November 2014

November 2014

 

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Securities – The Trendlines Group Ltd. Decision pursuant to section 92 of The Securities Act, 1988

November 19, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that The Trendlines Group Ltd. is no longer a reporting issuer.

 


 

Securities – CSA Notice and Request for Comment - Proposed Amendments to NI 24-102

November 27, 2014 - The Canadian Securities Administrators are publishing the following documents for a 75 day comment period: 

  • Proposed National Instrument 24-102 – Clearing Agency Requirements (Instrument), and
  • Proposed Companion Policy 24-102CP – to National Instrument 24-102 – Clearing Agency Requirements (Companion Policy).

Comments due: February 10, 2015.

 

For more information, please contact:

Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5871
Fax:  (306) 787-5899
Email:  Liz.Kutarna@gov.sk.ca

 


 

Securities – CSA Notice and Request for Comment - Proposed Amendments to NI 45-106, NI 41-101, NI 44-101, NI 45-102 and proposed repeal of NI 45-101

November 27, 2014 - The Canadian Securities Administrators (the CSA or we) are publishing for a 90-day comment period proposed amendments to: 

  • National Instrument 45-106 Prospectus and Registration Exemptions (NI 45-106),
  • National Instrument 41-101 General Prospectus Requirements (NI 41-101),
  • National Instrument 44-101 Short Form Prospectus Distributions (NI 44-101),
  • National Instrument 45-102 Resale Restrictions (NI 45-102), and 
  • the proposed repeal of National Instrument 45-101 Rights Offerings (NI 45-101) (collectively, the Proposed Amendments). 

We are also publishing for comment proposed changes to:  

  • Companion Policy 45-106CP to NI 45-106 (45-106CP), and
  • Companion Policy 41-101CP to NI 41-101 (41-101CP).

If adopted, the Proposed Amendments would create a streamlined prospectus exemption for rights offerings conducted by reporting issuers other than investment funds that are subject to National Instrument 81-102 Investment Funds (NI 81-102). The Proposed Amendments would also update or revise some of the requirements for rights offerings by way of prospectus and repeal the prospectus exemption for rights offerings by non-reporting issuers.

The comment period ends February 25, 2015

 

For more information, please contact:

Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5849
Fax:  (306) 787-5899
Email: tony.herdzik@gov.sk.ca

 


 

Securities – Mackie Research Financial Corporation Notice pursuant to section 11.9 of NI 31-103

November 27, 2014 – Financial and Consumer Affairs Authority of Saskatchewan (FCAA) approval letter regarding Notice pursuant to section 11.9 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103).

 


 

Securities – The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2014 (No.4) come into force

November 26, 2014 - The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2014 (No.4) comes into force on December 31, 2014.

 

For more information contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5879
Fax:  (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

 


 

Securities – Decision on Request for Disclosure in the Matter of Dominion Bitcoin Mining Company Ltd. et al

November 24, 2014 - The Financial and Consumer Affairs Authority of Saskatchewan today issued a Decision on Request for Disclosure in the Matter of Dominion Bitcoin Mining Company Ltd., Jason Edmund Dearborn, Peter Scott Voldeng, and Ronald James Frederick Gibbon.

 

For more information please contact:

Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5843
Fax:  (306) 787-5899
Email: dallas.smith@gov.sk.ca

 


 

Securities – American Bonanza Gold Corp. Decision pursuant to section 92 of The Securities Act, 1988

November 19, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that American Bonanza Gold Corp. is no longer a reporting issuer.

 


 

Securities – Ontario Ministry of the Attorney General Notice: Civil Forfeiture Proceeding In the Matter of Goldpoint Resources Corporation, Pasqualino Novielli also known as Lee or Lino Novielli, Brian Patrick Molony also known as Brian Caldwell, and Zaida Pimentel also known as Zaida Novielli.

November 17, 2014 - The Ontario Securities Commission and the Civil Remedies for Illicit Activities Office (CRIA), Ministry of the Attorney General of Ontario (AGO), have entered into a Memorandum of Understanding to exchange information and administer the Civil Remedies Act. 

This Act, which is Ontario’s civil forfeiture law, allows the AGO to ask the civil court for an order to freeze, take possession of, and forfeit to the Crown, property that is determined to be a proceed or an instrument of unlawful activity.

This Notice pertains to the Goldpoint Resources Corporation, Pasqualino Novielli also known as Lee or Lino Novielli, Brian Patrick Molony also known as Brian Caldwell, and Zaida Pimentel also known as Zaida Novielli matter. 

Commission documents related to this matter are available on the OSC website here.

 


 

Securities – Elgin Mining Inc. Decision pursuant to section 92 of The Securities Act, 1988

November 14, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that Elgin Mining Inc. is no longer a reporting issuer.

 


 

Securities – Dunav Resources Ltd. Decision pursuant to section 92 of The Securities Act, 1988

November 14, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that Dunav Resources Ltd. is no longer a reporting issuer.

 


 

Securities – Reckitt Benckiser Group plc and Indivior plc Decision pursuant to section 44 of The Securities Act, 1988

November 12, 2014 - Decision pursuant to section 44 of The Securities Act, 1988

 


 

Securities – Order Setting Hearing Dates in the matter of Paradigm Portfolio Management Corporation, Kyle Kozuska, Jerome Meckelborg also known as Jerry Meckelborg, and Mark Meckelborg

November 12, 2014 - The Financial and Consumer Affairs Authority of Saskatchewan today issued an Order Setting Hearing Dates in the matter of Paradigm Portfolio Management Corporation, Kyle Kozuska, Jerome Meckelborg also known as Jerry Meckelborg, and Mark Meckelborg.

For more information please contact:

Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5843
Fax:  (306) 787-5899
Email: dallas.smith@gov.sk.ca

 


 

Securities – Decision in the Matter of Innovative American Technology Inc., Neogenix Oncology, Inc., and Lorne Michael Piett

November 10, 2014 - The Financial and Consumer Affairs Authority of Saskatchewn today issued a Decision in the Matter of Innovative American Technology Inc., Neogenix Oncology, Inc., and Lorne Michael Piett.

 

For more information please contact:

Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5843
Fax:  (306) 787-5899
Email: dallas.smith@gov.sk.ca

 


 

Securities – General Ruling/Order 11-903 - Amendment and Restatement of Recognition Order (Subsection 158(3))

November 6, 2014 - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) has amended, to deal with various technical matters, General Order 11-903 Recognition of the Mutual Fund Dealers Association of Canada.

 

For more information contact:

Curtis Brezinski, Compliance Auditor, Capital Markets
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan; S4P 4H2
Phone:  (306) 787-5876
Fax:  (306) 787-5899

 


 

Securities – Global Diversified Investment Grade Income Trust Decision pursuant to section 92 of The Securities Act, 1988

November 6, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that Global Diversified Investment Grade Income Trust is no longer a reporting issuer.

 


 

Securities – Augusta Resource Corporation Decision pursuant to section 92 of The Securities Act, 1988

November 4, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that Augusta Resource Corporation is no longer a reporting issuer.

 


 

Securities – Adjournment Notice in the matter of Paradigm Portfolio Management Corporation et al

November 4, 2014 - The Financial and Consumer Affairs Authority of Saskatchewan today issued an Adjournment Notice in the matter of Paradigm Portfolio Management Corporation, Kyle Kozuska and Ryan John Smith.

 

For more information please contact:

Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5843
Fax:  (306) 787-5899
Email: dallas.smith@gov.sk.ca

 


 

Securities – Coast Wholesale Appliances Inc. Decision pursuant to section 92 of The Securities Act, 1988

November 3, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that Coast Wholesale Appliances Inc. is no longer a reporting issuer.

 

 

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

Agree Term