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January 2022

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

January 2022

Securities – CSA Notice of Publication Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives and Changes to Companion Policy 94-101 Mandatory Central Counterparty Clearing of Derivatives

January 27, 2022 – Today the Canadian Securities Administrators are publishing CSA Notice of Publication Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives and Changes to Companion Policy 94-101 Mandatory Central Counterparty Clearing of Derivatives.

Effective Date: Subject to Ministerial Approval – Section 8 April 12, 2022 and the remaining sections September 1, 2022.

For more information, contact:

        Derek Maher
        Financial and Consumer Affairs Authority of Saskatchewan
        Legal Counsel, Securities Division
        601-1919 Saskatchewan Drive
        Regina SK S4P 4H2
        Bus: 306-787-5867
        Fax: 306-787-5899
        Email: derek.maher2@gov.sk.ca

 

 

Securities – CSA Notice and Request for Comment Proposed Amendments to National Instrument 41-101 General Prospectus Requirements, National Instrument 81-101 Mutual Fund Prospectus Disclosure and Related Proposed Consequential Amendments and Changes and Consultation Paper on a Base Shelf Prospectus Filing Model for Investment Funds in Continuous Distribution Modernization of the Prospectus Filing Model for Investment Funds

January 27, 2022 – Today the Canadian Securities Administrators are publishing CSA Notice and Request for Comment Proposed Amendments to National Instrument 41-101 General Prospectus Requirements, National Instrument 81-101 Mutual Fund Prospectus Disclosure and Related Proposed Consequential Amendments and Changes and Consultation Paper on a Base Shelf Prospectus Filing Model for Investment Funds in Continuous Distribution Modernization of the Prospectus Filing Model for Investment Funds

Comment Period Ends: April 27, 2022.

For more information, contact:

        Heather Kuchuran
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Corporate Finance
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK S4P 4H2
        Bus: 306-787-1009
        Fax : 306-787-5899
        Email: heather.kuchuran@gov.sk.ca

 

 

Securities – CSA Notice and Third Request for Comment Proposed National Instrument 93-101 Derivatives: Business Conduct - Proposed Companion Policy 93-101CP Derivatives: Business Conduct

January 20, 2022 – Today the Canadian Securities Administrators are publishing CSA Notice and Third Request for Comment Proposed National Instrument 93-101 Derivatives: Business Conduct - Proposed Companion Policy 93-101CP Derivatives: Business Conduct.

Comment Period Ends: March 21, 2022.

For more information, contact:

        Derek Maher, J.D., CPA, CA
        Financial and Consumer Affairs Authority of Saskatchewan
        Legal Counsel, Legal
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK S4P 4H2
        Bus: 306-787-5867
        Fax: 306-787-5899
        Email: derek.maher2@gov.sk.ca

 

 

Securities – Multilateral CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments relating to Prohibition of Deferred Sales Charges for Investment Funds

January 20, 2022 – Today the Canadian Securities Administrators are publishing Multilateral CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments relating to Prohibition of Deferred Sales Charges for Investment Funds.

Effective Date: Subject to Ministerial Approval – June 1, 2022.

For more information, contact:

        Heather Kuchuran
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Corporate Finance
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        Email: heather.kuchuran@gov.sk.ca

 

 

Securities – CSA Staff Notice 81-334 ESG-Related Investment Fund Disclosure

January 19, 2022 – Today the Canadian Securities Administrators are publishing CSA Staff Notice 81-334 ESG-Related Investment Fund Disclosure.

For more information, contact:

        Heather Kuchuran
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Corporate Finance
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        Email: heather.kuchuran@gov.sk.ca

 

 

Securities – CSA Notice of Publication Amendments to National Instrument 52-108 Auditor Oversight Changes to Companion Policy 52-108 Auditor Oversight

January 13, 2022 – Today the Canadian Securities Administrators are publishing CSA Notice of Publication Amendments to National Instrument 52-108 Auditor Oversight Changes to Companion Policy 52-108 Auditor Oversight.

Effective Date: Subject to Ministerial Approval – March 30, 2022.

For more information, contact:

        Heather Kuchuran
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Corporate Finance
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        Email: heather.kuchuran@gov.sk.ca

 

 

Securities – General Order 81-507 Reducing Regulatory Burden for Investment Fund Issuers Part 2

January 6, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing General Order 81-507 Reducing Regulatory Burden for Investment Fund Issuers Part 2 with the effective date of January 6, 2022.

For more information, contact:

        Heather Kuchuran
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Corporate Finance
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        Email:heather.kuchuran@gov.sk.ca

 

 

Securities – General Order 81-506 Reducing Regulatory Burden for Investment Fund Issuers Part 1

January 5, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing General Order 81-506 Reducing Regulatory Burden for Investment Fund Issuers Part 1 with the effective date of January 5, 2022.

For more information, contact:

        Heather Kuchuran
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Corporate Finance
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        Email:heather.kuchuran@gov.sk.ca

 

 

Securities – Local Notice General Order 81-506 Reducing Regulatory Burden for Investment Fund Issuers Part 1 and General Order 81-506 Reducing Regulatory Burden for Investment Fund Issuers Part 2

January 5, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing Local Notice of General Order 81-506 Reducing Regulatory Burden for Investment Fund Issuers Part 1 and General Order 81-507 Reducing Regulatory Burden for Investment Fund Issuers Part 2.

For more information, contact:

        Heather Kuchuran
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Corporate Finance
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        Email: heather.kuchuran@gov.sk.ca 

 

 

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

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