Securities

• • 

  Securities Division

  Suite 601, 1919 Saskatchewan Drive

  Regina, Saskatchewan S4P 4H2

  Tel: (306)787-5645

  Fax: (306)787-5899

  Email: fcaa@gov.sk.ca
• 

  Securities

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  Securities - Notice of Teleconference Call in the Matter of Gaetan Daniel Blouin

  October 30, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Notice of Teleconference Call in the Matter of Gaetan Daniel Blouin.

  • Notice of Teleconference Call - October 30, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca

   

  ---

   

  Securities - Order Setting Hearing Dates in the Matter of SHEC Energy Corporation, James Thomas Beck, and Terrence Michael Stott

  October 21, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Order Setting Hearing Dates in the Matter of SHEC Energy Corporation, James Thomas Beck, and Terrence Michael Stott

  • Order Setting Hearing Dates - October 21, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca

   

  ---

   

  Securities - Adjournment Notice in the Matter of Vision Financial Markets LLC and Cliff Krause

  October 18, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Adjournment Notice in the Matter of Vision Financial Markets LLC and Cliff Krause

  • Adjournment Notice - October 18, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca

   

  ---

   

  Securities - Notice of Teleconference Call in the Matter of Vision Financial Markets LLC and Cliff Krause

  October 18, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Notice of Teleconference Call in the Matter of Vision Financial Markets LLC and Cliff Krause

  • Notice of Teleconference Call - October 18, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca

   

  ---

   

  Securities - Amended Statement of Allegations in the Matter of ASBC Financial a.k.a. ASBCFinancial and Walter Turner

  October 18, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Amended Statement of Allegations in the Matter of ASBC Financial a.k.a. ASBCFinancial and Walter Turner

  • Amended Statement of Allegations - October 7, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca

   

  ---

   

  Securities - Extending Order in the Matter of ASBCFinancial and Walter Turner

  October 18, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Extending Order in the Matter of ASBCFinancial and Walter Turner

  • Extending Order - October 16, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca

   

  ---

   

  Securities - Order Setting Hearing Dates in the Matter of ASBC Financial a.k.a. ASBCFinancial and Walter Turner

  October 18, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Order Setting Hearing Dates in the Matter of ASBC Financial a.k.a. ASBCFinancial and Walter Turner

  • Order Setting Hearing Dates - October 16, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca

   

  ---

   

  Securities - Order in the Matter of ASBC Financial a.k.a. ASBCFinancial and Walter Turner

  October 18, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Order in the Matter of ASBC Financial a.k.a. ASBCFinancial and Walter Turner

  • Order - October 16, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca

   

  ---

   

  Securities - Notice of First Appearance in the Matter of Gaetan Daniel Blouin

  October 11, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Notice of First Appearance in the Matter of Gaetan Daniel Blouin

  • Notice of First Appearance - October 11, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca

   

  ---

   

  Securities - Extending Order in the Matter of United Financial Commodity Group, United FCG, UFCG Limited and UFCG Ltd.

  October 11, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Extending Order in the Matter of United Financial Commodity Group, United FCG, UFCG Limited and UFCG Ltd.

  • Extending Order - October 11, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca

   

  ---

   

  Securities - Notice of Teleconference Call in the Matter of SHEC Energy Corporation, James Thomas Beck and Terrence Michael Stott

  October 8, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Notice of Teleconference Call in the Matter of SHEC Energy Corporation, James Thomas Beck and Terrence Michael Stott

  • Notice of Teleconference Call - October 8, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca

   

  ---

   

  Securities - CSA Notice and Request for Comment Proposed Amendments to National Instrument 52-108 Auditor Oversight and Proposed Changes to Companion Policy 52-108 Auditor Oversight

  October 3, 2019 - The Canadian Securities Administrators today published CSA Notice and Request for Comment Proposed Amendments to National Instrument 52-108 Auditor Oversight and Proposed Changes to Companion Policy 52-108 Auditor Oversight

  • CSA Notice and Request for Comment
  • Annex A - Proposed Amendments to National Instrument 52-108
  • Annex B - Proposed Changes to Companion Policy 52-108
  • Annex C - Local Matters

  The comment period ends January 2, 2020.

  For more information contact:
          Heather Kuchuran, Acting Deputy Director, Corporate Finance
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan  S4P 4H2
          Phone:  (306) 787-1009
          Fax:  (306) 787-5899
          Email: heather.kuchuran@gov.sk.ca

   

  ---

   

  Securities - CSA Notice of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)

  October 3, 2019 - The Canadian Securities Administrators today published CSA Notice of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)

  In effect December 31, 2019, subject to ministerial approval and with a phased in transition period.

