Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
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Securities – CSA Staff Notice 21-331 - Information Processor for Exchange-Traded Securities other than Options
June 23, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing CSA Staff Notice 21-331 - Information Processor for Exchange-Traded Securities other than Options.
For more information, contact:
Mobolanle Depo-Fajumo
Financial and Consumer Affairs Authority of Saskatchewan
Legal Counsel, Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-798-3381
Fax: 306-787-5899
Email: mobolanle.depofajumo2@gov.sk.ca
Securities – CSA Multilateral Notice and Request for Comment, Proposed Amendments to Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting and Proposed Changes to Companion Policy 96-101 Trade Repositories and Derivatives Data Reporting
June 9, 2022 – Today the Canadian Securities Administrators are publishing CSA Multilateral Notice and Request for Comment, Proposed Amendments to Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting and Proposed Changes to Companion Policy 96-101 Trade Repositories and Derivatives Data Reporting
Comment Period Ends: October 7, 2022.
For more information, contact:
Graham Purse
Financial and Consumer Affairs Authority of Saskatchewan
Legal Counsel
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5867
Fax : 306-787-5899
Email: graham.purse2@gov.sk.ca
Securities – Multilateral CSA Notice of Publication Amendments to National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
May 12, 2022 – Today the Canadian Securities Administrators are publishing Multilateral CSA Notice of Publication Amendments to National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions.
Effective Date: Subject to Ministerial Approval – July 26, 2022.
For more information, contact:
Graham Purse
Financial and Consumer Affairs Authority of Saskatchewan
Legal Counsel
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5867
Fax: 306-787-5899
Email: graham.purse2@gov.sk.ca
Securities – CSA Staff Notice and Request for Comment 25-305, Application for Approval of the New Investor Protection Fund
May 12, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing CSA Staff Notice and Request for Comment 25-305, Application for Approval of the New Investor Protection Fund
Comment Period Ends: June 27, 2022.
For more information, contact:
Liz Kutarna
Financial and Consumer Affairs Authority of Saskatchewan
Director, Capital Markets
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5871
Fax: 306-787-5899
Email: liz.kutarna@gov.sk.ca
Securities – CSA Staff Notice and Request for Comment 25-304, Application for Recognition of New Self-Regulatory Organization
May 12, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing CSA Staff Notice and Request for Comment 25-304, Application for Recognition of New Self-Regulatory Organization
Comment Period Ends: June 27, 2022.
For more information, contact:
Liz Kutarna
Financial and Consumer Affairs Authority of Saskatchewan
Director, Capital Markets
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5871
Fax: 306-787-5899
Email: liz.kutarna@gov.sk.ca
Securities – The Securities Commission (Adoption of National Instruments) (NI 94-101) Amendment Regulations, 2022
May 6, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing The Securities Commission (Adoption of National Instruments) (NI 94-101) Amendment Regulations, 2022.
Effective Date: Section 8 – May 3, 2022; Remaining sections - September 1, 2022.
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority of Saskatchewan
Director, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – The Securities Commission (Adoption of National Instruments) (NI 33-109 and NI 31-103) Amendment Regulations, 2022
May 6, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing The Securities Commission (Adoption of National Instruments) (NI 33-109 and NI 31-103) Amendment Regulations, 2022.
Effective Date: June 6, 2022.
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority of Saskatchewan
Director, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – CSA Staff Notice 25-303, 2021 CSA Annual Activities Report on the Oversight of Self-Regulatory Organizations and Investor Protection Funds
April 28, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing CSA Staff Notice 25-303 - 2021 CSA Annual Activities Report on the Oversight of Self-Regulatory Organizations and Investor Protection Funds
For more information, contact:
Curtis Brezinski
Financial and Consumer Affairs Authority of Saskatchewan
Compliance Auditor, Capital Markets
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5876
Fax: 306-787-5899
Email: curtis.brezinski@gov.sk.ca
Securities – CSA and CCIR Joint Notice and Request for Comment, Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations, and Proposed CCIR Individual Variable Insurance Contract Ongoing Disclosure Guidance, Total Cost Reporting for Investment Funds and Segregated Funds
April 28, 2022 – Today the Canadian Securities Administrators are publishing CSA and CCIR Joint Notice and Request for Comment, Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations, and Proposed CCIR Individual Variable Insurance Contract Ongoing Disclosure Guidance, Total Cost Reporting for Investment Funds and Segregated Funds
Comment Period Ends: July 27, 2022
For more information, contact:
Curtis Brezinski
Financial and Consumer Affairs Authority of Saskatchewan
Compliance Auditor, Capital Markets
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5876
Fax: 306-787-5899
Email: curtis.brezinski@gov.sk.ca
Securities – CSA Consultation Paper 43-401 Consultation on National Instrument 43-101 Standards of Disclosure for Mineral Projects
April 14, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing CSA Consultation Paper 43-401 Consultation on National Instrument 43-101 Standards of Disclosure for Mineral Projects
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email: heather.kuchuran@gov.sk.ca
Securities – CSA Notice of Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements Related to Financial Statement Requirements
April 14, 2022 – Today the Canadian Securities Administrators are publishing CSA Notice of Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements Related to Financial Statement
For more information, contact:
Heather Kuchuran, Director
Corporate Finance, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email: heather.kuchuran@gov.sk.ca
Securities – CSA Notice and Request for Comment Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers
April 7, 2022 – Today the Canadian Securities Administrators are publishing CSA Notice and Request for Comment Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers
Comment Period Ends: July 6, 2022.
For more information, contact:
Heather Kuchuran, Director
Corporate Finance, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email: heather.kuchuran@gov.sk.ca
Securities – General Order 81-508 Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers
March 25, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing General Order 81-508 Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers with the effective date of June 1, 2022.
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email: heather.kuchuran@gov.sk.ca
Securities – General Order 81-508 Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers
March 25, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing General Order 81-508 Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email: heather.kuchuran@gov.sk.ca
Securities – The Securities Commission (Adoption of National Instruments) (NI 81-105, NI 81-101, and NI 31-103) Amendment Regulations, 2022
March 10, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing The Securities Commission (Adoption of National Instruments) (NI 81-105, NI 81-101, and NI 31-103) Amendment Regulations, 2022.
Effective Date: June 1, 2022.
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority of Saskatchewan
Director, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – The Securities Commission (Adoption of National Instruments) (NI 52-108) Amendment Regulations, 2022
March 10, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing The Securities Commission (Adoption of National Instruments) (NI 52-108) Amendment Regulations, 2022.
Effective Date: March 30, 2022.
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority of Saskatchewan
Director, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – The Securities Commission (Adoption of National Instruments) (NI 13-101, NI 41-101, NI 81-101, NI 81-102, NI 81-106, NI 81-107 and MI 13-102) Amendment Regulations, 2022
March 17, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan are publishing The Securities Commission (Adoption of National Instruments) (NI 13-101, NI 41-101, NI 81-101, NI 81-102, NI 81-106, NI 81-107 and MI 13-102) Amendment Regulations, 2022.
Effective Date: January 5, 2022. In Saskatchewan: February 8, 2022.
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority of Saskatchewan
Director, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – The Securities Commission (Adoption of National Instruments) (NI 31-103, NI 41-101, NI 45-106, NI 81-101, NI 81-102, NI 81-106, and NI 81-107) Amendment Regulations, 2022
March 17, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan are publishing The Securities Commission (Adoption of National Instruments) (NI 31-103, NI 41-101, NI 45-106, NI 81-101, NI 81-102, NI 81-106, and NI 81-107) Amendment Regulations, 2022.
1-2022 SR Filed 31-103 NI, et al AR February 8, 2022.pdf
Effective Date: January 5, 2022. In Saskatchewan: February 8, 2022.
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority of Saskatchewan
Director, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – Decision in the Matter of the Saskatchewan Pension Plan
February 3, 2022 – The Financial and Consumer Affairs Authority of Saskatchewan published the Decision in the Matter of the Saskatchewan Pension Plan.
Effective Date: December 24, 2021.
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority of Saskatchewan
Director, Legal Branch, Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5867
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – CSA Staff Notice 24-318 Preparing for the Implementation of T + 1 Settlement
February 3, 2022 – Today the Canadian Securities Administrators are publishing CSA Staff Notice 24-318 Preparing for the Implementation of T +1 Settlement.
For more information, contact:
Liz Kutarna
Financial and Consumer Affairs Authority of Saskatchewan
Director, Capital Markets
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5871
Fax: 306-787-5899
Email: liz.kutarna@gov.sk.ca
Securities – CSA Notice of Publication Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives and Changes to Companion Policy 94-101 Mandatory Central Counterparty Clearing of Derivatives
January 27, 2022 – Today the Canadian Securities Administrators are publishing CSA Notice of Publication Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives and Changes to Companion Policy 94-101 Mandatory Central Counterparty Clearing of Derivatives.
Effective Date: Subject to Ministerial Approval – Section 8 April 12, 2022 and the remaining sections September 1, 2022.
For more information, contact:
Derek Maher
Financial and Consumer Affairs Authority of Saskatchewan
Legal Counsel, Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5867
Fax: 306-787-5899
Email: derek.maher2@gov.sk.ca
Securities – CSA Notice and Request for Comment Proposed Amendments to National Instrument 41-101 General Prospectus Requirements, National Instrument 81-101 Mutual Fund Prospectus Disclosure and Related Proposed Consequential Amendments and Changes and Consultation Paper on a Base Shelf Prospectus Filing Model for Investment Funds in Continuous Distribution Modernization of the Prospectus Filing Model for Investment Funds
January 27, 2022 – Today the Canadian Securities Administrators are publishing CSA Notice and Request for Comment Proposed Amendments to National Instrument 41-101 General Prospectus Requirements, National Instrument 81-101 Mutual Fund Prospectus Disclosure and Related Proposed Consequential Amendments and Changes and Consultation Paper on a Base Shelf Prospectus Filing Model for Investment Funds in Continuous Distribution Modernization of the Prospectus Filing Model for Investment Funds
Comment Period Ends: April 27, 2022.
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax : 306-787-5899
Email: heather.kuchuran@gov.sk.ca
Securities – CSA Notice and Third Request for Comment Proposed National Instrument 93-101 Derivatives: Business Conduct - Proposed Companion Policy 93-101CP Derivatives: Business Conduct
January 20, 2022 – Today the Canadian Securities Administrators are publishing CSA Notice and Third Request for Comment Proposed National Instrument 93-101 Derivatives: Business Conduct - Proposed Companion Policy 93-101CP Derivatives: Business Conduct.
Comment Period Ends: March 21, 2022.
For more information, contact:
Derek Maher, J.D., CPA, CA
Financial and Consumer Affairs Authority of Saskatchewan
Legal Counsel, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5867
Fax: 306-787-5899
Email: derek.maher2@gov.sk.ca
Securities – Multilateral CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments relating to Prohibition of Deferred Sales Charges for Investment Funds
January 20, 2022 – Today the Canadian Securities Administrators are publishing Multilateral CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments relating to Prohibition of Deferred Sales Charges for Investment Funds.
Effective Date: Subject to Ministerial Approval – June 1, 2022.
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email: heather.kuchuran@gov.sk.ca
Securities – CSA Staff Notice 81-334 ESG-Related Investment Fund Disclosure
January 19, 2022 – Today the Canadian Securities Administrators are publishing CSA Staff Notice 81-334 ESG-Related Investment Fund Disclosure.
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email: heather.kuchuran@gov.sk.ca
Securities – CSA Notice of Publication Amendments to National Instrument 52-108 Auditor Oversight Changes to Companion Policy 52-108 Auditor Oversight
January 13, 2022 – Today the Canadian Securities Administrators are publishing CSA Notice of Publication Amendments to National Instrument 52-108 Auditor Oversight Changes to Companion Policy 52-108 Auditor Oversight.
Effective Date: Subject to Ministerial Approval – March 30, 2022.
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email: heather.kuchuran@gov.sk.ca
Securities – General Order 81-507 Reducing Regulatory Burden for Investment Fund Issuers Part 2
January 6, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing General Order 81-507 Reducing Regulatory Burden for Investment Fund Issuers Part 2 with the effective date of January 6, 2022.
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email:heather.kuchuran@gov.sk.ca
Securities – General Order 81-506 Reducing Regulatory Burden for Investment Fund Issuers Part 1
January 5, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing General Order 81-506 Reducing Regulatory Burden for Investment Fund Issuers Part 1 with the effective date of January 5, 2022.
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email:heather.kuchuran@gov.sk.ca
Securities – Local Notice General Order 81-506 Reducing Regulatory Burden for Investment Fund Issuers Part 1 and General Order 81-506 Reducing Regulatory Burden for Investment Fund Issuers Part 2
January 5, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing Local Notice of General Order 81-506 Reducing Regulatory Burden for Investment Fund Issuers Part 1 and General Order 81-507 Reducing Regulatory Burden for Investment Fund Issuers Part 2.
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email: heather.kuchuran@gov.sk.ca
Securities – The Securities Commission (Adoption of National Instruments) (NI 31-103) Amendment Regulations, 2021
December 17, 2021 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing The Securities Commission (Adoption of National Instruments) (NI 31-103) Amendment Regulations, 2022.
Effective Date: December 31, 2021.
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority of Saskatchewan
Director, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – CSA Notice of Amendments to National Instrument 33-109 Registration Information and Changes to the Companion Policy to National Instrument 33-109 Registration Information and Consequential Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to the Companion Policy to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines
December 16, 2021 – Today the Canadian Securities Administrators are publishing CSA Notice of Amendments to National Instrument 33-109 Registration Information and Changes to the Companion Policy to National Instrument 33-109 Registration Information and Consequential Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to the Companion Policy to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines.
