August 2023
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
August 2023
Securities – Multilateral CSA Notice regarding the Repeal of National Instrument 81-104 Alternative Mutual Funds
August 31, 2023 – The Financial and Consumer Affairs Authority of Saskatchewan is publishing the Multilateral CSA Notice regarding the Repeal of National Instrument 81-104 Alternative Mutual Funds.
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-1009
Fax: 306-787-5899
Email : heather.kuchuran@gov.sk.ca
Securities – Notice of Teleconference in the Matter of Rochelle Laflamme, Alisa Thompson, Epic Alliance Real Estate Inc., and 12767490 Canada Inc.
August 30, 2023 – The Financial and Consumer Affairs Authority of Saskatchewan is publishing Notice of Teleconference in the Matter of Rochelle Laflamme, Alisa Thompson, Epic Alliance Real Estate Inc., and 12767490 Canada Inc.
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority
Director, Legal, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Tel: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – Adjournment Order in the Matter of Rochelle Laflamme, Alisa Thompson, Epic Alliance Real Estate Inc., and 12767490 Canada Inc.
August 30, 2023 – The Financial and Consumer Affairs Authority of Saskatchewan is publishing an Adjournment Order in the Matter of Rochelle Laflamme, Alisa Thompson, Epic Alliance Real Estate Inc., and 12767490 Canada Inc.
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority
Director, Legal, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Tel: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – Merit and Sanctions Decision in the Matter of Jay Max Olesiuk, (Also known as Jay Maks Olesiuk), (Also known as Andrij Olesiuk)
August 30, 2023 – The Financial and Consumer Affairs Authority of Saskatchewan is publishing Merit and Sanctions Decision in the Matter of Jay Max Olesiuk, (Also known as Jay Maks Olesiuk), (Also known as Andrij Olesiuk).
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority
Director, Legal, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Tel: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – Notice of Teleconference in the Matter of Rochelle Laflamme, Alisa Thompson, Epic Alliance Real Estate Inc., and 12767490 Canada Inc.
August 16, 2023 – The Financial and Consumer Affairs Authority of Saskatchewan is publishing Notice of Teleconference in the Matter of Rochelle Laflamme, Alisa Thompson, Epic Alliance Real Estate Inc., and 12767490 Canada Inc.
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority
Director, Legal, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Tel: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – Consent Adjournment Order in the Matter of Rochelle Laflamme, Alisa Thompson, Epic Alliance Real Estate Inc., and 12767490 Canada Inc.
August 11, 2023 – The Financial and Consumer Affairs Authority of Saskatchewan is publishing Consent Adjournment Order in the Matter of Rochelle Laflamme, Alisa Thompson, Epic Alliance Real Estate Inc., and 12767490 Canada Inc.
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority
Director, Legal, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Tel: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – CSA Staff Notice 24-319 Regarding National Instrument 24-101 Institutional Trade Matching and Settlement – Update and Staff Recommendation
August 10, 2023 – The Financial and Consumer Affairs Authority of Saskatchewan is publishing CSA Staff Notice 24-319 Regarding National Instrument 24-101 Institutional Trade Matching and Settlement – Update and Staff Recommendation
For more information, contact:
Liz Kutarna
Financial and Consumer Affairs Authority
Director, Capital Markets, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Tel: 306-787-5871
Fax: 306-787-5899
Email: liz.kutarna@gov.sk.ca
Securities - Staff Notice 31-363 Client Focused Reforms: Review of Registrants’ Conflicts of Interest Practices and Additional Guidance
August 3, 2023 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing the Joint CSA and CIRO joint Staff Notice 31-363 Client Focused Reforms: Review of Registrants’ Conflicts of Interest Practices and Additional Guidance.
For more information, contact:
Curtis Brezinski
Financial and Consumer Affairs Authority of Saskatchewan
Compliance Auditor, Capital Markets
Securities Division
4th Floor, 2365 Albert Street
Regina SK S4P 4K1
Bus: 306-787-5876
Fax: 306-787-5899
Email: curtis.brezinski@gov.sk.ca
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca