August 2019
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
August 2019
Securities - Amended Statement of Allegations in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.
August 30, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Amended Statement of Allegations in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - The Securities Commission (Adoption of National Instruments) (NI 13-101, MI 11-102, MI 61-101) Amendment Regulations, 2019.
August 30, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published The Securities Commission (Adoption of National Instruments) (NI 13-101, MI 11-102, MI 61-101) Amendment Regulations, 2019.
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities - Notice of First Appearance in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc., Grasswood Property Finance Ltd.
August 27, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Notice of First Appearance in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc., Grasswood Property Finance Ltd.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - CSA Staff Notice 95-301 Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
August 22, 2019 - The Canadian Securities Administrators today published CSA Staff Notice 95-301 Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
For more information contact:
Nathanial Day, Legal Counsel
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5867
Fax: (306) 787-5899
Email: nathaniald.day@gov.sk.ca
Securities - CSA Staff Notice 31-356 Guidance on Compliance Consultants Engaged by Firms Following a Regulatory Decision
August 22, 2019 - The Canadian Securities Administrators today published CSA Staff Notice 31-356 Guidance on Compliance Consultants Engaged by Firms Following a Regulatory Decision
For more information contact:
Curtis Brezinski, Compliance Auditor, Capital Markets
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5876
Fax: (306) 787-5899
Email: curtis.brezinski@gov.sk.ca
Securities - Notice of Teleconference Call in the Matter of ASBCFinancial and Walter Turner
August 19, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Notice of Teleconference Call in the Matter of ASBCFinancial and Walter Turner
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Extending Order in the Matter of ASBCFinancial and Walter Turner
August 19, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Extending Order in the Matter of ASBCFinancial and Walter Turner
For more information contact:
Nathanial Day, Legal Counsel
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5867
Fax: (306) 787-5899
Email: nathaniald.day@gov.sk.ca
Securities - Statement of Allegations In the Matter of ASBC Financial Planning Pty Ltd (a.k.a. ASBC Financial, or ASBCFinancial) and Walter Turner
August 15, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan issued Statement of Allegations In the Matter of ASBC Financial Planning Pty Ltd (a.k.a. ASBC Financial, or ASBCFinancial) and Walter Turner
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - CSA Staff Notice 31-355 OBSI Joint Regulators Committee Annual Report for 2018
August 15, 2019 - The Canadian Securities Administrators today published CSA Staff Notice 31-355 OBSI Joint Regulators Committee Annual Report for 2018
For more information please contact:
Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871
Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca
Securities – Consultation on the regulation of Financial Planners and Financial Advisors
August 9, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today issued a consultation on the regulation of financial planners and financial advisors.
The consultation period ends September 9, 2019.
For more information contact:
Dean Murrison, Director
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Email: finplannerconsult@gov.sk.ca
Securities - CSA Staff Notice 51-358 Reporting to Climate Change-related Risks
August 1, 2019 - The Canadian Securities Administrators today published CSA Staff Notice 51-358 Reporting to Climate Change-related Risks
For more information contact:
Heather Kuchuran, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-1009
Fax: (306) 787-5899
Email: heather.kuchuran@gov.sk.ca
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca