CSA publishes notice and request for comment on proposed amendments to trading fee caps charged by marketplaces

TORONTO – The Canadian Securities Administrators (CSA) today published a Notice and Request for Comment on proposed amendments to National Instrument 23-101 Trading Rules (Proposed Amendments) and proposed changes to Companion Policy 23-101 Trading Rules (Proposed CP Changes) related to the recent rule changes announced by the United States Securities and Exchange Commission (SEC).

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CSA issues market update on climate-related disclosure project

December 18, 2024 - CALGARY and TORONTO - The Canadian Securities Administrators (CSA) is providing an update on the climate-related disclosure project following the Canadian Sustainability Standards Board’s (CSSB) publication of its final Canadian Sustainability Disclosure Standard (CSDS) 1 General Requirements for Disclosure of Sustainability-related Financial Information (CSDS 1) and CSDS 2 Climate-related Disclosures (CSDS 2 and, together with CSDS 1, the CSSB Standards).

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Canadian securities regulators extend comment periods for the investment fund continuous disclosure modernization and principal distributor model proposals

TORONTO – The Canadian Securities Administrators (CSA) have extended the comment periods for the investment fund continuous disclosure modernization and principal distributor model proposals.

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Canadian Securities Administrators issue guidance and consult on use of AI systems in capital markets

TORONTO – The Canadian Securities Administrators (CSA) today announced the publication of a notice intended to provide clarity and guidance on how securities legislation applies to the use of artificial intelligence (AI) systems by market participants. Staff Notice and Consultation 11-348 Applicability of Canadian Securities Laws and the Use of Artificial Intelligence Systems in Capital Markets

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Check First, Invest Later

Make sure the individuals and companies you are dealing with are registered to sell securities and have not been disciplined for breaking laws.

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FCAA 411

Find out if the business you are dealing with is licensed or registered by FCAA to operate in Saskatchewan.

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FCAA RLS

FCAA Registration and Licensing System

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Consumer Rights

This free and secure online service enables consumers who are experiencing an issue to learn about their rights and the process to file a dispute, and to work with the business to try and reach an agreement.

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