Effective Date: Subject to Ministerial Approval – June 6, 2022.
For more information, contact:
Curtis Brezinski
Financial and Consumer Affairs Authority of Saskatchewan
Compliance Auditor, Capital markets
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5876
Fax: 306-787-5899
Email: curtis.brezinski@gov.sk.ca
Securities – CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2022
December 9, 2021 – Today the Canadian Securities Administrators are publishing CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2022.
For more information, contact:
Heather Kuchuran, CPA, CA, CFA
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email: heather.kuchuran@gov.sk.ca
Securities – CSA Staff Notice 11-344 Notice of Local Amendments in Certain Jurisdictions
December 9, 2021 – Today the Canadian Securities Administrators are publishing CSA Staff Notice 11-344 Notice of Local Amendments in Certain Jurisdictions.
For more information, contact:
Derek C. Maher, B.Admin., J.D., CPA, CA
Financial and Consumer Affairs Authority of Saskatchewan
Acting Director, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5867
Fax: 306-787-5899
Email: derek.maher2@gov.sk.ca
Securities – CSA Staff Notice 44-306 Blanket Orders Exempting Well-known Seasoned Issuers from Certain Prospectus Requirements
December 6, 2021 – Today the Canadian Securities Administrators are publishing CSA Staff Notice 44-306 Blanket Orders Exempting Well-known Seasoned Issuers from Certain Prospectus Requirements.
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email:heather.kuchuran@gov.sk.ca
Securities – General Order 44-501 Exemption from Certain Prospectus Requirements for Well-known Seasoned Issuers
December 6, 2021 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing General Order 44-501 Exemption from Certain Prospectus Requirements for Well-known Seasoned Issuers with the effective date of January 4, 2022.
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email: heather.kuchuran@gov.sk.ca
Securities – General Order 52-502 Exemption from National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure
December 2, 2021 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing General Order 52-502 Exemption from National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure with the effective date of December 2, 2021.
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email: heather.kuchuran@gov.sk.ca
Securities – CSA Staff Notice and Request for Comment 11-343 Proposal to Establish a CSA Investor Advisory Panel
December 2, 2021 – Today the Canadian Securities Administrators is publishing CSA Staff Notice and Request for Comment 11-343 Proposal to Establish a CSA Investor Advisory Panel with attached proposed Terms of Reference.
For more information, contact:
Derek Maher, J.D., CPA, CA
Financial and Consumer Affairs Authority of Saskatchewan
Acting Director, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5867
Fax: 306-787-5899
Email: derek.maher2@gov.sk.ca
Securities – Temporary Cease Trade Order Against Nine Saskatoon Companies and Two Individuals
November 16, 2021 – The FCAA has terminated the Cease Trade Order against Epic Alliance Inc. For more information, refer to the Termination of the Cease Trade Order.
Securities – Temporary Cease Trade Order Against Nine Saskatoon Companies and Two Individuals
November 5, 2021 – The FCAA has extended the Cease Trade Order against nine Saskatoon companies and two individuals. For more information, refer to the Extending Cease Trade Order.
Securities – CSA Multilateral Staff Notice 58-313 Review of Disclosure Regarding Women on Boards and in Executive Officer Positions Year 7 Report
November 4, 2021 – Today the Canadian Securities Administrators is publishing CSA Multilateral Staff Notice 58-313 Review of Disclosure Regarding Women on Boards and in Executive Officer Positions Year 7 Report.
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email: heather.kuchuran@gov.sk.ca
Securities – Temporary Cease Trade Order Aganist Nine Saskatoon Companies and Two Individuals
October 29, 2021 – The FCAA has issued a Temporary Cease Trade Order aganist nine Saskatoon companies and two individuals. For more information, refer to the Temporary Cease Trade Order.
Securities – Climate-related Disclosure Update and CSA Notice and Request for Comment Proposed National Instrument 51-107 Disclosure of Climate-related Matters
October 18, 2021 – Today the Canadian Securities Administrators is publishing the Climate-related Disclosure Update and CSA Notice and Request for Comment Proposed National Instrument 51-107 Disclosure of Climate-related Matters.
Comment Period Ends: January 17, 2022.
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email: heather.kuchuran@gov.sk.ca
Securities – CSA Notice of Amendments Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1
October 7, 2021 – Today the Canadian Securities Administrators is publishing the CSA Notice of Amendments Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1.
Effective Date: Subject to Ministerial Approval – Workstreams 3-8 January 5, 2022 and Workstreams 1 and 2 January 6, 2022.
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email:heather.kuchuran@gov.sk.ca
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Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca