Securities
Securities Division
4th Floor, 2365 Albert Street
Regina, Saskatchewan S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
Securities
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Current news
Securities – Authorization of Canadian Investment Regulatory Organization (CIRO) to Carry Out the Registration Functions
October 1, 2025 - Effective today, the FCAA authorizes CIRO as a recognized self-regulatory organization, to carry out registration activities for investment dealers, mutual fund dealers, and their registered individuals, subject to certain terms and conditions.
The previous authorization to the Investment Industry Regulatory Organization of Canada (IIROC), FCAA General Ruling/Order 11-912 Assignment of Registration to Investment Industry Regulatory Organization of Canada, is revoked.
- FCAA General Ruling/Order 25-506 Authorization of Certain Powers and Duties of the Director to Canadian Investment Regulatory Organization (CIRO Authorization Order)
- Order-in-Council 400/2025 approving the CIRO Authorization Order
For more information contact:
Mobolanle Depo-Fajumo
Financial and Consumer Affairs Authority
Senior Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-798-3381
Fax: 306-787-5899
Email: mobolanle.depofajumo2@gov.sk.ca
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Securities Division
4th Floor, 2365 Albert Street
Regina, Saskatchewan S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca