Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
Tip: use Ctrl+F to search this webpage when looking for a specific document or topic.
Securities - CSA Staff Notice 21-324 Information Processor for Exchange-Traded Securities other than Options
June 28, 2018 - The Canadian Securities Administrators are publishing CSA Staff Notice 21-324 Information Processor for Exchange-Traded Securities other than Options
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 798-3381
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities - Extending Order in the Matter of Aidan Trading and Catalyst CM Limited
June 27, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Extending Order in the Matter of Aidan Trading and Catalyst CM Limited
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Extending Order In the Matter of Coperstone Limited and Coperstone Partners Limited
June 26, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order in the Matter of Coperstone Limited and Coperstone Partners Limited
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - Extending Order In the Matter of Colmex Pro Limited
June 22, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order in the Matter of Colmex Pro Limited
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - CSA Notice and Request for Comment - Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations - Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)
June 21, 2018 - The Canadian Securities Administrators are publishing CSA Notice and Request for Comment - Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations - Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)
The comment period ends October 19, 2018.
For more information, please contact:
Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871
Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca
Securities - CSA Staff Notice 81-330 Status Report on Consultation on Embedded Commissions and Next Steps
June 21, 2018 - The Canadian Securities Administrators are publishing CSA Staff Notice 81-330 Status Report on Consultations on Embedded Commissions and Next Steps
For more information, please contact:
Heather Kuchuran, Senior Securities Analyst, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-1009
Fax: (306) 787-5899
Email: Heather.Kuchuran@gov.sk.ca
Securities - Temporary Order In the Matter of Aidan Trading and Catalyst CM Limited
June 14, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued Temporary Order In the Matter of Aidan Trading and Catalyst CM Limited
For more information contact:
Nathanial Day, Legal Counsel, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - CSA Notice and Second Request for Comment - Proposed National Instrument 93-101 Derivatives: Business Conduct and Proposed Companion Policy 93-101CP Derivatives: Business Conduct
June 14, 2018 - The Canadian Securities Administrators are publishing CSA Notice and Second Request for Comment - Proposed National Instrument 93-101 Derivatives: Business Conduct and Proposed Companion Policy 93-101CP Derivatives: Business Conduct
The comment period ends September 17, 2018.
For more information, please contact:
Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871
Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca
Securities - Extending Order In the Matter of Colmex Pro Limited
June 13, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order In the Matter of Colmex Pro Limited
For more information contact:
Nathanial Day, Legal Counsel, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - Order Setting Hearing Dates In the Matter of Advanced Innovative Securities and Lion Markets
June 12, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order Setting Hearing Dates in the Matter of Advanced Innovative Securities Limited and Lion Markets
For more information contact:
Nathanial Day, Legal Counsel, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - Temporary Order in the Matter of Coperstone Limited and Coperstone Partners Limited
June 12, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Temporary Order in the Matter of Coperstone Limited and Coperstone Partners Limited
For more information contact:
Nathanial Day, Legal Counsel, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - The Securities Commission (Adoption of National Instruments) (NI 45-102 and 31-103) Amendment Regulations, 2018
June 12, 2018 - The Securities Commission (Adoption of National Instruments) (NI 45-102 and 31-103) Amendment Regulations, 2018 comes into force in Saskatchewan on June 12, 2018.
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 798-3381
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities - The Securities Commission (Adoption of National Instruments) (NI 31-103, 33-109, 41-101, 44-101, 44-102, 45-106, 51-102, 81-102 and 81-106) Amendment Regulation, 2018
June 12, 2018 - The Securities Commission (Adoption of National Instruments) (NI 31-103, 33-109, 41-101, 44-101, 44-102, 45-106, 51-102, 81-102 and 81-106) Amendment Regulations, 2018 comes into force in Saskatchewan on June 12, 2018.
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 798-3381
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities - CSA Staff Notice 46-308 Securities Law Implications for Offerings of Tokens
June 11, 2018 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 46-308 Securities Law Implications for Offerings of Tokens
For more information contact:
Dean Murrison, Director
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5842
Fax: (306) 787-5899
Email: dean.murrison@gov.sk.ca
Securities - CSA Investor Alert: Caution urged for Canadians investing with crypto-asset trading platforms
June 6, 2018 - The Canadian Securities Administrators (CSA) is urging Canadians to be cautious when considering buying crypto assets through trading platforms.
Securities - Extending Order in the Matter of USI-TECH Limited
June 5, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order in the Matter of USI-TECH Limited.
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca