September 2024
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
September 2024
Securities – The Securities Commission (Adoption of National Instruments) (MI 93-101) Amendment Regulations, 2024
September 27, 2024 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing The Securities Commission (Adoption of National Instruments) (MI 93-101) Amendment Regulations, 2024.
Multilateral Instrument 93-101 Derivatives: Business Conduct (MI 93-101) establishes a robust market conduct regime that is tailored for over-the-counter derivatives markets, meets the International Organization of Securities Commissions' (IOSCO) international standards, and is harmonized both within Canada and with the regulatory approach taken by most IOSCO jurisdictions with active derivatives markets. MI 93-101 is designed to help protect participants in the over-the-counter derivatives markets from unfair, improper, or fraudulent practices and is intended to foster confidence in the Canadian financial markets.
The amendment regulation will come into force on September 28, 2024.
For more information, contact:
Graham Purse
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-5867
Fax: 306-787-5899
Email: graham.purse2@gov.sk.ca
Securities – CSA Notice of Consultation Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives
September 19, 2024 – The Financial and Consumer Affairs Authority of Saskatchewan is publishing the CSA Notice of Consultation Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives.
- CSA Notice of Consultation Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives
- Annex A: Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives
- Annex B: Specific question of the CSA relating to the Proposed Amendments
- Annex C: Local Matters
Comment Period Ends: December 19, 2024.
For more information, contact:
Graham Purse
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-5867
Fax: 306-787-5899
Email: graham.purse2@gov.sk.ca
Securities – CSA Notice and Request for Comment Proposed Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds, National Instrument 81-106 Investment Fund Continuous Disclosure, National Instrument 81-107 Independent Review Committee for Investment Funds and Related Proposed Consequential Amendments and Changes Modernization of the Continuous Disclosure Regime for Investment Funds
September 19, 2024 – The Financial and Consumer Affairs Authority of Saskatchewan is publishing the CSA Notice and Request for Comment Proposed Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds, National Instrument 81-106 Investment Fund Continuous Disclosure, National Instrument 81-107 Independent Review Committee for Investment Funds and Related Proposed Consequential Amendments and Changes Modernization of the Continuous Disclosure Regime for Investment Funds.
- CSA Notice and Request for Comment Proposed Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds, National Instrument 81-106 Investment Fund Continuous Disclosure, National Instrument 81-107 Independent Review Committee for Investment Funds and Related Proposed Consequential Amendments and Changes Modernization of the Continuous Disclosure Regime for Investment Funds
- Annex A Specific Questions for Comment Relating to the Proposed Amendments and Proposed Changes
- Annex B-1 Proposed Amendments to Multilateral Instrument 11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions
- Annex B-2 Proposed Changes to National Policy 11-207 Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions
- Annex B-3 Proposed Changes to National Policy 12-202 Revocation of Certain Cease Trade Orders
- Annex B-4 Proposed Changes to National Policy 12-203 Management Cease Trade Orders
- Annex B-5 Proposed Amendments to National Instrument 41-101 General Prospectus Requirements
- Annex B-6 Proposed Changes to Companion Policy 41-101CP General Prospectus Requirements
- Annex B-7 Proposed Amendments to National Instrument 44-101 Short Form Prospectus Distributions
- Annex B-8 Proposed Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure
- Annex B-9 Proposed Changes to Companion Policy 81-101CP Mutual Fund Prospectus Disclosure
- Annex B-10 Proposed Amendments to National Instrument 81-102 Investment Funds
- Annex B-11 Proposed Changes to Companion Policy 81-102CP Investment Funds
- Annex B-12 Proposed Amendments to National Instrument 81-106 Investment Fund Continuous Disclosure
- Annex B-13 Proposed Changes to Companion Policy 81-106CP Investment Fund Continuous Disclosure
- Annex B-13.1 Sample Fund Facts Document
- Annex B-14 Proposed Amendments to National Instrument 81-107 Independent Review Committee for Investment Funds
- Annex B-15 Proposed Change to Commentary in National Instrument 81-107 Independent Review Committee for Investment Funds
- Annex C-1 Blackline Illustrating Proposed Amendments to National Instrument 41-101 General Prospectus Requirements
- Annex C-2 Blackline Illustrating Proposed Changes to Companion Policy 41-101CP General Prospectus Requirements
- Annex C-3 Blackline Illustrating Proposed Amendments to Form 41-101F2 Information Required in an Investment Fund Prospectus
- Annex C-4 Blackline Illustrating Proposed Amendments to Form 41-101F3 Information Required in a Scholarship Plan Prospectus
- Annex C-5 Blackline Illustrating Proposed Amendments to Form 41-101F4 Information Required in an ETF Facts Document
- Annex C-6 Blackline Illustrating Proposed Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure
- Annex C-7 Blackline Illustrating Proposed Amendments to Form 81-101F1 Contents of Simplified Prospectus
- Annex C-8 Blackline Illustrating Proposed Amendments to Form 81-101F2 Contents of Annual Information Form
- Annex C-9 Blackline Illustrating Proposed Amendments to Form 81-101F3 Contents of Fund Facts Document
- Annex C-10 Blackline Illustrating Proposed Changes to Companion Policy 81-101CP Mutual Fund Prospectus Disclosure
- Annex C-11 Blackline Illustrating Proposed Amendments to National Instrument 81-102 Investment Funds
- Annex C-12 Blackline Illustrating Proposed Changes to Companion Policy 81-102CP Investment Funds
- Annex C-13 Blackline Illustrating Proposed Amendments to National Instrument 81-106 Investment Fund Continuous Disclosure
- Annex C-14 Blackline Illustrating Proposed Changes to Companion Policy 81-106CP Investment Fund Continuous Disclosure
- Annex C-15 Blackline Illustrating Proposed Amendments to National Instrument 81-107 Independent Review Committee for Investment Funds
- Annex D Material Modifications made to Mock-Up 3 Following Completion of Investor Testing
- Annex E Local Matters
Comment Period Ends: January 17, 2025.
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-1009
Fax: 306-787-5899
Email: heather.kuchuran@gov.sk.ca
Securities - CSA Staff Notice 93-302 FAQ re Derivatives Business Conduct Rule
September 12 2024 - The Canadian Securities Administrators published CSA Staff Notice 93-302 FAQ re Derivatives Business Conduct Rule. Canadian Securities Administrators Staff Notice 93-302 Frequently Asked Questions about National Instrument 93-101 Derivatives: Business Conduct provides detailed information to market participants regarding how certain requirements under National Instrument 93-101 should be implemented, including key issues and questions that market participants have posed to CSA members with respect to the application of National Instrument 93-101.
For more information contact:
Graham Purse
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-5867
Fax: 306-787-5899
Email: graham.purse2@gov.sk.ca
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca