August 2013
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
August 2013
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Securities – SG Americas Securities, LLC et al Decision pursuant to subsection 44(3) of The Securities Act, 1988
August 30, 2013 - Decision pursuant to subsection 44(3) of The Securities Act, 1988 regarding an application by SG Americas, LLC, U.S. Bancorp Investments, Inc., Itau BBA USA Securities, Inc. and Bradesco Securities, Inc..
Securities – SG Americas Securities, LLC et al Decision pursuant to section 160 of The Securities Act, 1988
August 30, 2013 - Decision pursuant to subsection 44(3) of The Securities Act, 1988 regarding an application by SG Americas, LLC, U.S. Bancorp Investments, Inc., Itau BBA USA Securities, Inc. and Bradesco Securities, Inc..
Securities – Statement of Allegations of Staff in the Matter of Ronald James Aitkens, also known as Ron Aitkens et al
August 30, 2013- The FCAA has issued a Statement of Allegations of Staff in the Matter of Ronald James Aitkens, also known as Ron Aitkens, Legacy Communities Inc., Spruce Ridge Capital Inc., Spruce Ridge Estates Inc., Railside Capital Inc., Railside Industrial Park Inc., 1252064 Alberta Ltd., 1330075 Alberta Ltd., Harvest Capital Management Inc. and Harvest Group GP Corporation.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – Decision in the Matter of I.W.F. Incorporated also known as I.W.F. Inc. et al
August 30, 2013 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Decision in the Matter of I.W.F. Incorporated also known as I.W.F. Inc., Keystone Explorations, Global Capital and Asset Management and Jack Shore
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – Order in the Matter of Hunter's Run LLC, et al
August 30, 2013 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order in the Matter of Hunter's Run LLC, Hunter's Run CP, LLLP, Henry Whitfield, Bert Stuckless and Marco-Abel Nordio.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – Notice of Applications to Extend a Temporary Order and to Amend Style of Clause in the Matter of Hunter's Run LLC, et al
August 27, 2013 - The Financial and Consumer Affairs Authority issued a Notice of Applications to Extend a Temporary Order and to Amend Style of Clause in the Matter of Hunter's Run LLC, Hunter's Run CP, LLLP, Henry Whitfield Bert Stuckless and Marco-Abel Nordio.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – Xceed Mortgage Corporation Decision pursuant to section 92 of The Securities Act, 1988
August 20, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Xceed Mortgage Corporation is no longer a reporting issuer.
Securities – Temporary Order in the Matter of Hunter's Run LLC et al
August 16, 2013 - The Financial and Consumer Affairs Authority issued a Temporary Order in the Matter of Hunter's Run LLC, Hunter's Run CP, LLLP, Henry Whitfield Bert Stuckless, Marco-Abel Nordio.
For more information, please contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – Canadian Securities Administrators (CSA) Review of the Proxy Voting Infrastructure
August 15, 2013 - Canadian Securities Administrators (CSA) announced that they are seeking input on the issues outlined in this public consultation paper.
- Consultation Paper 54-401 Review of the Proxy Voting Infrastructure
- Appendix A - Overview of the Shareholder Meeting Process
- Appendix B - Differing Legal Frameworks Applicable to Intermediated Holding Systems
- Appendix C - Reviews of Proxy Voting in the U.S., U.K., Australia and France
For more information contact:
Heather Kuchuran, Senior Securities Analyst
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-1009
Fax: (306) 787-5899
Email: heatherkuchuran@gov.sk.ca
Securities – The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2013 (No. 7) come into force
August 13, 2013 - The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2013 (No. 7) came into force on August 13, 2013. The regulation amends National Instrument 41-101 General Prospectus Requirements, National Instrument 44-101 Short Form Prospectus Distributions, National Instrument 44-102 Shelf Distributions and National Instrument 44-103 Post-Receipt Pricing and changes Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements, National Policy 41-201 Income Trusts and Other Indirect Offerings, Companion Policy 44-101CP to National Instrument 44-101 Short Form Prospectus Distributions, Companion Policy 44-102CP to National Instrument 44-102 Shelf Distributions, Companion Policy 44-103CP to National Instrument 44-103 Post-Receipt Pricing and National Policy 47-201 Trading Securities Using the Internet and Other Electronic Means.
For more information contact:
Tony Herdzik, Deputy Director
Corporate Finance Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849
Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca
Securities – Industrial Alliance Capital Trust pursuant to section 92 of The Securities Act, 1988
August 13, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Industrial Alliance Capital Trust is no longer a reporting issuer.
Securities – Allon Therapeutics Inc. pursuant to section 92 of The Securities Act, 1988
August 13, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Allon Therapeutics Inc. is no longer a reporting issuer.
Securities – Insignia Energy Ltd. Decision pursuant to section 92 of The Securities Act, 1988
August 13, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Insignia Energy Ltd. is no longer a reporting issuer.
Securities – The Financial and Consumer Affairs Authority of Saskatchewan Decision in the Matter of Information Services Corporation
August 13, 2013 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Decision, as principal regulator, pursuant to National Instrument 51-102 Continuous Disclosure Obligations in the Matter of Information Services Corporation.
Securities – BPO Properties Ltd. Decision pursuant to section 92 of The Securities Act, 1988
August 12, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that BPO Properties Ltd. is no longer a reporting issuer.
Securities – Anatolia Energy Corp. Decision pursuant to section 92 of The Securities Act, 1988
August 6, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Anatolia Energy Corp. is no longer a reporting issuer.
Securities – Churchill VII Debenture Corp. Decision pursuant to section 92 of The Securities Act, 1988
August 2, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Churchill VII Debenture Corp. is no longer a reporting issuer.
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca