Securities

Securities Division

4th Floor, 2365 Albert Street

Regina, Saskatchewan S4P 4K1

Tel: (306)787-5645

Fax: (306)787-5899

Securities

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Securities - CSA Staff Notice 21-335 Information Processor for Exchange-Traded Securities other than Options and Blanket Order 25-501 In the matter of TMX Group Limited and TSX Inc.

June 25, 2026 - The Financial and Consumer Affairs Authority of Saskatchewan is publishing the CSA Staff Notice 21-335 Information Processor for Exchange-Traded Securities other than Options and Blanket Order 25-501 In the matter of TMX Group Limited and TSX Inc.

This Blanket Order, effective July 1, 2026, allows TMX Information Processor to continue to act as an information processor for exchange-traded securities other than options under National Instrument 21-101 Marketplace Operation until June 30, 2029. Further details can be found in the CSA Staff Notice.

For more information, contact:

Caroline Smith
Financial and Consumer Affairs Authority
Senior Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-9492
Fax: 306-787-5899
Email: caroline.smith@gov.sk.ca

Securities - CSA Notice Regarding Coordinated Blanket Order 31-935 Exemption from the client reporting requirements for certain institutional clients and overflow accounts of registered advisers

June 25, 2026 - The Financial and Consumer Affairs Authority of Saskatchewan is publishing CSA Notice Regarding Coordinated Blanket Order 31-935 Exemption from the client reporting requirements for certain institutional clients and overflow accounts of registered advisers.

This Blanket Order will grant registered advisers exemptive relief from client reporting requirements in respect of certain institutional clients and overflow accounts. Further details can be found in the CSA Notice.

For more information, contact:

Curtis Brezinski
Financial and Consumer Affairs Authority of Saskatchewan
Acting Director, Capital Markets
Securities Division
4th Floor, 2365 Albert Street
Regina SK S4P 4K1
Bus: 306-787-5876
Fax: 306-787-5899
Email: curtis.brezinski@gov.sk.ca

Securities - CSA Notice of Amendments and Changes to Implement an Access Model for Certain Continuous Disclosure Documents of Non-Investment Fund Reporting Issuers

June 25, 2026 - Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing CSA Notice of Amendments and Changes to Implement an Access Model for Certain Continuous Disclosure Documents of Non-Investment Fund Reporting Issuers.

The Final Amendments implement an access model (the Access Model) for annual financial statements, interim financial reports and related management’s discussion & analysis of non-investment fund reporting issuers (CD documents).

The Access Model provides alternative procedures whereby electronic access may be provided to CD documents instead of following the delivery requirements currently found in securities legislation. Further details are available in the CSA Notice.

Provided all necessary ministerial approvals are obtained, the Final Amendments will come into force on September 22, 2026.

For more information contact:

Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance, Securities Division
4th Floor, 2365 Albert Street
Regina, SK S4P 4K1
Bus: 306-787-1009
Fax: 306-787-5899
E-mail: heather.kuchuran@gov.sk.ca

Securities – Decision in the Matter of Webull Canada Crypto Limited

June 17, 2026 – The Financial and Consumer Affairs Authority of Saskatchewan published a Decision in the Matter of Webull Canada Crypto Limited, granting Webull Canada Crypto Limited a time-limited relief from prospectus requirements and Part 3, Data Reporting of Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting.

Decision

For more information, please contact:

Securities - CSA Notice of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds and National Instrument 81-105 Mutual Fund Sales Practices and Changes to Companion Policy 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 81-102 Investment Funds and Companion Policy 81-105 Mutual Fund Sales Practices – The Principal Distributor Model

June 11, 2026 - Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing CSA Notice of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds and National Instrument 81-105 Mutual Fund Sales Practices and Changes to Companion Policy 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 81-102 Investment Funds and Companion Policy 81-105 Mutual Fund Sales Practices – The Principal Distributor Model .

The Amendments and Changes introduce changes specific to the principal distributor model for mutual funds to improve transparency and support investor confidence.

Provided all ministerial approvals are obtained, the Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations will come into force on January 1, 2027 and the Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds, and National Instrument 81-105 Mutual Fund Sales Practices will come into force on October 1, 2026.

Further details are available in the CSA Notice.

For more information contact:

Securities - Amended Recognition Orders for Derivatives Trade Repositories

June 9, 2026 - The Financial and Consumer Affairs Authority of Saskatchewan has approved the following amended Recognition Orders for Derivatives Trade Repositories:

General Order 96-502 in the Matter of Chicago Mercantile Exchange Inc.
General Order 96-503 in the Matter of ICE Trade Vault, LLC
General Order 96-504 in the Matter of DTCC Data Repository (U.S.) LLC
General Order 96-505 in the Matter of KOR Reporting, Inc.

These orders reflect the July 25, 2025 updates to Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting and modernize related oversight and reporting requirements.

For more information, please contact:

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