  • CSA Notice of Amendments to NI 31-103
  • Annex A - Summary of Changes to the Instrument
  • Annex B - Summary of Comments on the Proposals and Responses
  • Annex C - List of Commenters
  • Annex D - Adoption of the Amendments
  • Annex E - Amendments to NI 31-103
  • Annex E1 - Blackline Showing Changes to NI 31-103
  • Annex E2 - Blackline Showing Changes to 31-103CP

  For more information please contact:
          Liz Kutarna, Deputy Director, Capital Markets
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan  S4P 4H2
          Phone:  (306) 787-5871
          Fax:  (306) 787-5899
          Email:  liz.kutarna@gov.sk.ca 

   

  ---

   

  Securities - Extending Order in the Matter of ASBCFinancial and Walter Turner

  October 2, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Extending Order in the Matter of ASBCFinancial and Walter Turner

  • Extending Order - October 2, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca

   

  ---

   

  Securities - Notice of Adjournment in the Matter of ASBCFinancial and Walter Turner

  October 2, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Notice of Adjournment in the Matter of ASBCFinancial and Walter Turner

  • Notice of Adjournment - October 2, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca

   

  ---

   

  Securities - Notice of Teleconference Call in the Matter of ASBCFinancial and Walter Turner

  October 2, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Notice of Teleconference Call in the Matter of ASBCFinancial and Walter Turner

  • Notice of Teleconference Call - October 2, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca

   

  ---

   

  Securities - CSA Multilateral Staff Notice Report on Fifth Staff Review of Disclosure Regarding Women on Boards and in Executive Officer Positions

  October 2, 2019 - The Canadian Securities Administrators today published CSA Multilateral Staff Notice 58-311 Report on Fifth Staff Review of Disclosure Regarding Women on Boards and in Executive Officer Positions

  • CSA Multilateral Staff Notice 58-311

  For more information contact:
          Heather Kuchuran, Acting Deputy Director, Corporate Finance
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan  S4P 4H2
          Phone:  (306) 787-1009
          Fax:  (306) 787-5899
          Email: heather.kuchuran@gov.sk.ca

   

  ---

   

  Securities - Extending Order in the Matter of Vincent John Mullee and Vince Mullee Financial Inc.

  October 1, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Extending Order in the Matter of Vincent John Mullee and Vince Mullee Financial Inc.

  • Extending Order - October 1, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca

   

  ---

   

  Securities - Extending Order in the Matter of Next Trade Ltd. and Olympus Markets

  September 27, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Extending Order in the Matter of Next Trade Ltd. and Olympus Markets

  • Extending Order - September 27, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca

   

  ---

   

  Securities - Notice of Order Approving Settlement in the Matter of SHEC Energy Corporation, James Thomas Beck and Terrence Michael Stott

  September 23, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Order Approving Settlement in the Matter of SHEC Energy Corporation, James Thomas Beck and Terrence Michael Stott

  • Order - September 23, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca 

   

  ---

   

  Securities - Notice of Teleconference Call in the Matter of Next Trade Ltd. and Olympus Markets

  September 20, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Notice of Teleconference Call in the Matter of Next Trade Ltd. and Olympus Markets

  • Notice of Teleconference Call - September 20, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca 

   

  ---

   

  Securities - FCAA Local Notice and Request for Comment - Proposed Amendments to Saskatchewan Local Instrument 11-501 Conflicts of Interest and Proposed Changes to Companion Policy 11-501CP to Saskatchewan Local Instrument 11-501 Conflicts of Interest

  September 20, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published FCAA Local Notice and Request for Comment - Proposed Amendments to Saskatchewan Local Instrument 11-501 Conflicts of Interest and Proposed Changes to Companion Policy 11-501CP to Saskatchewan Local Instrument 11-501 Conflicts of Interest

  • FCAA Local Notice and Request for Comment
  • Annex A - Proposed Amendments to Saskatchewan Local Instrument 11-501 Conflicts of Interest
  • Annex B - Proposed Changes to Companion Policy 11-501CP to Saskatchewan Local Instrument 11-501 Conflicts of Interest
  • Annex C - Local Matters

  The comment period ends November 19, 2019.

  For more information contact:
          Mikale White, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority of Saskatchewan
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 798-3381
          Fax:  (306) 787-5899
          Email: mikale.white@gov.sk.ca

   

  ---

   

  Securities - Temporary Order in the Matter of Next Trade Ltd. and Olympus Markets

  September 13, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Temporary Order in the Matter of Next Trade Ltd. and Olympus Markets

  • Temporary Order - September 13, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca  

   

  ---

   

  Securities - Notice of Teleconference in the Matter of SHEC Energy Corporation, James Thomas Beck and Terrence Michael Stott

  September 13, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Notice of Teleconference in the Matter of SHEC Energy Corporation, James Thomas Beck and Terrence Michael Stott

  • Notice of Teleconference Call - September 12, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca  

   

  ---

   

  Securities - Order Regarding Amending Statement of Allegations in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.

  September 12, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Order Regarding Amending Statement of Allegations in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.

  • Order

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca  

   

  ---

   

  Securities - Order Setting Hearing Dates in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.

  September 12, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Order Setting Hearing Dates in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.

