Securities

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Securities – CSA Notice Regarding Coordinated Blanket Order 45-935 Exemptions from Certain Conditions of the Listed Issuer Financing Exemption

May 14, 2025 – The Financial and Consumer Affairs Authority of Saskatchewan along with other members of the Canadian Securities Administrators (the CSA or we) is publishing substantively harmonized relief from certain conditions of the listed issuer financing exemption (the Exemption) in Part 5A of National Instrument 45-106 Prospectus Exemptions (NI 45-106). The Exemption was adopted in November 2022 to provide a more efficient method of capital raising for reporting issuers that have securities listed on an exchange recognized by a securities regulatory authority in a jurisdiction of Canada and that have filed all timely and periodic disclosure documents required under Canadian securities legislation.

Every member of the CSA is implementing the relief through a local blanket order entitled Coordinated Blanket Order 45-935 Exemptions from Certain Conditions of the Listed Issuer Financing Exemption (the Blanket Order). The Blanket Order increases the capital raising limits, while adding some conditions on who an issuer can distribute securities to and is expected to allow listed reporting issuers to raise significantly more capital without impacting investor protection. The CSA is also updating the CSA Staff Notice 45-330 (Revised) Frequently Asked Questions about the Listed Issuer Financing Exemption (FAQ).

The Blanket Order will come into effect on May 15, 2025.

For more information, contact:

Mobolanle Depo-Fajumo
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-798-3381
Fax: 306-787-5899
Email: mobolanle.depofajumo2@gov.sk.ca

 


 

Securities - Decision in the Matter of Foris DAX CAN ULC dba Crypto.com

May 8, 2025 - The Financial and Consumer Affairs Authority of Saskatchewan published a Decision in the Matter of Foris DAX CAN ULC dba Crypto.com, granting them time-limited relief from prospectus requirement, suitability requirement, trade reporting requirements and marketplace rules.

For more information contact:

Graham Purse
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-5867
Fax: 306-787-5899
Email: graham.purse2@gov.sk.ca

 


 

Securities - CSA Staff Notice 96-308 Derivatives Trade Reporting Notice of Significant Error or Omission

May 1, 2025 - The Canadian Securities Administrators published CSA Staff Notice 96-308 Derivatives Trade Reporting Notice of Significant Error or Omission.

Under subsection 26.3(2) of the Trade Reporting Rules, a reporting counterparty  must notify the securities regulatory authority of each relevant jurisdiction regarding a significant error or omission that has occurred as soon as practicable upon discovery of the error or omission. This requirement comes into force on July 25, 2025.

For more information contact:

Graham Purse
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-5867
Fax: 306-787-5899
Email: graham.purse2@gov.sk.ca

 


 

Securities - CSA Staff Notice 96-307 Frequently Asked Questions about Derivatives Trade Reporting

May 1, 2025 - The Canadian Securities Administrators published CSA Staff Notice 96-307 Frequently Asked Questions about Derivatives Trade Reporting.

The purpose of the FAQs is to provide clarity about how certain requirements under the TR Rules should be implemented, while preserving flexibility to the extent possible for reporting counterparties and trade repositories to operationalize these requirements in the context of their particular business frameworks.

For more information contact:

Graham Purse
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-5867
Fax: 306-787-5899
Email: graham.purse2@gov.sk.ca

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Securities Division

4th Floor, 2365 Albert Street

Regina, Saskatchewan S4P 4K1

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

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