CSA announces adoption of final amendments to trading fee caps charged by marketplaces
CSA News

TORONTO – The Canadian Securities Administrators (CSA) today announced the adoption of final amendments to National Instrument 23-101 Trading Rules and changes to Companion Policy 23-101 Trading Rules.

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Canada’s Joint Forum of Financial Market Regulators discuss retiree’s financial security at Annual Meeting in Montreal
CSA News

Montreal – The Joint Forum of Financial Market Regulators has concluded its Annual Meeting held this year in Montreal, Quebec on April 15th. The Joint Forum brings together members of the Canadian Council of Insurance Regulators (CCIR), the Canadian Securities Administrators (CSA), the Canadian Association of Pension Supervisory Authorities (CAPSA) and includes representation from the Canadian Insurance Services Regulatory Organizations and the Mortgage Brokers’ Council of Canada.

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Investor Alert: Ramp-and-dump scams surge as fraudulent “investment groups” target unsuspecting investors
CSA News

TORONTO – The Canadian Securities Administrators (CSA) is warning Canadians about fraudulent investment groups being promoted on social media that could be running a stock price manipulation scam called a “ramp and dump.”

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CSA publishes proposed amendment to insider reporting requirements for comment
CSA News

TORONTO – The Canadian Securities Administrators (CSA) today published a notice and request for comment on a proposed amendment to Part 9 of National Instrument 55-104 Insider Reporting Requirements and Exemptions.

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Check First, Invest Later

Make sure the individuals and companies you are dealing with are registered to sell securities and have not been disciplined for breaking laws.

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FCAA 411

Find out if the business you are dealing with is licensed or registered by FCAA to operate in Saskatchewan.

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FCAA RLS

FCAA Registration and Licensing System

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Consumer Rights

This free and secure online service enables consumers who are experiencing an issue to learn about their rights and the process to file a dispute, and to work with the business to try and reach an agreement.

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