  • Order

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca  

   

  ---

   

  Securities - CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1

  September 12, 2019 - The Canadian Securities Administrators published CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1

  • CSA Notice and Request for Comment
  • Appendix A - General
  • Appendix B - Proposed Amendments and Proposed Changes
  • Appendix C - Local Matters

  The comment period ends December 11, 2019.

  For more information contact:
          Heather Kuchuran, Acting Deputy Director, Corporate Finance
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan  S4P 4H2
          Phone:  (306) 787-1009
          Fax:  (306) 787-5899
          Email: heather.kuchuran@gov.sk.ca

   

  ---

   

  Securities - Decision in the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited

  September 3, 2019 - The Financial and Consumer Affiars Authority of Saskatchewan published a Decision in the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited

  • Decision - September 3, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca  

   

  ---

   

  Securities - Notice of Teleconference Call in the Matter of Vision Financial Markets LLC and Cliff Krause

  September 6, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Notice of Teleconference Call in the Matter of Vision Financial Markets LLC and Cliff Krause

  • Notice of Teleconference Call - September 6, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca  
   

   

  ---

   

  Securities - Adjournment Notice in the Matter of Vision Financial Markets LLC and Cliff Krause

  September 6, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Adjournment Notice in the Matter of Vision Financial Markets LLC and Cliff Krause

  • Adjournment Notice - September 6, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca  
   

   

  ---

   

  Securities - Extending Order in the Matter of ASBCFinancial and Walter Turner

  September 5, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Extending Order in the Matter of ASBCFinancial and Walter Turner

  • Extending Order - September 3, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca   
   

   

  ---

   

  Securities - Notice of First Appearance in the Matter of ASBC Financial Planning Pty Ltd (a.k.a. ASBC Financial or ASBCFinancial) and Walter Turner

  September 5, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Notice of First Appearance in the Matter of ASBC Financial Planning Pty Ltd (a.k.a. ASBC Financial or ASBCFinancial) and Walter Turner

  • Notice of First Appearance - September 3, 2019

  For more information contact:
          Dallas Smith, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan S4P 4H2
          Phone: (306) 787-5843
          Fax: (306) 787-5899
          Email: dallas.smith@gov.sk.ca   

   

  ---

   

  Securities - CSA Notice and Request for Comment Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Changes to Certain Policies Related to the Business Acquisition Report Requirements

   

  September 5, 2019 - The Canadian Securities Administrators published CSA Notice and Request for Comment Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Changes to Certain Policies Related to the Business Acquisition Report Requirements

  • CSA Notice and Request for Comment
  • Annex A - Proposed Amendments to NI 51-102
  • Annex B - Proposed Changes to Companion Policy 51-102CP
  • Annex C - Proposed Changes to Companion Policy 41-101CP
  • Annex D - Proposed Changes to Companion Policy 44-101CP
  • Annex E - Local Matters

  The comment period expires on December 4, 2019.

   

  For more information contact:
          Heather Kuchuran, Acting Deputy Director, Corporate Finance
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan  S4P 4H2
          Phone:  (306) 787-1009
          Fax:  (306) 787-5899
          Email: heather.kuchuran@gov.sk.ca         

   

  ---

   

  Securities - General Order 43-501 Filing Fees for Shelf Prospectus Supplements including Pricing Supplements under National Instrument 44-102 Shelf Distributions

  September 3, 2019 – Financial and Consumer Affairs Authority of Saskatchewan (FCAA) today published amended General Order 43-501 Filing Fees for Shelf Prospectus Supplements including Pricing Supplements under National Instrument 44-102 Shelf Distributions – Amendment Date: August 30, 2019

  • General Order 43-501

  For more information contact:

  Mikale White, Legal Counsel
  Securities Division
  Financial and Consumer Affairs Authority of Saskatchewan
  Suite 601, 1919 Saskatchewan Drive
  Regina, Saskatchewan S4P 4H2
  Phone: (306) 798-3381
  Fax: (306) 787-5899
  Email: mikale.white@gov.sk.ca

   

  ---

   

  Securities - Sanctions Order in the Matter of Alena Marie Pastuch, Teamworx Productions Ltd., Idendego Inc., 101114386 Saskatchewan Ltd., 101115379 Saskatchewan Ltd., and Cryptguard Ltd.

  September 3, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Sanctions Order in the Matter of Alena Marie Pastuch, Teamworx Productions Ltd., Idendego Inc., 101114386 Saskatchewan Ltd., 101115379 Saskatchewan Ltd., and Cryptguard Ltd.

  • Sanctions Order - August 30, 2019

  For more information contact:

          Sonne Udemgba, Deputy Director, Legal
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan  S4P 4H2
          Phone:  (306) 798-5879
          Fax:  (306) 787-5899
          Email: sonne.udemgba@gov.sk.ca

   

   

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  Securities Division

  Suite 601, 1919 Saskatchewan Drive

  Regina, Saskatchewan S4P 4H2

  Tel: (306)787-5645

  Fax: (306)787-5899

  Email: fcaa@gov.sk.ca