Securities
Securities Division
4th Floor, 2365 Albert Street
Regina, Saskatchewan S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
Securities
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Securities – The Securities Commission (Adoption of National Instruments) (NI 31-103) Amendment Regulations, 2024
December 18, 2025 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing The Securities Commission (Adoption of National Instruments) (NI 31-103) Amendment Regulations, 2024.
The Amendment Regulations add the following new elements to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103):
- In the annual report on charges and other compensation (the ARCC) under section 14.17 for the account as a whole, for all investment fund securities owned by a client during the year, excluding labour-sponsored investment funds (LSIFs) and prospectus-exempt funds, information relating to:
- the aggregate amount of fund expenses, in dollars, for all investment funds;
- the aggregate amount of any direct investment fund charges (e.g., short-term trading fees or redemption fees), in dollars, for all investment funds, and;
- the fund expense ratio, as a percentage, for each investment fund class or series.
- Additions to the existing requirement for investment fund managers to provide necessary information to the dealers and advisers who distribute their products.
- Provisions relating to the calculation and reporting of this information.
Existing exemptions for statements and reports provided to non-individual permitted clients (including, for example, many different institutional investors), pursuant to subsections 14.14.1(6) and 14.17(5) of NI 31-103, will continue to apply.
More information can be found in the CSA and CCIR Notice of Publication.
The Amendment Regulations will come into force on January 1, 2026.
For more information, contact:
Mobolanle Depo-Fajumo
Financial and Consumer Affairs Authority
Senior Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-798-3381
Fax: 306-787-5899
Email: mobolanle.depofajumo2@gov.sk.ca
Securities - Joint Canadian Securities Administrators and Canadian Investment Regulatory Organization Staff Notice 31-369 Guidance on the Application of Securities Legislation to Finfluencer Activity
December 11, 2025 - The Canadian Securities Administrators today published Joint Canadian Securities Administrators and Canadian Investment Regulatory Organization Staff Notice 31-369 Guidance on the Application of Securities Legislation to Finfluencer Activity. This notice provides guidance on how securities laws apply to the activities of social media financial influencers (finfluencers) and to registrants and issuers who work with them.
More information is found in the Joint Notice.
For more information contact:
Curtis Brezinski
Financial and Consumer Affairs Authority of Saskatchewan
Acting Director, Capital Markets
Securities Division
4th Floor, 2365 Albert Street
Regina SK S4P 4K1
Bus: 306-787-5876
Fax: 306-787-5899
Email: curtis.brezinski@gov.sk.ca
Securities - Joint Canadian Securities Administrators / Canadian Investment Regulatory Organization Staff Notice 31-368 Client Focused Reforms: Review of Registrants’ Know Your Client, Know Your Product and Suitability Determination Practices and Additional Guidance
December 10, 2025 - The Canadian Securities Administrators today published Joint Canadian Securities Administrators / Canadian Investment Regulatory Organization Staff Notice 31-368 Client Focused Reforms: Review of Registrants’ Know Your Client, Know Your Product and Suitability Determination Practices and Additional Guidance.
This Notice summarizes the findings of the Canadian Securities Administrators' (CSA) and Canadian Investment Regulatory Organization's (CIRO) (together Staff) review of firms’ know your client, know your product and suitability determination practices, and provides additional Staff guidance to securities advisers, dealers and representatives for compliance with these requirements, as set out in National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations, and corresponding CIRO member rules and guidance.
More information is found in the Joint Notice.
For more information contact:
Curtis Brezinski
Financial and Consumer Affairs Authority of Saskatchewan
Acting Director, Capital Markets
Securities Division
4th Floor, 2365 Albert Street
Regina SK S4P 4K1
Bus: 306-787-5876
Fax: 306-787-5899
Email: curtis.brezinski@gov.sk.ca
Securities - CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2026
December 4, 2025 - The Canadian Securities Administrators today published CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2026. Included is a list of the closed dates of the securities regulatory authorities for 2026 and January 2027. Issuers should note these dates in structuring their affairs. Further details are included in the CSA Staff Notice.
For more information contact:
Heather Kuchuran, Director
Corporate Finance, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
4th Floor, 2365 Albert Street
Regina, SK S4P 4K1
Phone: 306-787-1009
E-mail: heather.kuchuran@gov.sk.ca
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Securities Division
4th Floor, 2365 Albert Street
Regina, Saskatchewan S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca