January 2019

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

January 2019

Securities - CSA Staff Notice 23-324 Order Protection Rule: Market Share Threshold for the period April 1, 2019 to March 31, 2020

January 31, 2019 - The Canadian Securities Administrators today published CSA Staff Notice 23-324 Order Protection Rule: Market Share Threshold for the period April 1, 2019 to March 31, 2020

CSA Staff Notice 23-324

For more information, please contact:

        Liz Kutarna, Deputy Director, Capital Markets
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5871
        Fax: (306) 787-5899
        Email: liz.kutarna@gov.sk.ca

Securities - Local Notice - Consequential Amendments to Multilateral Instrument 11-102 Passport System

January 18, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) today published Local Notice - Consequential Amendments to Multilateral Instrument 11-102 Passport System

Local Notice - Consequential Amendments to Multilateral Instrument 11-102 Passport System

For more information contact:

        Heather Kuchuran, Senior Securities Analyst, Corporate Finance
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-1009
        Fax: (306) 787-5899
        Email: Heather.Kuchuran@gov.sk.ca

Securities - CSA Staff Notice 11-340 Extension of Comment Period - CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study

January 17, 2019 - The Canadian Securities Administrators today published CSA Staff Notice 11-340 Extension of Comment Period - CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study

CSA Staff Notice 11-340 Extension of Comment Period - CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study

Extension of the comment period from February 1, 2019 to March 1, 2019.

For more information, please contact:

Securities - Order Setting Hearing Dates in the Matter of Fred Louis Sebastian

January 15, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan issued Order Setting Hearing Dates in the Matter of Fred Louis Sebastian

Order Setting Hearing Dates - January 14, 2019

For more information contact:

        Dallas Smith, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5843
        Fax: (306) 787-5899
        Email: dallas.smith@gov.sk.ca

Securities - Extending Order in the Matter of Ava Trade Limited (also known as AvaTrade Limited, AVA Trade Limited, AVA Trade EU Limited, Ava Capital Markets Australia Pty Limited, Ava Capital Markets Pty, and Ava Trade Japan K.K.

January 15, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan issued Extending Order in the Matter of Ava Trade Limited (also known as AvaTrade Limited, AVA Trade Limited, AVA Trade EU Limited, Ava Capital Markets Australia Pty Limited, Ava Capital Markets Pty, and Ava Trade Japan K.K.

Extending Order - January 11, 2019

Securities - Extending Order in the Matter of Vincent John Mullee and Vince Mullee Financial Inc.

January 9, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan issued Extending Order in the Matter of Vincent John Mullee and Vince Mullee Financial Inc.

Extending Order - January 9, 2019

For more information contact:

Securities - Notice of Adjournment in the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited

January 9, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan issued Notice of Adjournment in the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited

Notice of Adjournment - January 8, 2019

For more information contact:

Securities - Notice of Adjournment in the Matter of FMTrader

January 7, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan issued Notice of Adjournment in the Matter of FMTrader

Notice of Adjournment - January 7, 2019

For more information contact:

Securities - Notice of Adjournment in the Matter of Melnic Group Ltd. and Boss Capital

January 7, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan issued Notice of Adjournment in the Matter of Melnic Group Ltd. and Boss Capital

Notice of Adjournment - January 7, 2019

For more information contact:

Securities - The Securities Commission (Adoption of National Instruments) (NI's 41-101, 81-101, 81-102, MI 81-104, NI's 81-106 and 81-107) Amendment Regulations, 2018

January 7, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published The Securities Commission (Adoption of National Instruments) (NI's 41-101, 81-101, 81-102, MI 81-104, NI's 81-106 and 81-107) Amendment Regulations, 2018 came into force on January 3, 2019.

The Securities Commission (Adoption of National Instruments) (NI's 41-101, 81-101, 81-102, MI 81-104, NI's 81-106 and 81-107) Amendment Regulations, 2018

For more information contact:

        Sonne Udemgba, Deputy Director, Legal
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5879
        Fax: (306) 787-5899
        Email: sonne.udemgba@gov.sk.ca

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca