November 2018

November 2018

Securities - CSA Staff Notice 51-356 Problematic promotional activities by issuers

November 29, 2018 - The Canadian Securities Administrators today published CSA Staff Notice 51-356 Problematic promotional activities by issuers

For more information contact:

          Tony Herdzik, Deputy Director, Corporate Finance
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan  S4P 4H2
          Phone:  (306) 787-5849
          Fax:  (306) 787-5899
          Email: tony.herdzik@gov.sk.ca

 


Securities - Order in the Matter of Colmex Pro Limited

November 21, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Order in the Matter of Colmex Pro Limited

For more information contact:

        Dallas Smith, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5843
        Fax:  (306) 787-5899
        Email: dallas.smith@gov.sk.ca


Securities - Notice of Adjournment in the Matter of FMTrader

November 8, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Notice of Adjournment in the Matter of FMTrader

For more information contact:

        Dallas Smith, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5843
        Fax:  (306) 787-5899
        Email: dallas.smith@gov.sk.ca


 

Securities - Notice of Adjournment in the Matter of Melnic Group Ltd. and Boss Capital

November 8, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Notice of Adjournment in the Matter of Melnic Group Ltd. and Boss Capital

For more information contact:

        Dallas Smith, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5843
        Fax:  (306) 787-5899
        Email: dallas.smith@gov.sk.ca


 

Securities - Notice of Adjournment in the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited

November 8, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Notice of Adjournment in the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited

For more information contact:

        Dallas Smith, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5843
        Fax:  (306) 787-5899
        Email: dallas.smith@gov.sk.ca

 


 

Securities - Extending Order in the Matter of Ava Trade Limited (also known as AvaTrade Limited, AVA Trade Limited, AVA Trade EU Limited, Ava Capital Markets Australia Pty Limited, Ava Capital Markets Pty, and Ava Trade Japan K.K.)

November 2, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Extending Order in the Matter of Ava Trade Limited (also known as AvaTrade Limited, AVA Trade Limited, AVA Trade EU Limited, Ava Capital Markets Australia Pty Limited, Ava Capital Markets Pty, and Ava Trade Japan K.K.)

For more information contact:

        Dallas Smith, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5843
        Fax:  (306) 787-5899
        Email: dallas.smith@gov.sk.ca

 


 

Securities - CSA Staff Notice 11-339 Notice of Local Changes in Alberta

November 1, 2018 - The Canadian Securities Administrators today published CSA Staff Notice 11-339 Notice of Local Changes in Alberta

For more information contact:

        Sonne Udemgba, Deputy Director, Legal
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5879
        Fax:  (306) 787-5899
        Email: sonne.udemgba@gov.sk.ca

 

 

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

Agree Term