Securities
Securities Division
4th Floor, 2365 Albert Street
Regina, Saskatchewan S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
Securities
Subscribe to News
The RSS button on the right allows you to subscribe to and view RSS feeds on your computer. Once you subscribe to a feed, you will automatically receive new content as soon as it’s published. Check your browser feed regularly to view the news items you subscribed to.
Tip: use Ctrl+F to search this webpage when looking for a specific document or topic.
Current news
Securities - CSA Staff Notice 23-334 Proposed Amendments to National Instrument 23-101 Trading Rules and Proposed Changes To Companion Policy 23-101 Trading Rules
May 29, 2025 - Today the Financial and Consumer Affairs Authority of Saskatchewan are publishing CSA Staff Notice 23-334 Proposed Amendments to National Instrument 23-101 Trading Rules and Proposed Changes To Companion Policy 23-101 Trading Rules.
The comment period on the proposed amendments to the National Instrument 23-101 Trading Rules and (Proposed Amendments) and proposed changes to Companion Policy 23-101 Trading Rules (Proposed Changes) closed on March 24, 2025. The Canadian Securities Administrators (CSA) received six comment letters and thought it would be beneficial for stakeholders to have additional time to review the Proposed Amendments and Proposed Changes. The CSA are therefore extending the comment period to July 2, 2025.
Stakeholders are invited to provide comments on the Proposed Amendments and Proposed Changes in writing on or before July 2, 2025. Instructions on how to submit comments can be found in Annex A contained within this notice.
Comment Period Ends: July 2, 2025.
For more information contact:
Liz Kutarna
Financial and Consumer Affairs Authority of Saskatchewan
Director, Capital Markets
Securities Division
4th Floor, 2365 Albert Street
Regina, SK S4P 4K1
Bus: 306-787-5871
Fax: 306-787-5899
Email: liz.kutarna@gov.sk.ca
Securities – CSA Media Advisory Temporary Relief for Proxy-Related Materials Delivery
May 22, 2025 – The Financial and Consumer Affairs Authority of Saskatchewan along with the Canadian Securities Administrators (the CSA) are publishing a CSA Media Advisory Temporary Relief for Proxy-Related Materials Delivery. In response to the Canadian Union of Postal Workers strike notice, the CSA anticipates they will be publishing temporary relief from the requirement to deliver proxy-related materials for meetings in respect of certain annual matters. This relief should be substantially similar to the relief provided by the CSA on December 4, 2024.
For more information contact:
Graham Purse
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-5867
Fax: 306-787-5899
Email: graham.purse2@gov.sk.ca
Securities – CSA Notice Regarding Coordinated Blanket Order 45-935 Exemptions from Certain Conditions of the Listed Issuer Financing Exemption
May 14, 2025 – The Financial and Consumer Affairs Authority of Saskatchewan along with other members of the Canadian Securities Administrators (the CSA or we) is publishing substantively harmonized relief from certain conditions of the listed issuer financing exemption (the Exemption) in Part 5A of National Instrument 45-106 Prospectus Exemptions (NI 45-106). The Exemption was adopted in November 2022 to provide a more efficient method of capital raising for reporting issuers that have securities listed on an exchange recognized by a securities regulatory authority in a jurisdiction of Canada and that have filed all timely and periodic disclosure documents required under Canadian securities legislation.
Every member of the CSA is implementing the relief through a local blanket order entitled Coordinated Blanket Order 45-935 Exemptions from Certain Conditions of the Listed Issuer Financing Exemption (the Blanket Order). The Blanket Order increases the capital raising limits, while adding some conditions on who an issuer can distribute securities to and is expected to allow listed reporting issuers to raise significantly more capital without impacting investor protection. The CSA is also updating the CSA Staff Notice 45-330 (Revised) Frequently Asked Questions about the Listed Issuer Financing Exemption (FAQ).
The Blanket Order will come into effect on May 15, 2025.
- CSA Notice Regarding Coordinated Blanket Order 45-935 Exemptions from Certain Conditions of the Listed Issuer Financing Exemption
- Saskatchewan General Order 45-935 Exemptions from Certain Conditions of the Listed Issuer Financing Exemption
- Update to CSA Staff Notice 45-330 (Revised) Frequently Asked Questions about the Listed Issuer Financing Exemption
For more information, contact:
Mobolanle Depo-Fajumo
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-798-3381
Fax: 306-787-5899
Email: mobolanle.depofajumo2@gov.sk.ca
Securities - Decision in the Matter of Foris DAX CAN ULC dba Crypto.com
May 8, 2025 - The Financial and Consumer Affairs Authority of Saskatchewan published a Decision in the Matter of Foris DAX CAN ULC dba Crypto.com, granting them time-limited relief from prospectus requirement, suitability requirement, trade reporting requirements and marketplace rules.
For more information contact:
Graham Purse
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-5867
Fax: 306-787-5899
Email: graham.purse2@gov.sk.ca
Securities - CSA Staff Notice 96-308 Derivatives Trade Reporting Notice of Significant Error or Omission
May 1, 2025 - The Canadian Securities Administrators published CSA Staff Notice 96-308 Derivatives Trade Reporting Notice of Significant Error or Omission.
Under subsection 26.3(2) of the Trade Reporting Rules, a reporting counterparty must notify the securities regulatory authority of each relevant jurisdiction regarding a significant error or omission that has occurred as soon as practicable upon discovery of the error or omission. This requirement comes into force on July 25, 2025.
For more information contact:
Graham Purse
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-5867
Fax: 306-787-5899
Email: graham.purse2@gov.sk.ca
Securities - CSA Staff Notice 96-307 Frequently Asked Questions about Derivatives Trade Reporting
May 1, 2025 - The Canadian Securities Administrators published CSA Staff Notice 96-307 Frequently Asked Questions about Derivatives Trade Reporting.
The purpose of the FAQs is to provide clarity about how certain requirements under the TR Rules should be implemented, while preserving flexibility to the extent possible for reporting counterparties and trade repositories to operationalize these requirements in the context of their particular business frameworks.
For more information contact:
Graham Purse
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-5867
Fax: 306-787-5899
Email: graham.purse2@gov.sk.ca
2025
2024
2023
2022
2021
2020
2019
2018
2017
2016
2015
2014
2013
2012
2011
2010
2009
2008
2007
Securities Division
4th Floor, 2365 Albert Street
Regina, Saskatchewan S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca