April 2024
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
April 2024
Securities - Financial Compensation Decision in the Matter of Jack Louis Comeau
April 29, 2024 - The Financial and Consumer Affairs Authority of Saskatchewan is publishing a Financial Compensation Decision in the Matter of Jack Louis Comeau. The Panel’s decision is that Jack Comeau is not ordered to compensate Bart Campbell in the amount of $100,000 for losses incurred on the Grasswood securities that 1788373 Alberta Ltd. invested in through Comeau.
For more information contact:
Sonne Udemgba
Financial and Consumer Affairs Authority of Saskatchewan
Director, Legal, Securities Division
4th Floor, 2365 Albert Street
Regina, SK S4P 4K1
Tel: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – Client Relationship Model - Phase 2 (CRM2) and the Point of Sale (POS) Research Project
April 25, 2024 - The Financial and Consumer Affairs Authority of Saskatchewan is publishing the Client Relationship Model - Phase 2 (CRM2) and the Point of Sale (POS) Research Project.
- A Post-Implementation Review of The Impacts of The CRM2 Annual Costs and Performance Reports on Investment Fund Fees and Performance – Executive Summary
- A Post-Implementation Review of The Impacts of The CRM2 Annual Costs and Performance Reports on Investment Fund Fees
- A Post-Implementation Review of The Impacts of The CRM2 Annual Costs and Performance Reports on Investment Fund Performance
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-1009
Fax: 306-787-5899
Email : heather.kuchuran@gov.sk.ca
Securities – Order Approving Settlement in the Matter of Rochelle Laflamme, Alisa Thompson, Epic Alliance Real Estate Inc., and 12767490 Canada Inc.
April 23, 2024 – The Financial and Consumer Affairs Authority of Saskatchewan is publishing an Order Approving Settlement in the Matter of Rochelle Laflamme, Alisa Thompson, Epic Alliance Real Estate Inc., and 12767490 Canada Inc.
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority
Director, Legal, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Tel: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – General Order 96-931 Exemption from derivatives reporting requirements in Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting for certain derivatives data relating to Canadian dollar offered rate
April 22, 2024 – The Financial and Consumer Affairs Authority of Saskatchewan is publishing General Order 96-931 Exemption from derivatives reporting requirements in Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting for certain derivatives data relating to Canadian dollar offered rate. General Order 96-931 provides for an exemption from the requirement for a reporting counterparty to report life-cycle event data under section 32 of Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting, in relation to certain derivatives based on the Canadian dollar offered rate.
For more information, contact:
Graham Purse
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-5867
Fax: 306-787-5899
Email: graham.purse2@gov.sk.ca
Securities – The Securities Commission (Adoption of National Instruments) (NI 41-101, NI 44-101, NI 44-102 and NI 44-103) Amendment Regulations, 2024
April 22, 2024 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing The Securities Commission (Adoption of National Instruments) (NI 41-101, NI 44-101, NI 44-102 and NI 44-103) Amendment Regulations, 2024. The amendment regulation comes into force today.
For more information, contact:
Mobolanle Depo-Fajumo
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-798-3381
Fax: 306-787-5899
Email: mobolanle.depofajumo2@gov.sk.ca
Securities - Decision in the Matter of Fidelity Clearing Canada ULC
April 18, 2024 - The Financial and Consumer Affairs Authority of Saskatchewan published a Decision in the Matter of Fidelity Clearing Canada ULC, exempting them from certain reporting requirements under the Local Trade Reporting Rules in respect of Crypto Contracts.
For more information contact:
Sonne Udemgba
Financial and Consumer Affairs Authority
Director, Legal, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Tel: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – CSA Staff Notice 21-334 Next Steps to Facilitate Access to Real-Time Market Data
April 18, 2024 – The Financial and Consumer Affairs Authority is publishing CSA Staff Notice 21-334 Next Steps to Facilitate Access to Real-Time Market Data.
For more information, contact:
Liz Kutarna
Financial and Consumer Affairs Authority of Saskatchewan
Director, Capital Markets
Securities Division
4th Floor, 2365 Albert Street
Regina, SK S4P 4K1
Bus: 306-787-5871
Fax: 306-787-5899
Email: liz.kutarna@gov.sk.ca
Securities – Decision on Approval of Settlement Agreement in the Matter of Rochelle Laflamme, Alisa Thompson, Epic Alliance Real Estate Inc., and 12767490 Canada Inc.
April 5, 2024 – The Financial and Consumer Affairs Authority of Saskatchewan is publishing a Decision on Approval of Settlement Agreement in the Matter of Rochelle Laflamme, Alisa Thompson, Epic Alliance Real Estate Inc., and 12767490 Canada Inc.
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority
Director, Legal, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Tel: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca