June 2024

June 2024

Securities – CSA Notice Regarding Coordinated Blanket Order 31-930 Exemption to allow Exempt Market Dealer Participation in Selling Groups in Offerings of Securities under a Prospectus

June 20, 2024  – The Financial and Consumer Affairs Authority of Saskatchewan is publishing Coordinated Blanket Order 31-930 Exemption to allow Exempt Market Dealer Participation in Selling Groups in Offerings of Securities under a Prospectus (GO 31-930). Subject to terms and conditions outlined in GO 31-930, the order provides an exemption to exempt market dealers from the restrictions in subsection 7.1 (2)( d) of NI 31-103 that prohibit them from acting as a dealer in a distribution of securities made under a prospectus. GO 31-930 comes into effect on June 20, 2024.

• CSA Notice Regarding Coordinated Blanket Order 31-930 Exemption to allow Exempt Market Dealer Participation in Selling Groups in Offerings of Securities under a Prospectus
• Coordinated Blanket Order 31-930 Exemption to allow Exempt Market Dealer Participation in Selling Groups in Offerings of Securities under a Prospectus 

For more information, contact:

Mobolanle Depo-Fajumo
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-798-3381
Fax: 306-787-5899
Email: mobolanle.depofajumo2@gov.sk.ca