November 2018
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
November 2018
Securities - CSA Staff Notice 51-356 Problematic promotional activities by issuers
November 29, 2018 - The Canadian Securities Administrators today published CSA Staff Notice 51-356 Problematic promotional activities by issuers
For more information contact:
Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849
Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca
Securities - Order in the Matter of Colmex Pro Limited
November 21, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Order in the Matter of Colmex Pro Limited
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Notice of Adjournment in the Matter of FMTrader
November 8, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Notice of Adjournment in the Matter of FMTrader
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Notice of Adjournment in the Matter of Melnic Group Ltd. and Boss Capital
November 8, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Notice of Adjournment in the Matter of Melnic Group Ltd. and Boss Capital
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Notice of Adjournment in the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited
November 8, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Notice of Adjournment in the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Extending Order in the Matter of Ava Trade Limited (also known as AvaTrade Limited, AVA Trade Limited, AVA Trade EU Limited, Ava Capital Markets Australia Pty Limited, Ava Capital Markets Pty, and Ava Trade Japan K.K.)
November 2, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Extending Order in the Matter of Ava Trade Limited (also known as AvaTrade Limited, AVA Trade Limited, AVA Trade EU Limited, Ava Capital Markets Australia Pty Limited, Ava Capital Markets Pty, and Ava Trade Japan K.K.)
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - CSA Staff Notice 11-339 Notice of Local Changes in Alberta
November 1, 2018 - The Canadian Securities Administrators today published CSA Staff Notice 11-339 Notice of Local Changes in Alberta
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca