September 2021

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

September 2021

Securities – Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Staff Notice 21-330 Guidance for Crypto-Trading Platforms: Requirements relating to Advertising, Marketing and Social Media Use

September 23, 2021 – Today the Canadian Securities Administrators is publishing the Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Staff Notice 21-330 Guidance for Crypto-Trading Platforms: Requirements relating to Advertising, Marketing and Social Media Use.

Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Staff Notice 21-330 Guidance for Crypto-Trading Platforms: Requirements relating to Advertising, Marketing and Social Media Use

For more information, contact:

Derek Maher, J.D., CPA, CA
Financial and Consumer Affairs Authority of Saskatchewan
Acting Director, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5867
Fax: 306-787-5899
Email: derek.maher2@gov.sk.ca

Securities – CSA Notice and Request for Comment Proposed amendments to National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions

September 16, 2021 – Today the Canadian Securities Administrators is publishing the CSA Notice and Request for Comment Proposed amendments to National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions.

CSA Notice and Request for Comment Proposed amendments to National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
- Annex A Proposed Amendments to National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
- Annex B Blackline of National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions showing the proposed amendments
- Annex C Local Matters

Comment Period Ends: November 15, 2021

For more information, contact:

Securities - Multilateral CSA Notice of Implementation Alberta and Saskatchewan Orders 45-539 Small Business Financing

September 1, 2021 – The Financial and Consumer Affairs Authority of Saskatchewan and the Alberta Securities Commission published Multilateral CSA Notice of Implementation Alberta and Saskatchewan Orders 45-539 Small Business Financing.

Multilateral CSA Notice of Implementation Alberta and Saskatchewan Orders 45-539 Small Business Financing
- Schedule A Summary of Comments: CSA multilateral Notice and Request for Comment Proposed Order 45-539 Small Business Financing
General Order 45-539 Small Business Financing
Form 45-539F1 Small Business Offering Document
Form 45-539F1 Small Business Offering Document (Fillable)
Form 45-539F2 Small Business Risk Acknowledgement
Form 45-539F3 Small Business Undertaking
Small Business Financing Guide

In Effect Date: September 1, 2021.

For more information, contact:

Mikale White
Financial and Consumer Affairs Authority of Saskatchewan
Legal Counsel, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-798-3381
Fax: 306-787-5899
Email: mikale.white@gov.sk.ca

Securities – Local Notice of Amendments to General Order 11-906 Offering memorandum Specification Order

September 1, 2021 – Today, the Financial and Consumer Affairs Authority of Saskatchewan is publishing Local Notice of Amendments to General Order 11-906 Offering memorandum Specification Order.

In Effect Date: September 1, 2021.

For more information, contact:

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca