April 2023
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
April 2023
Securities - Notice of Teleconference in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc., and Grasswood Property Finance Ltd.
April 25, 2023 - The Financial and Consumer Affairs Authority of Saskatchewan is publishing a Notice of Teleconference in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc., and Grasswood Property Finance Ltd.
For more information contact:
Connor Smith
Financial and Consumer Affairs Authority of Saskatchewan
Legal Counsel, Securities Division
4th Floor, 2365 Albert Street
Regina, SK S4P 4K1
Tel: 306-787-5843
Fax: 306-787-5899
Email: connor.smith2@gov.sk.ca
Securities - Order Setting Hearing Dates in the Matter of Jay Max Olesiuk
April 25, 2023 - The Financial and Consumer Affairs Authority of Saskatchewan is publishing an Order Setting Hearing Dates in the Matter of Jay Max Olesiuk.
For more information contact:
Connor Smith
Financial and Consumer Affairs Authority of Saskatchewan
Legal Counsel, Securities Division
4th Floor, 2365 Albert Street
Regina, SK S4P 4K1
Tel: 306-787-5843
Fax: 306-787-5899
Email: connor.smith2@gov.sk.ca
Securities - CSA Staff Notice 25-310 2022 Annual Activities Report on the Oversight of Self-Regulatory Organizations and Investor Protection Funds
April 20, 2023 - Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing CSA Staff Notice 25-310 2022 Annual Activities Report on the Oversight of Self-Regulatory Organizations and Investor Protection Funds
For more information, contact:
Curtis Brezinski
Financial and Consumer Affairs Authority of Saskatchewan
Compliance Auditor, Capital Markets
Securities Division
4th Floor, 2365 Albert Street
Regina SK S4P 4K1
Bus: 306-787-5876
Fax: 306-787-5899
Email: curtis.brezinski@gov.sk.ca
Securities - CSA and CCIR Notice of Publication CCIR Individual Variable Insurance Contract Ongoing Disclosure Guidance and Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations – Total Cost Reporting for Investment Funds and Segregated Funds
April 20, 2023 - Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing CSA and CCIR Notice of Publication CCIR Individual Variable Insurance Contract Ongoing Disclosure Guidance and Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations – Total Cost Reporting for Investment Funds and Segregated Funds
- CSA and CCIR Notice of Publication CCIR Individual Variable Insurance Contract Ongoing Disclosure Guidance and Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations – Total Cost Reporting for Investment Funds and Segregated Funds
- Annex A – Summary of changes to NI 31-103 and 31-103CP
- Annex B – Summary of comments and responses – Securities
- Annex C – Amendments to NI 31-103
- Annex D – Blackline showing changes to NI 31-103 under the Securities Amendments
- Annex E – Blackline showing changes to 31-103CP
- Annex F – Amendments to 31-103CP
- Annex G – Adoption of the Securities Amendments
- Annex H – Insurance Guidance
- Annex I – Insurance sample annual report document
For more information, contact:
Curtis Brezinski
Financial and Consumer Affairs Authority of Saskatchewan
Compliance Auditor, Capital Markets
Securities Division
4th Floor, 2365 Albert Street
Regina SK S4P 4K1
Bus: 306-787-5876
Fax: 306-787-5899
Email: curtis.brezinski@gov.sk.ca
Securities - CSA Notice and Request for Comment Proposed Amendments to Form 58-101F1 Corporate Governance Disclosure of National Instrument 58-101 Disclosure of Corporate Governance Practices and Proposed Changes to National Policy 58-201 Corporate Governance Guidelines
April 13, 2023 - Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing CSA Notice and Request for Comment Proposed Amendments to Form 58-101F1 Corporate Governance Disclosure of National Instrument 58-101 Disclosure of Corporate Governance Practices and Proposed Changes to National Policy 58-201 Corporate Governance Guidelines
- CSA Notice and Request for Comment Proposed Amendments to Form 58-101F1 Corporate Governance Disclosure of National Instrument 58-101 Disclosure of Corporate Governance Practices and Proposed Changes to National Policy 58-201 Corporate Governance Guidelines
- Annex A Detailed Comparison of Form A and Form B with Current Disclosure Requirements
- Annex B Approach to Diversity by Certain Securities Regulators Outside of Canada
- Annex C Proposed Amendments to National Instrument 58-101 Disclosure of Corporate Governance Practices (Form A)
- Annex D Proposed Amendment to National Instrument 58-101 Disclosure of Corporate Governance Practices (Form B)
- Annex E Proposed Amendments to Section 1.1 Definitions of National Instrument 58-101 (Applicable to Form B)
- Annex F Proposed Changes to National Policy 58-201 Corporate Governance Guidelines (Compatible with Form A)
- Annex G Proposed Changes to National Policy 58-201 Corporate Governance Guidelines (Compatible with Form B)
- Annex H Annotated Form 58-101F1 (Form A)
- Annex I Annotated Form 58-101F1 (Form B)
- Annex J Annotated National Policy 58-201 (Form A)
- Annex K Annotated National Policy 58-201 (Form B)
- Annex L Local Matters
Comment Period Ends: July 12, 2023.
For more information, contact:
Heather Kuchuran, Director
Corporate Finance, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
4th Floor, 2365 Albert Street
Regina, SK S4P 4K1
Phone: 306-787-1009
E-mail: heather.kuchuran@gov.sk.ca
Securities - Order in the Matter of ICE Futures U.S., Inc.
April 12, 2023 - Order in the Matter of ICE Futures U.S., Inc. exempting the Applicant from the requirement to be recognized as an exchange pursuant to section 21.1 of the Act and exempting current and future Saskatchewan market participants trading in ICE Futures U.S. Contracts from the disclosure obligations contained in section 40(1) of the Act;
For more information, contact:
Graham Purse
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-5867
Fax: 306-787-5899
Email: graham.purse2@gov.sk.ca
Securities - Adjournment Order in the Matter of Rochelle Laflamme, Alisa Thompson, Epic Alliance Real Estate Inc., and 12767490 Canada Ltd.
April 10, 2023 - The Financial and Consumer Affairs Authority of Saskatchewan is publishing an Adjournment Order in the Matter of Rochelle Laflamme, Alisa Thompson, Epic Alliance Real Estate Inc., and 12767490 Canada Ltd.
For more information contact:
Connor Smith
Financial and Consumer Affairs Authority of Saskatchewan
Legal Counsel, Securities Division
4th Floor, 2365 Albert Street
Regina, SK S4P 4K1
Tel: 306-787-5843
Fax: 306-787-5899
Email: connor.smith2@gov.sk.ca
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca