May 2022
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
May 2022
Securities - Management Cease Trade Order in the Matter of HTC Purenergy Inc., Lionel Kambeitz, and Jacelyn Case
May 19, 2022 - The Financial and Consumer Affairs Authority of Saskatchewan published a Management Cease Trade Order in the Matter of HTC Purenergy Inc., Lionel Kambeitz, and Jacelyn Case.
For more information contact:
Sonne Udemgba
Financial and Consumer Affairs Authority of Saskatchewan
Director, Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, SK S4P 4H2
Tel: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – Multilateral CSA Notice of Publication Amendments to National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
May 12, 2022 – Today the Canadian Securities Administrators are publishing Multilateral CSA Notice of Publication Amendments to National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions.
- Multilateral CSA Notice of Publication Amendments to National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
- Annex A Amendments to National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
- Annex B Blackline of National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions showing the Amendments
- Annex C Local Matters
- Annex D Amendments to National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions showing the Amendments
Effective Date: Subject to Ministerial Approval – July 26, 2022.
For more information, contact:
Graham Purse
Financial and Consumer Affairs Authority of Saskatchewan
Legal Counsel
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5867
Fax: 306-787-5899
Email: graham.purse2@gov.sk.ca
Securities – CSA Staff Notice and Request for Comment 25-305, Application for Approval of the New Investor Protection Fund
May 12, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing CSA Staff Notice and Request for Comment 25-305, Application for Approval of the New Investor Protection Fund
- CSA Staff Notice and Request for Comment 25-305 Application for Approval of the New Investor Protection Fund
- Appendix A – Application for approval and acceptance of the New IPF (Application), which includes the below schedules:
- Appendix B - Draft Approval Order for the New IPF (SK) setting out the terms and conditions of approval as well as reporting requirements for the New IPF.
- Appendix C – Draft Memorandum of Understanding (MOU) among the Regulators regarding oversight of the New IPF.
Comment Period Ends: June 27, 2022.
For more information, contact:
Liz Kutarna
Financial and Consumer Affairs Authority of Saskatchewan
Director, Capital Markets
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5871
Fax: 306-787-5899
Email: liz.kutarna@gov.sk.ca
Securities – CSA Staff Notice and Request for Comment 25-304, Application for Recognition of New Self-Regulatory Organization
May 12, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing CSA Staff Notice and Request for Comment 25-304, Application for Recognition of New Self-Regulatory Organization
- CSA Staff Notice and Request for Comment 25-304, Application for Recognition of New Self-Regulatory Organization
- Appendix A - Application for recognition of the New SRO (Application), which includes the below schedules:
- Schedule 1 – Draft By-Law Number 1 of the New SRO
- Schedule 2 – Draft Interim Rules of the New SRO
- Schedule 3 – Draft Terms of Reference for New SRO’s Investor Advisory Panel
- Schedule 4 – Québec Requirements (unofficial translation)
- Appendix B – Draft Recognition Order for the New SRO (SK) setting out the terms and conditions of recognition as well as reporting requirements for the New SRO.
- Appendix C – Draft MOU among the Recognizing Regulators regarding oversight of the New SRO.
- Appendix A - Application for recognition of the New SRO (Application), which includes the below schedules:
Comment Period Ends: June 27, 2022.
For more information, contact:
Liz Kutarna
Financial and Consumer Affairs Authority of Saskatchewan
Director, Capital Markets
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5871
Fax: 306-787-5899
Email: liz.kutarna@gov.sk.ca
Securities – The Securities Commission (Adoption of National Instruments) (NI 94-101) Amendment Regulations, 2022
May 6, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing The Securities Commission (Adoption of National Instruments) (NI 94-101) Amendment Regulations, 2022.
Effective Date: Section 8 – May 3, 2022; Remaining sections - September 1, 2022.
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority of Saskatchewan
Director, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – The Securities Commission (Adoption of National Instruments) (NI 33-109 and NI 31-103) Amendment Regulations, 2022
May 6, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing The Securities Commission (Adoption of National Instruments) (NI 33-109 and NI 31-103) Amendment Regulations, 2022.
Effective Date: June 6, 2022.
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority of Saskatchewan
Director, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca