2021

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Dec. 16. 2021   

Canadian securities regulators modernize registration information requirements, clarify outside activity reporting and update filing deadlines

Dec. 6, 2021

Canadian securities regulators introduce exemptions for qualified issuers from certain base shelf prospectus requirements

Dec. 22, 2021

Investor Alert: CoinRise Ltd

Dec 17, 2021

Consumer Alert - Former Licensed Vehicle Dealer, Jack Mally Motors Ltd Forfeits Surety Bond

Dec 2, 2021

Canadian Securities Administrators to establish an Investor Advisory Panel to further enhance retail investor protection

Nov 18, 2021

Canadian securities regulators, SROs and investor protection funds establish timeline for new self-regulatory framework

Nov5, 2021

Consumer Alert – What to Know Before Buying Concert Tickets Online

Nov 4, 2021

Canadian securities regulators announce results of seventh annual review of representation of women on boards and in executive officer positions in Canada

Oct 29, 2021

Nine Saskatoon Companies And Two Residents Must Stop Offering Investment Opportunities

Oct 29, 2021

Seeking Input on Door-to-Door Sellers

Oct 18, 2021

Canadian securities regulators seek comment on climate-related disclosure requirements

Oct 7, 2021

Canadian securities regulators strongly support the establishment of the International Sustainability Standards Board in Canada

Oct 7, 2021

Canadian securities regulators implement eight initiatives to reduce regulatory burden for investment funds

 

 

Oct. 4, 2021

Report Highlights Canadian Regulators’ Key Investor Education Initiatives

Sept 29, 2021

Consumer Alert - Consumers May Be Eligible To Claim Compensation From MacNeil Motors Saskatoon

Sept. 27, 2021 IFIC Annual Leadership Conference
Sept. 24, 2021 CSA hosting roundtable on ESG-related regulatory issues in asset management
Sept. 23, 2021 Canadian securities regulators outline expectations for advertising and marketing by crypto trading platforms
Sept. 22, 2021 What To Ask Before Hiring A Contractor
Sept. 13, 2021 Canadian Securities Regulators Launch New Website
Sept. 1, 2021 Alberta and Saskatchewan securities regulators adopt new small business financing prospectus exemption
Aug 25, 2021 Canadian securities administrators to host roundtable on ESG-related regulatory issues in asset management
Aug 12, 2021 Canadian securities regulators seek comments on proposal to harmonize the interpretation of the Primary Business Requirements
Aug. 3, 2021 Canadian securities regulators to establish new single enhanced self-regulatory organization
July 30, 2021 Public Feedback Wanted On Financial Planners And Financial Advisors Regulations
July 28, 2021 Canadian securities regulators propose streamlined capital raising option for Canadian-listed issuers
July 15, 2021 Canadian securities regulators issue warning about suspicious emails
July 15, 2021 Canadian securities regulators publish final amendments to enhance protection of older and vulnerable clients
July 8, 2021 Canadian securities regulators sign innovative functions co-operation agreement with the Securities and Futures Commission of Hong Kong
July 6, 2021 Canadian securities regulators release interim progress report on the CSA 2019-2022 Business Plan
June 25, 2021 Canadian securities regulators publish IIROC oversight review report
June 23, 2021 Canadian securities regulators sign fintech co-operation agreement with the Financial Services Commission, Mauritius
June 23, 2021 Canadian securities regulators adopt new nationally harmonized start-up crowdfunding rules
June 22, 2021 CSA 2020/2021 Enforcement Report highlights commitment of Canadian securities regulators during unprecedented times
June 15, 2021 June 15 is World Elder Abuse Awareness Day
June 15, 2021 Securities regulators’ study reveals many Canadians unaware of the signs of financial elder abuse
June 14, 2021 Joint Forum of Financial Market Regulators engages with industry and investor groups on investment fee transparency
May 27, 2021  Canadian securities regulators publish final rule for non-GAAP and other financial measures
May 20, 2021 Canadian securities regulators seek comment on proposal to streamline continuous disclosure requirements
May 19, 2021 Canadian securities regulators to hold upcoming consultations on broader diversity in corporate leadership
May 18, 2021 Canadian securities regulators publish detailed data for sixth year review of women on boards and in executive officer positions  
May 13, 2021 CSA and IIROC issue reminder of the implementation date for mandatory transparency requirements related to debt securities
April 29, 2021 Canadian securities regulators seek comment on proposed framework for commodity benchmarks
April 29, 2021 Canadian securities regulators establish regulatory regime for financial benchmarks
April 15, 2021 Canadian securities regulators on track to publish final amendments to enhance protection of older and vulnerable clients
April 1, 2021 Watch Out For Frauds Involving Cryptocurrency
April 1, 2021 The Canadian Securities Administrators renew terms of Chair and Vice-Chair to 2022
Mar. 31, 2021 Alberta and Saskatchewan securities regulators adopt new self-certified investor prospectus exemption
Mar. 29, 2021 Canadian securities regulators outline regulatory framework for compliance for crypto asset trading platforms
Mar. 25, 2021 Alberta and Saskatchewan securities regulators seek comment on proposed new small business financing initiative
Mar. 11, 2021 Canadian securities regulators outline disclosure expectations for reporting issuers dealing in crypto assets
Mar. 10, 2021 Canadian securities regulators publish sixth review regarding women on boards and in executive officer positions
Mar. 9, 2021 Canadian securities regulators remind investors to do their research during Fraud Prevention Month
Feb. 25, 2021 Canadian securities regulators publish findings of COVID-19 disclosure review
Feb. 22, 2021 Canadian securities regulators on track to publish recommendations on self-regulatory organization framework
Feb. 12, 2021 Canadian securities regulators respond to the Modernization Taskforce Final Report and encourage a harmonized regulatory system that protects investors and reduces unnecessary burden
Feb. 4, 2021 Canadian securities regulators propose to modernize registration information requirements, clarify outside activity reporting and update filing deadlines
Feb. 1, 2021 Joint statement from the Canadian Securities Administrators and the Investment Industry Regulatory Organization of Canada on the recent market volatility
Jan. 28, 2021 Canadian securities regulators provide additional proficiency options for distributing alternative mutual funds
   
   
   
   
   

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