May 2018
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
May 2018
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Securities - General Order 94-501 Exempting Certain Counterparties from Mandatory Clearing Derivatives
May 31, 2018 - Today the Financial and Consumer Affairs Authority of Saskatchewan issued General Order 94-501, effective August 20, 2018.
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 798-3381
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities - CSA Staff Notice 94-303 Variation, Amendment, or Revocation and Replacement of Blanket Orders Exempting Certain Counterparties from the Requirement to Submit a Mandatory Clearable Derivative for Clearing and Update on Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives
May 31, 2018 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 94-303.
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 798-3381
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – CSA Staff Notice 81-329 Reducing Regulatory Burden For Investment Fund Issuers
May 24, 2018 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 81-329 Reducing Regulatory Burden For Investment Fund Issuers.
For more information contact:
Heather Kuchuran, Senior Securities Analyst, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-1009
Fax: (306) 787-5899
Email: heather.kuchuran@gov.sk.ca
Securities – CSA Notice and Request for Comment 21-323 Proposal for Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Proposed Amendments to National Instrument 21-101 Marketplace Operation and Related Companion Policy
May 24, 2018 - The CSA are publishing for comment amendments to National Instrument 21-101 Marketplace Operation and the related Companion Policy 21-101.
- Staff Notice and Request For Comment - Comment period ends August 29, 2018.
- Annex A - Framework For the Regulation and Transparency of the Government Debt Market, Description of the Expanded Corporate Debt Proposal and of the Proposed Amendments
- Annex B - Proposed Amendments to National Instrument 21-101 Marketplace Operation
- Annex C - Proposed Amendments to National Instrument 21-101 Marketplace Operation, blacklined to the current versions
- Annex D - Local Matters
The comment period ends August 29, 2018.
For more information contact:
Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871
Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca
Securities - Extending Order in the Matter of Global Financial Group NV, Nathan Britten, David Taylor and Damien Gerhard Phelps
May 18, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Extending Order in the Matter of Global Financial Group NV, Nathan Britten, David Taylor and Damien Gerhard Phelps
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities – Cease Trade Order in the Matter of North America Frac Sand, Inc.
May 15, 2018 - Cease Trade Order pursuant to subsection 134.1(1) of The Securities Act, 1988 that all trading in securities of North America Frac Sand, Inc. (the Issuer) cease until the Issuer files the required records.
For more information contact:
Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849
Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca
Securities - Decision - Request For Adjournment in the Matter of Ronald James Aitkens, et al
May 14, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Decision - Request For Adjournment in the Matter of Ronald James Aitkens, et al.
For more information contact:
Nathanial Day, Legal Counsel, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities – Extending Order In the Matter of Lionexo and Quattro Enterprises EOOD
May 10, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order In the Matter of Lionexo and Quattro Enterprises EOOD.
For more information contact:
Nathanial Day, Legal Counsel, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities – Temporary Order In the Matter of Global Financial Group NV et al
May 2, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Temporary Order In the Matter of Global Financial Group NV et al.
For more information contact:
Nathanial Day, Legal Counsel, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca