2020

News Releases - 2020

 

Dec. 21, 2020 Friendly tips about gift cards
Dec. 11, 2020 Cryptobravos Sam Oakley And Richard Grant Must Stop Trading Securities In Saskatchewan
Dec. 3, 2020 Canadian securities regulators seek comment on activist short selling
Nov. 27, 2020     How To Be A Proactive Investor
Nov. 26, 2020 Canadian securities regulators outline recent developments on interest rate benchmarks 
Nov. 20, 2020 Alberta and Saskatchewan securities regulators seek comment on proposed new exemption designed to facilitate access to capital
Oct. 29, 2020 Canadian Securities Regulators Provide Guidance to Issuers on Reporting Impact of COVID-19
Oct. 28, 2020 Canadian Securities Administrators 2020 Investor Index
Sept. 18, 2020 Canadian Securities Regulators Publish Liquidity Risk Management Guidance for Investment Fund Managers
Sept. 17, 2020 Canadian securities regulators propose changes to the offering memorandum prospectus exemption
Sept.17, 2020 Canadian securities regulators adopt ban on trailing commissions for order-execution-only dealers
Sept. 15, 2020 Canadian securities regulators provide update on timing of annual report on women on boards and in executive officer positions
Sept. 3, 2020 Canadian securities regulators seek new members for Mining Technical Advisory and Monitoring Committee
Sept. 3, 2020 Canadian securities regulators provide comments on the Ontario Capital Markets Modernization Taskforce Consultation Report
Aug. 27, 2020 Canadian securities regulators publish research on investor knowledge, attitudes and behaviour
Aug. 20, 2020 Canadian securities regulators reduce regulatory burden related to business acquisition reports
Aug. 6, 2020 Canadian securities administrators publish final amendments to syndicated mortgage regime
Aug. 5, 2020 Canadian securities administrators publish IIROC oversight review report
July 30, 2020 Ontario introduces interim registration and prospectus exemptions to facilitate start-up securities crowdfunding
July 27, 2020 Do you know who you're giving your money to?
July 2, 2020  Canadian securities regulators introduce guidance for flexible chief compliance officer arrangements for businesses
June 30, 2020 Canadian securities regulators release interim report on the CSA 2019-2022 Business Plan
June 25, 2020 Canadian securities regulators seek comment on self-regulatory organization framework
June 23, 2020 Canadian securities regulators collaborate to protect investors and enforce securities law: CSA Fiscal Year 2019/20 Enforcement Report
June 15, 2020 Securities regulators mark WEAAD with campaign encouraging Canadians to learn and watch for signs of financial abuse of older adults
June 11, 2020 Canadian securities regulators sign fintech co-operation agreement with the Financial Supervisory Commission of Taiwan
June 10, 2020 Canadian securities regulators make it easier for portfolio managers to use client relationship management specialists
June 4, 2020 Canadian securities regulators reinforce disclosure expectations for mining issuers' mineral resource estimates
June 4, 2020 Canadian securities regulators implement mandatory transparency of debt markets
June 4, 2020 Canadian securities regulators streamline at-the-market distribution regime
May 29, 2020 Canadian securities regulators remind issuers of importance of disclosure in financial reporting
May 29, 2020 Temporary relief from certain regulatory filings available to registrants and unregistered capital markets participants due to COVID-19
May 21, 2020 Canadian securities regulators provide update to investors in response to COVID-19
May 20, 2020 Temporary relief from certain regulatory filings available to investment funds and non-investment fund issuers due to COVID-19
May 1, 2020 Canadian securities regulators provide temporary relief to public companies with delayed annual meetings due to COVID-19
Apr. 17, 2020 Canadian securities regulators temporarily increase short-term borrowing limits for mutual funds investing in fixed income
Apr. 16, 2020 Canadian securities administrators provide an update on syndicated mortgage regime
Apr. 16, 2020 Canadian securities administrators adjust implementation date for client focused reforms
Apr. 13, 2020 Price gouging prohibited in Saskatchewan during pandemic
Apr. 13, 2020 Aggressive stock promotion exploits fears of coronavirus
Apr. 9, 2020 Joint statement by Canadian Securities Administrators and Investment Industry Regulatory Organization of Canada on recent volatility in Canadian equity markets
Apr. 9, 2020  Canadian securities regulators provide update on changes to regulatory work in light of COVID-19
Mar. 30, 2020 Warning about work-from-home scams during COVID-19 crisis
Mar. 23, 2020 Canadian securities regulators provide blanket relief for market participants due to COVID-19
Mar. 20, 2020 Canadian securities regulators provide guidance on conducting Annual General Meetings during COVID-19 outbreak
Mar. 19, 2020 Canadian securities regulators warn public of coronavirus-related investment scams
Mar. 18, 2020 Canadian securities regulators to provide blanket relief for market participants due to COVID-19
Mar. 16, 2020 Canadian securities regulators provide update on COVID-19 and potential filing delays by reporting issuers
Mar. 9, 2020 Canadian securities regulators encourage informed investing for fraud prevention month
Mar. 5, 2020 Canadian securities regulators adopt harmonized pre-file review of prospectuses
Mar. 5, 2020 Canadian securities regulators propose changes to tackle financial exploitation and diminished mental capacity of older and vulnerable clients
Feb. 27, 2020 Canadian securities regulators propose new nationally harmonized crowdfuding rules
Feb. 20, 2020 Canadian securities regulators adopt ban on deferred sales charges
Feb. 13, 2020 Canadian securities regulators seek additional comment on proposed rule for Non-GAAP and other financial measures
Jan. 30, 2020 Protect Yourself: Don't be scammed twice
Jan. 23, 2020  Canadian securities regulators provide update on trading fee rebate pilot study
Jan. 23, 2020 Canadian securities regulators release detailed data from review of Women on Boards and in Executive Officer positions
Jan. 16, 2020 Canadian securities regulators publish additional guidance for entities facilitating the trade of crypto assets
Jan. 9, 2020 Canadian securities regulators announce consultation on an access equals delivery model for public companies
Jan. 3, 2020 Burn calories, not cash this winter

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