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Securities - CSA Staff Notice 93-302 FAQ re Derivatives Business Conduct Rule - September 12 2024

September 12 2024 - The Canadian Securities Administrators published CSA Staff Notice 93-302 FAQ re Derivatives Business Conduct Rule - September 12 2024. Canadian Securities Administrators Staff Notice 93-302 Frequently Asked Questions about National Instrument 93-101 Derivatives: Business Conduct provides detailed information to market participants regarding how certain requirements under National Instrument 93-101 should be implemented, including key issues and questions that market participants have posed to CSA members with respect to the application of National Instrument 93-101.

For more information contact:

Graham Purse
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-5867
Fax: 306-787-5899
Email: graham.purse2@gov.sk.ca

 

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Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

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