October 2021

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

October 2021

Securities – Temporary Cease Trade Order Aganist Nine Saskatoon Companies and Two Individuals

October 29, 2021 – The FCAA has issued a Temporary Cease Trade Order aganist nine Saskatoon companies and two individuals. For more information, refer to the Temporary Cease Trade Order.

Securities – Climate-related Disclosure Update and CSA Notice and Request for Comment Proposed National Instrument 51-107 Disclosure of Climate-related Matters

October 18, 2021 – Today the Canadian Securities Administrators is publishing the Climate-related Disclosure Update and CSA Notice and Request for Comment Proposed National Instrument 51-107 Disclosure of Climate-related Matters.

Climate-related Disclosure Update and CSA Notice and Request for Comment Proposed National Instrument 51-107 Disclosure of Climate-related Matters
- Annex A Proposed National Instrument 51-107 Disclosure of Climate-related Matters
- Annex B Proposed Companion Policy 51-107CP Disclosure of Climate-related Matters
- Annex C Existing Securities Legislation
- Annex D CSA Disclosure Review
- Annex E Domestic Developments
- Annex F International Developments
- Annex G Local Matters

Comment Period Ends: January 17, 2022.

For more information, contact:

Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email: heather.kuchuran@gov.sk.ca

Securities – CSA Notice of Amendments Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1

October 7, 2021 – Today the Canadian Securities Administrators is publishing the CSA Notice of Amendments Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1.

CSA Notice of Amendments Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1
- Annex A Summary of Changes to the Proposed Amendments
- Annex B Summary of Public Comments and CSA Responses on the Proposed Amendments
- Annex C Amendments and Related Changes Including:
- Workstream One: Consolidate the Simplified Prospectus and the Annual Information Form
- Schedule 1-A Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure
- Schedule 1-B Changes to Companion Policy 81-101 Mutual Fund Prospectus Disclosure
- Schedule 1-C Amendments to National Instrument 81-102 Investment Funds
- Schedule 1-D Changes to Companion Policy 81-102 Investment Funds
- Schedule 1-E Amendments to National Instrument 81-106 Investment Fund Continuous Disclosure
- Schedule 1-F Changes to Companion Policy 81-106 Investment Fund Continuous Disclosure
- Schedule 1-G Changes to National Policy 11-202 Process for Prospectus Reviews in Multiple Jurisdictions
- Schedule 1-H Amendments to National Instrument 13-101 System for Electronic Document Analysis and Retrieval (SEDAR)
- Schedule 1-I Amendments to Multilateral Instrument 13-102 System Fees for SEDAR and NRD
- Schedule 1-J Changes to Companion Policy 41-101 General Prospectus Requirements
- Workstream Two: Mandate that each Investment Fund have a Designated Website
- Schedule 2-A Amendments to National Instrument 41-101 General Prospectus Requirements
- Schedule 2-B Changes to Companion Policy 41-101 General Prospectus Requirements
- Schedule 2-C Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure
- Schedule 2-D Changes to Companion Policy 81-101 Mutual Fund Prospectus Disclosure
- Schedule 2-E Amendments to National Instrument 81-102 Investment Funds
- Schedule 2-F Amendments to National Instrument 81-106 Investment Fund Continuous Disclosure
- Schedule 2-G Changes to Companion Policy 81-106 Investment Fund Continuous Disclosure
- Schedule 2-H Amendments to National Instrument 81-107 Independent Review Committee for Investment Funds
- Schedule 2-I Changes to Commentary in National Instrument 81-107 Independent Review Committee for Investment Funds
- Workstream Three: Codify Exemptive Relief Granted in Respect of Notice-and-Access Applications
- Schedule 3-A Amendments to National Instrument 81-106 Investment Fund Continuous Disclosure
- Schedule 3-B Changes to Companion Policy 81-106 Investment Fund Continuous Disclosure
- Workstream Four: Minimize Filings of Personal Information Forms
- Schedule 4-A Amendments to National Instrument 41-101 General Prospectus Requirements
- Schedule 4-B Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure
- Workstream Five: Codify Exemptive Relief Granted in Respect of Conflicts Applications
- Schedule 5-A Amendments to National Instrument 81-102 Investment Funds
- Schedule 5-B Changes to Companion Policy 81-102 Investment Funds
- Schedule 5-C Amendments to National Instrument 81-107 Independent Review Committee for Investment Funds
- Schedule 5-D Changes to Commentary in National Instrument 81-107 Independent Review Committee for Investment Funds
- Schedule 5-E Amendment to National Instrument 45-106 Prospectus Exemptions
- Schedule 5-F Amendment to National Instrument 81-106 Investment Fund Continuous Disclosure
- Schedule 5-G Amendment to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
- Workstream Six: Broaden Pre-approval Criteria for Investment Fund Mergers
- Schedule 6-A Amendments to National Instrument 81-102 Investment Funds
- Schedule 6-B Change to Companion Policy 81-102 Investment Funds
- Workstream Seven: Repeal Regulatory Approval Requirements for Change of Manager, Change of Control of a Manager, and Change of Custodian that Occurs in Connection with a Change of Manager
- Schedule 7-A Amendments to National Instrument 81-102 Investment Funds
- Schedule 7-B Change to Companion Policy 81-102 Investment Funds
- Workstream Eight: Codify Exemptive Relief Granted in Respect of Fund Facts Delivery Applications
- Schedule 8-A Amendments to National Instrument 41-101 General Prospectus Requirements
- Schedule 8-B Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure
- Additional Amendments:
- Schedule 9 Amendments to National Instrument 41-101 General Prospectus Requirements
- Annex D Local matters
- Annex E Blacklines Reflecting Amendments and Related Changes Arising from all Workstreams

Effective Date: Subject to Ministerial Approval – Workstreams 3-8 January 5, 2022 and Workstreams 1 and 2 January 6, 2022.