August 2019

August 2019

 

Securities - Amended Statement of Allegations in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.

August 30, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Amended Statement of Allegations in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.

For more information contact:
        Dallas Smith, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5843
        Fax: (306) 787-5899
        Email: dallas.smith@gov.sk.ca

 


 

Securities - The Securities Commission (Adoption of National Instruments) (NI 13-101, MI 11-102, MI 61-101) Amendment Regulations, 2019.

August 30, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published The Securities Commission (Adoption of National Instruments) (NI 13-101, MI 11-102, MI 61-101) Amendment Regulations, 2019.

For more information contact:

        Sonne Udemgba, Deputy Director, Legal
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5879
        Fax: (306) 787-5899
        Email: sonne.udemgba@gov.sk.ca

 


 

Securities - Notice of First Appearance in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc., Grasswood Property Finance Ltd.

August 27, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Notice of First Appearance in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc., Grasswood Property Finance Ltd.

For more information contact:
        Dallas Smith, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5843
        Fax: (306) 787-5899
        Email: dallas.smith@gov.sk.ca

 


 

Securities - CSA Staff Notice 95-301 Margin and Collateral Requirements for Non-Centrally Cleared Derivatives

August 22, 2019 - The Canadian Securities Administrators today published CSA Staff Notice 95-301 Margin and Collateral Requirements for Non-Centrally Cleared Derivatives

For more information contact:

    Nathanial Day, Legal Counsel
    Financial and Consumer Affairs Authority of Saskatchewan
    Suite 601, 1919 Saskatchewan Drive
    Regina, Saskatchewan S4P 4H2
    Phone: (306) 787-5867
    Fax: (306) 787-5899
    Email: 
nathaniald.day@gov.sk.ca

 


 

Securities - CSA Staff Notice 31-356 Guidance on Compliance Consultants Engaged by Firms Following a Regulatory Decision

August 22, 2019 - The Canadian Securities Administrators today published CSA Staff Notice 31-356 Guidance on Compliance Consultants Engaged by Firms Following a Regulatory Decision

For more information contact:

Curtis Brezinski, Compliance Auditor, Capital Markets
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5876
Fax: (306) 787-5899
Email: curtis.brezinski@gov.sk.ca

 


 

Securities - Notice of Teleconference Call in the Matter of ASBCFinancial and Walter Turner

August 19, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Notice of Teleconference Call in the Matter of ASBCFinancial and Walter Turner

For more information contact:
        Dallas Smith, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5843
        Fax: (306) 787-5899
        Email: dallas.smith@gov.sk.ca  

 


 

Securities - Extending Order in the Matter of ASBCFinancial and Walter Turner

August 19, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Extending Order in the Matter of ASBCFinancial and Walter Turner

For more information contact:

        Nathanial Day, Legal Counsel
        Financial and Consumer Affairs Authority of Saskatchewan
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5867
        Fax: (306) 787-5899
        Email: 
nathaniald.day@gov.sk.ca

 


 

Securities - Statement of Allegations In the Matter of ASBC Financial Planning Pty Ltd (a.k.a. ASBC Financial, or ASBCFinancial) and Walter Turner

August 15, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan issued Statement of Allegations In the Matter of ASBC Financial Planning Pty Ltd (a.k.a. ASBC Financial, or ASBCFinancial) and Walter Turner

For more information contact:
        Dallas Smith, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5843
        Fax: (306) 787-5899
        Email: dallas.smith@gov.sk.ca   

 


 

Securities - CSA Staff Notice 31-355 OBSI Joint Regulators Committee Annual Report for 2018

August 15, 2019 - The Canadian Securities Administrators today published CSA Staff Notice 31-355 OBSI Joint Regulators Committee Annual Report for 2018

For more information please contact:

        Liz Kutarna, Deputy Director, Capital Markets
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5871
        Fax:  (306) 787-5899
        Email: liz.kutarna@gov.sk.ca 

 


 

Securities – Consultation on the regulation of Financial Planners and Financial Advisors

August 9, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today issued a consultation on the regulation of financial planners and financial advisors.

Consultation Letter

The consultation period ends September 9, 2019.

For more information contact:
            Dean Murrison, Director
            Securities Division
            Financial and Consumer Affairs Authority of Saskatchewan
            601, 1919 Saskatchewan Drive
            Regina, Saskatchewan S4P 4H2
            Email: finplannerconsult@gov.sk.ca

 


 

Securities - CSA Staff Notice 51-358 Reporting to Climate Change-related Risks

August 1, 2019 - The Canadian Securities Administrators today published CSA Staff Notice 51-358 Reporting to Climate Change-related Risks

For more information contact:
        Heather Kuchuran, Deputy Director, Corporate Finance
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-1009
        Fax: (306) 787-5899
        Email: heather.kuchuran@gov.sk.ca

 

 

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

Agree Term