March 2016

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

March 2016

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Securities – CSA Staff Notice 31-344 OBSI Joint Regulators Committee Annual Report for 2015

March 31, 2016 - This notice is being published jointly by the Canadian Securities Administrators, the Investment Industry Regulatory Organization of Canada and the Mutual Fund Dealers Association of Canada to serve as the second Annual Report of the Joint Regulators Committee of the Ombudsman for Banking Services and Investments.

CSA Staff Notice 31-344

For more information, please contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

Securities – Adjournment Notice in the Matter of Latin Clearing Corporation and Andrew Berger

March 31, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan today issued an Adjournment Notice in the Matter of Latin Clearing Corporation and Andrew Berger. The hearing is adjourned to May 9-10 and, if necessary, May 11, 2016 at 9:00 a.m. (CST).

Adjournment Notice - March 31, 2016

Securities – Viterra Inc. Decision pursuant to section 92 of The Securities Act, 1988

March 31, 2016 - The Financial Consumer Affairs Authority of Saskatchewan has made a decision pursuant to section 92 of The Securities Act, 1988 that Viterra Inc. is no longer a reporting issuer.

Decision - March 31, 2016

Securities – Extending Order in the Matter of OptionRally and TCM Investments Ltd.

March 31, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order in the Matter of OptionRally and TCM Investments Ltd.

Extending Order - March 31, 2016

For more information contact:

Securities – Metals Plus Income Corp. Decision pursuant to section 92 of The Securities Act, 1988

March 29, 2016 - Decision pursuant to section 92 of The Securities Act, 1988 that Metals Plus Income Corp. is no longer a reporting issuer.

Decision - March 29 2016

Securities – Xcite Energy Limited Decision pursuant to section 92 of The Securities Act, 1988

March 29, 2016 - Decision pursuant to section 92 of The Securities Act, 1988 that Xcite Energy Limited is no longer a reporting issuer.

Decision - March 29, 2016

Securities – Temporary Order in the Matter of OptionRally and TCM Investments Ltd.

March 21, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Temporary Order in the Matter of OptionRally and TCM Investments Ltd.

Temporary Order - March 21, 2016

For more information contact:

Securities – Extending Order in the Matter of LBinary and Chelestra Limited

March 11, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order in the Matter of LBinary and Chelestra Limited.

Extending Order - March 11, 2016

For more information contact:

Securities – Extending Order in the Matter of Options Rider and Option One (Aust) Pty Ltd.

March 11, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order in the Matter of Options Rider and Option One (Aust) Pty Ltd.

Extending Order - March 11, 2016

For more information contact:

Securities – First Asset CanBanc Split Corp. Decision pursuant to section 92 of The Securities Act, 1988

March 9, 2016 - Decision pursuant to section 92 of The Securities Act, 1988 that First Asset CanBanc Split Corp. is no longer a reporting issuer.

Decision - March 9, 2016

Securities – Eagle Energy Trust Decision pursuant to section 92 of The Securities Act, 1988

March 4, 2016 - Decision pursuant to section 92 of The Securities Act, 1988 that Eagle Energy Trust is no longer a reporting issuer.

Decision - March 4, 2016

Securities – CSA Notice of Publication MI 11-102 and MI 11-103

March 3, 2016 - The Canadian Securities Administrators (the CSA or we), except for the Ontario Securities Commission (the OSC), are implementing amendments to Multilateral Instrument 11‑102 Passport System (MI 11‑102 or the passport rule) and changes to Companion Policy 11‑102CP Passport System (CP 11‑102).

The CSA, except for the OSC and the Alberta Securities Commission (the ASC), are also implementing Multilateral Instrument 11‑103 Failure‑to‑File Cease Trade Orders in Multiple Jurisdictions (MI 11‑103).

All members of the CSA are implementing the following policies:

National Policy 11‑206 Process for Cease to be a Reporting Issuer Applications (NP 11‑206);

National Policy 11‑207 Failure‑to‑File Cease Trade Orders and Revocations in Multiple Jurisdictions (NP 11‑207);

National Policy 12‑202 Revocation of Certain Cease Trade Orders (NP 12‑202) (replacing current National Policy 12‑202 Revocation of a Compliance‑Related Cease Trade Order, which will be withdrawn on June 23, 2016); and

National Policy 12‑203 Management Cease Trade Orders (NP 12‑203) (replacing current National Policy 12‑203 Cease Trade Orders for Continuous Disclosure Defaults, which will be withdrawn on June 23, 2016).

Provided all necessary ministerial approvals are obtained, the 2016 Materials will come into force onJune 23, 2016.

For more information, please contact:

Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone:  (306) 787-5871
Fax:  (306) 787-5849
Email:  Tony.Herdzik@gov.sk.ca

Securities – Canadian Securities Regulators Release IIROC Oversight Review Report

March 3, 2016 - The Canadian Securities Administrators (CSA) today released the Oversight Review Report that focuses on certain functional areas and key processes of the Investment Industry Regulatory Organization of Canada (IIROC).

IIROC Oversight Review Report
Press Release

For more information contact:

Curtis Brezinski, Compliance Auditor, Capital Markets
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5876
Fax: (306) 787-5899
Email: Curtis.Brezinski@gov.sk.ca

Securities – Temporary Order in the Matter of LBinary and Chelestra Limited

March 1, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Temporary Order in the Matter of LBinary and Chelestra Limited.

Temporary Order - March 1, 2016

For more information contact:

Securities – Revocation Order in the Matter of H2 Energy Corporation et al

March 1, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Revocation Order in the Matter of H2 Energy Corporation, Dan Maarsman, Kenneth C. Fraser, Charles N. Holmes and Lorne Laatsch

Revocation Order - March 1, 2016

For more information contact:

Securities – Temporary Order in the Matter of Options Rider and Option One (Aust) Pty Ltd.

March 1, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Temporary Order in the Matter of Options Rider and Option One (Aust) Pty Ltd.

Temporary Order - March 1, 2016

For more information contact:

Securities – Cease Trade Order in the Matter of Star Minerals Group Ltd. and in the Matter of Karen Frisky and Michael Burns

March 1, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Cease Trade Order in the Matter of Star Minerals Group Ltd. and in the Matter of Karen Frisky and Michael Burns.

Cease Trade Order - March 1, 2016

For more information contact:

Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849
Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca

Securities – Order Setting Hearing Dates in the Matter of SHEC Energy Corporation, James Thomas Beck and Terrance Michael Stott

March 1, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan today issued an Order Setting Hearing Dates in the Matter of SHEC Energy Corporation, James Thomas Beck and Terrance Michael Stott.

Order Setting Hearing Dates

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca