Securities

Securities Division

4th Floor, 2365 Albert Street

Regina, Saskatchewan S4P 4K1

Tel: (306)787-5645

Fax: (306)787-5899

Securities

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Securities - CSA Notice of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds and National Instrument 81-105 Mutual Fund Sales Practices and Changes to Companion Policy 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 81-102 Investment Funds and Companion Policy 81-105 Mutual Fund Sales Practices – The Principal Distributor Model

June 11, 2026 - Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing CSA Notice of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds and National Instrument 81-105 Mutual Fund Sales Practices and Changes to Companion Policy 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 81-102 Investment Funds and Companion Policy 81-105 Mutual Fund Sales Practices – The Principal Distributor Model .

The Amendments and Changes introduce changes specific to the principal distributor model for mutual funds to improve transparency and support investor confidence.

Provided all ministerial approvals are obtained, the Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations will come into force on January 1, 2027 and the Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds, and National Instrument 81-105 Mutual Fund Sales Practices will come into force on October 1, 2026.

Further details are available in the CSA Notice.

For more information contact:

Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance, Securities Division
4th Floor, 2365 Albert Street
Regina, SK S4P 4K1
Bus: 306-787-1009
Fax: 306-787-5899
E-mail: heather.kuchuran@gov.sk.ca

Securities - Amended Recognition Orders for Derivatives Trade Repositories

June 9, 2026 - The Financial and Consumer Affairs Authority of Saskatchewan has approved the following amended Recognition Orders for Derivatives Trade Repositories:

General Order 96-502 in the Matter of Chicago Mercantile Exchange Inc.
General Order 96-503 in the Matter of ICE Trade Vault, LLC
General Order 96-504 in the Matter of DTCC Data Repository (U.S.) LLC
General Order 96-505 in the Matter of KOR Reporting, Inc.

These orders reflect the July 25, 2025 updates to Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting and modernize related oversight and reporting requirements.

For more information, please contact:

Caroline Smith
Financial and Consumer Affairs Authority
Senior Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-9492
Fax: 306-787-5899
Email: caroline.smith@gov.sk.ca

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