September 2023

September 2023

 

Securities – CSA Notice of Publication, Multilateral Instrument 93-101 Derivatives: Business Conduct, Companion Policy 93-101CP Derivatives: Business Conduct

September 28, 2023 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing CSA Notice of Publication, Multilateral Instrument 93-101 Derivatives: Business Conduct, Companion Policy 93-101CP Derivatives: Business Conduct.

• MI 93-101 CSA Notice
• MI 93-101 Annex A and B Summary of Comments and Responses
• MI 93-101 Annex C Multilateral Instrument 93-101 Derivatives: Business Conduct
• MI 93-101CP Annex D Companion Policy 93-101CP Derivatives: Business Conduct

For more information, contact:

Graham Purse
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-5867
Fax: 306-787-5899
Email: graham.purse2@gov.sk.ca

 

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Securities – Adjournment Order in the Matter of Rochelle Laflamme, Alisa Thompson, Epic Alliance Real Estate Inc., and 12767490 Canada Inc.

September 25, 2023 – The Financial and Consumer Affairs Authority of Saskatchewan is publishing an Adjournment Order in the Matter of Rochelle Laflamme, Alisa Thompson, Epic Alliance Real Estate Inc., and 12767490 Canada Inc.

• Adjournment Order in the Matter of Rochelle Laflamme, Alisa Thompson, and Epic Alliance Real Estate Inc.

For more information, contact:

Sonne Udemgba 
Financial and Consumer Affairs Authority
Director, Legal, Securities Division 
400-2365 Albert Street
Regina, SK, S4P 4K1
Tel: 306-787-5879  
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca

 

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Securities – CSA Notice and Request for Comment: Proposed Amendments to National Instrument 44-102 Shelf Distributions Relating to Well-known Seasoned Issuers

September 21, 2023 – The Financial and Consumer Affairs Authority of Saskatchewan is publishing the CSA Notice and Request for Comment in relation to Proposed Amendments to National Instrument 44-102 Shelf Distributions Relating to Well-known Seasoned Issuers.

• 44-102 NI CSA Notice and Request for Comment September 21, 2023
  • Annex A Proposed Amendments to National Instrument 44-102 Shelf Distributions September 21, 2023
  • Annex B Proposed Changes to Companion Policy 44-102CP Shelf Distributions September 21, 2023
  • Annex C Proposed Changes to National Policy 11-202 Process for Prospectus Reviews in Multiple Jurisdictions June 15, 2023
  • Annex D Local Matters September 21, 2023
  • Annex E Summary of the Principal Differences Between the Blanket Orders and the Proposed Amendments September 21, 2023

Comment Period Ends: December 20, 2023.

For more information, contact:

Heather Kuchuran 
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance, Securities Division 
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-1009 
Fax: 306-787-5899
Email : heather.kuchuran@gov.sk.ca

 

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Securities – CSA Staff Notice 11-345 Withdrawal of Staff Notices

September 14, 2023 – The Financial and Consumer Affairs Authority of Saskatchewan is publishing CSA Staff Notice 11-345 Withdrawal of Staff Notices.

• CSA Staff Notice 11-345 Withdrawal of Staff Notices

For more information, contact:

Sonne Udemgba 
Financial and Consumer Affairs Authority
Director, Legal, Securities Division 
400-2365 Albert Street
Regina, SK, S4P 4K1
Tel: 306-787-5879  
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca

 

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Securities – Extension of General Order 81-508 Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers 

September 14, 2023 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing the extension of General Order 81-508 Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers (GO 81-508). GO 81-508 provides temporary exemptions from the OEO trailer ban to facilitate dealer rebates of trailing commissions to clients holding mutual fund in OEO dealer accounts and process client transfers. GO 81-508 took effect in all CSA jurisdictions on June 1, 2022 and is set to expire on November 30, 2023. GO 81-508 is being amended to extend the validity period of the order (Amended GO 81-508). GO 81-508 remains in effect until November 30, 2023 and Amended GO 81-508 will be in effect on December 1, 2023.

• Amended General Order 81-508 – March 25, 2022

For more information, contact:

Mobolanle Depo-Fajumo
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-798-3381
Fax: 306-787-5899
Email: mobolanle.depofajumo2@gov.sk.ca

 

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Securities – Sanctions Order in the Matter of Jay Max Olesiuk, Also known as Jay Maks Olesiuk, Also known as Andrij Olesiuk

September 6, 2023 – The Financial and Consumer Affairs Authority of Saskatchewan is publishing Sanctions Order in the Matter of Jay Max Olesiuk, Also known as Jay Maks Olesiuk, Also known as Andrij Olesiuk.

• Sanctions Order in the Matter of Jay Max Olesiuk, Also known as Jay Maks Olesiuk, Also known as Andrij Olesiuk

For more information, contact:

Sonne Udemgba 
Financial and Consumer Affairs Authority
Director, Legal, Securities Division 
400-2365 Albert Street
Regina, SK, S4P 4K1
Tel: 306-787-5879  
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca