March 2021

March 2021

Securities - Multilateral CSA Notice of Implementation Alberta and Saskatchewan Orders 45-538 Self-Certified Investor Prospectus Exemption

March 31, 2021 - The Financial and Consumer Affairs Authority of Saskatchewan and the Alberta Securities Commission published Multilateral CSA Notice of Implementation Alberta and Saskatchewan Orders 45-538 Self-Certified Investor Prospectus Exemption.

• Multilateral CSA Notice of Implementation Alberta and Saskatchewan Orders 45-538 Self-Certified Investor Prospectus Exemption
• General Order 45-538 Self-Certified Investor Prospectus Exemption

For more information, contact:

        Mikale White
        Financial and Consumer Affairs Authority of Saskatchewan
        Legal Counsel, Legal 
        Securities Division
        601-1919 Saskatchewan Drive
        Regina, SK  S4P 4H2
        Bus: 306-798-3381
        Fax: 306-787-5899
        Email: mikale.white@gov.sk.ca

 

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Securities - Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Staff Notice 21-329 Guidance for Crypto-Asset Trading Platforms: Compliance with Regulatory Requirements

March 29, 2021 -  The Canadian Securities Administrators published Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Staff Notice 21-329 Guidance for Crypto-Asset Trading Platforms: Compliance with Regulatory Requirements.

• CSA Staff Notice 21-329 - March 29, 2021

For more information, contact:

        Heather Kuchuran, CPA, CA, CFA
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Corporate Finance
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK  S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        Email: heather.kuchuran@gov.sk.ca

 

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Securities - CSA Multilateral Notice and Request for Comment Proposed Order 45-539 Small Business Financing

March 25, 2021 - The Alberta Securities Commission and the Financial and Consumer Affairs Authority of Saskatchewan published CSA Multilateral Notice and Request for Comment Proposed Order 45-539 Small Business Financing.

• CSA Multilateral Notice and Request for Comment Proposed Order 45-539
• Annex A - Template Proposed Blanket/General Order 45-539
• Annex B - Proposed Amendments to National Instrument 13-101
• Annex C - Proposed Repeal of Alberta Securities Commission Rule 45-517

The comment period closes for the CSA Notice on May 7, 2021 and for the Amendments to NI 13-101 on May 24, 2021.

For more information, contact:

        Heather Kuchuran, CPA, CA, CFA
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Corporate Finance
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK  S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        Email: heather.kuchuran@gov.sk.ca

 

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Securities - CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2021*

March 25, 2021 -  The Canadian Securities Administrators published CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2021*.

• CSA Staff Notice 13-315 (Revised)

For more information, contact:

        Heather Kuchuran, CPA, CA, CFA
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Corporate Finance
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK  S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        Email: heather.kuchuran@gov.sk.ca 

 

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Securities - CSA Staff Notice 41-307 (Revised) Concerns regarding an issuer's financial condition and the sufficiency of proceeds from a prospectus offering

March 25, 2021 -  The Canadian Securities Administrators published CSA Staff Notice 41-307 (Revised) Concerns regarding an issuer's financial condition and the sufficiency of proceeds from a prospectus offering.

• CSA Staff Notice 41-307 (Revised)

For more information, contact:

        Heather Kuchuran, CPA, CA, CFA
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Corporate Finance
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK  S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        Email: heather.kuchuran@gov.sk.ca  

 

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Securities - CSA Staff Notice 51-363 Observations on Disclosure by Crypto Assets Reporting Issuers

March 11, 2021 -  The Canadian Securities Administrators published CSA Staff Notice 51-363 Observations on Disclosure by Crypto Assets Reporting Issuers.

• CSA Staff Notice 51-363 - March 11, 2021

For more information, contact:

        Heather Kuchuran, CPA, CA, CFA
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Corporate Finance
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK  S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        Email: heather.kuchuran@gov.sk.ca  

 

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Securities - CSA Multilateral Staff Notice 58-312 Report on Sixth Staff Review of Disclosure Regarding Women on Boards and in Executive Officer Positions

March 10, 2021 - The Canadian Securities Administrators published CSA Multilateral Staff Notice 58-312 Report on Sixth Staff Review of Disclosure Regarding Women on Boards and in Executive Officer Positions.

• CSA Multilateral Staff Notice 58-312 - March 10, 2021

For more information, contact:

        Heather Kuchuran, CPA, CA, CFA
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Corporate Finance
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK  S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        Email: heather.kuchuran@gov.sk.ca

 

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Securities - Order Approving Settlement in the Matter of Playa Exclusive Realty & Déjá Properties S.A. De C.V., Brad Yarotsky, and Santino Bellabono

March 5, 2021 - The Financial and Consumer Affairs Authority of Saskatchewan published Order Approving Settlement in the Matter of Playa Exclusive Realty & Déjá Properties S.A. De C.V., Brad Yarotsky, and Santino Bellabono.

• Order Approving Settlement - January 19, 2021

For more information, contact:

        Grace Hession David
        Financial and Consumer Affairs Authority of Saskatchewan
        Legal Counsel, Legal
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK  S4P 4H2
        Bus: 306-787-5843
        Fax: 306-787-5899
        Email: grace.hessiondavid@gov.sk.ca

 

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Securities - The Securities Commission (Adoption of National Instruments) (NI 31-103 and NI 45-106) Amendment Regulations, 2021

March 2, 2021 - The Financial and Consumer Affairs Authority of Saskatchewan published The Securities Commission (Adoption of National Instruments) (NI 31-103 and NI 45-106) Amendments Regulations, 2021 relating to syndicated mortgages.

• The Securities Commission (Adoption of National Instruments) (NI 31-103 and NI 45-106) Amendment Regulations, 2021

For more information, contact:

        Sonne Udemgba
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Legal
        Securities Division
        601-1919 Saskatchewan Drive
        Regina, SK  S4P 4H2
        Bus: 306-787-5879
        Fax: 306-787-5899
        Email: sonne.udemgba@gov.sk.ca