into hype when investing
Sept. 19, 2014

Canadian securities regulators announce research into mutual fund fees is underway

Sept. 2, 2014

New Consumer Protection and Business Practices Act in Effect

July 18, 2014 FCAA Considering Regulatory Action on City of Regina Pension Plan
July 17, 2014 Canadian securities regulators announce results of continuous disclosure reviews for fiscal 2014
July 17, 2014 Canadian securities regulators adopt amendments to the auditor oversight rule
July 3, 2014 Canadian Securities Regulators seek comments on proposed amendments related to gender diversity
June 19, 2014 Canadian securities regulators adopt amendments to modernize investment fund rules
June 16, 2014 CSA Investor Alert: Caution urged for those looking to invest in medical marijuana stocks
June 11, 2014 FCAA Alleges Manitoba Company Violated Saskatchewan Securities Laws
May 30, 2014 Investor Alert: Group Targeting Investors of York Rio Resources Inc.
May 22. 2014 Cease Trade Order Extended Against Dominion Bitcoin Mining Company
May 22, 2014 Canadian securities regulators propose changes to streamline venture issuer disclosure
May 20, 2014 Raising Homeowner Awareness during Real Estate and Renovation Season
May 15, 2014 CSA Publishes Proposed Amendments to Order Protection Rule for Comment
May 14, 2014 Mapping Saskatchewan's Cemeteries
May 5, 2014 Temporary Cease Trade Order Issued Against Dominion Bitcoin Mining Company
April 24, 2014 Canadian securities regulators publish for comment guidance for proxy advisory firms
April 10, 2014 Derivatives Trade Reporting Implementation Date to be Extended
April 7, 2014 Canadian securities regulators advance mutual fund fees review with request for research proposals
April 3, 2014 Canadian Regulators enter into agreement with CFTC to enhance cross-border supervision
March 26, 2014 Canadian securities regulators propose pre-sale delivery of Fund Facts for mutual funds
March 20, 2014 Securities Regulators seek comment on proposed changes to OM exemption and two new proposed reports of exempt distribution
March 20, 2014 Canadian Securities Regulators Propose New Crowdfunding Exemptions
  View CSA Notice and Request for Comment
March 18, 2014 Canadian securities regulators announce March 19, 2014 is Check Registration Day
March 13, 2014 Canadian Securities Regulators adopt new exemption for distributions to existing security holders
March 4, 2014 March is Fraud Prevention Month - Saskatchewan people encouraged to get informed
March 4, 2014 Canadian securities regulators encourage Canadians to be proactive in preventing investment fraud
February 27, 2014 Canadian Securities Regulators propose changes to the accredited investor and minimum amount investment prospectus exemptions
February 20, 2014 Canadian Securities Regulators’ 2013 Enforcement Report highlights advanced technologies to combat illegal activities
February 13, 2014 Decision against Landbankers International
January 23, 2014 Canadian securities regulators propose changes to the prospectus-exempt distribution of short-term debt and short-term securitized products
January 16, 2014

CSA seek comment on derivatives Model Rule for customer clearing and protection of customer collateral and positions

January 15, 2014

CSA Announces Successful Transition of CSA National Systems Operations and Support to CGI

January 9, 2014

CSA publishes guidance for know-your-client, know-your-product and suitability obligations

January 3, 2014 CSA Announces Service Transition Cutover Date for Information Management Services

Financial and Consumer Affairs Authority

4th Floor, 2365 Albert Street

Regina, SK, S4P 4K1

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

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