May 2018

May 2018

 

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Securities - General Order 94-501 Exempting Certain Counterparties from Mandatory Clearing Derivatives

May 31, 2018 - Today the Financial and Consumer Affairs Authority of Saskatchewan issued General Order 94-501, effective August 20, 2018.

For more information contact:

Sonne Udemgba, Deputy Director, Legal 
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 798-3381
Fax:  (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

 


 

Securities - CSA Staff Notice 94-303 Variation, Amendment, or Revocation and Replacement of Blanket Orders Exempting Certain Counterparties from the Requirement to Submit a Mandatory Clearable Derivative for Clearing and Update on Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives

May 31, 2018 -  Today the Canadian Securities Administrators are publishing CSA Staff Notice 94-303.

For more information contact:

Sonne Udemgba, Deputy Director, Legal 
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 798-3381
Fax:  (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

 


     
Securities – CSA Staff Notice 81-329 Reducing Regulatory Burden For Investment Fund Issuers

May 24, 2018 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 81-329 Reducing Regulatory Burden For Investment Fund Issuers.

For more information contact:

Heather Kuchuran, Senior Securities Analyst, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-1009
Fax:  (306) 787-5899
Email: heather.kuchuran@gov.sk.ca

 


        
Securities – CSA Notice and Request for Comment 21-323 Proposal for Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Proposed Amendments to National Instrument 21-101 Marketplace Operation and Related Companion Policy

May 24, 2018 - The CSA are publishing for comment amendments to National Instrument 21-101 Marketplace Operation and the related Companion Policy 21-101.

The comment period ends August 29, 2018.

For more information contact:

Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5871
Fax:  (306) 787-5899
Email: liz.kutarna@gov.sk.ca

 


 

Securities - Extending Order in the Matter of Global Financial Group NV, Nathan Britten, David Taylor and Damien Gerhard Phelps

May 18, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Extending Order in the Matter of Global Financial Group NV, Nathan Britten, David Taylor and Damien Gerhard Phelps

For more information contact:
        Nathanial Day, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5843
        Fax:  (306) 787-5899
        Email: nathanial.day@gov.sk.ca

 


Securities – Cease Trade Order in the Matter of North America Frac Sand, Inc.

May 15, 2018 - Cease Trade Order pursuant to subsection 134.1(1) of The Securities Act, 1988 that all trading in securities of North America Frac Sand, Inc. (the Issuer) cease until the Issuer files the required records.

For more information contact:

Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5849
Fax:  (306) 787-5899
Email: tony.herdzik@gov.sk.ca

 


    
Securities - Decision - Request For Adjournment in the Matter of Ronald James Aitkens, et al

May 14, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Decision - Request For Adjournment in the Matter of Ronald James Aitkens, et al.

For more information contact:

Nathanial Day, Legal Counsel, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5843
Fax:  (306) 787-5899
Email: nathanial.day@gov.sk.ca

        


    
Securities – Extending Order In the Matter of Lionexo and Quattro Enterprises EOOD

May 10, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order In the Matter of Lionexo and Quattro Enterprises EOOD.

For more information contact:

Nathanial Day, Legal Counsel, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5843
Fax:  (306) 787-5899
Email: nathanial.day@gov.sk.ca

 


    
Securities – Temporary Order In the Matter of Global Financial Group NV et al

May 2, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Temporary Order In the Matter of Global Financial Group NV et al.

For more information contact:

Nathanial Day, Legal Counsel, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5843
Fax:  (306) 787-5899
Email: nathanial.day@gov.sk.ca

   

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

Agree Term