June 2018

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

June 2018

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Securities - CSA Staff Notice 21-324 Information Processor for Exchange-Traded Securities other than Options

June 28, 2018 - The Canadian Securities Administrators are publishing CSA Staff Notice 21-324 Information Processor for Exchange-Traded Securities other than Options

CSA Staff Notice 21-324

For more information contact:

        Sonne Udemgba, Deputy Director, Legal
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 798-3381
        Fax: (306) 787-5899
        Email: sonne.udemgba@gov.sk.ca

Securities - Extending Order in the Matter of Aidan Trading and Catalyst CM Limited

June 27, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Extending Order in the Matter of Aidan Trading and Catalyst CM Limited

Extending Order - June 27, 2018

For more information contact:

        Dallas Smith, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5843
        Fax: (306) 787-5899
        Email: dallas.smith@gov.sk.ca

Securities - Extending Order In the Matter of Coperstone Limited and Coperstone Partners Limited

June 26, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order in the Matter of Coperstone Limited and Coperstone Partners Limited

Extending Order - June 26, 2018

For more information contact:

        Nathanial Day, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5843
        Fax: (306) 787-5899
        Email: nathanial.day@gov.sk.ca

Securities - Extending Order In the Matter of Colmex Pro Limited

June 22, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order in the Matter of Colmex Pro Limited

Extending Order - June 22, 2018

For more information contact:

Securities - CSA Notice and Request for Comment - Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations - Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)

June 21, 2018 - The Canadian Securities Administrators are publishing CSA Notice and Request for Comment - Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations - Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)

The comment period ends October 19, 2018.

For more information, please contact:

        Liz Kutarna, Deputy Director, Capital Markets
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5871
        Fax: (306) 787-5899
        Email: liz.kutarna@gov.sk.ca

Securities - CSA Staff Notice 81-330 Status Report on Consultation on Embedded Commissions and Next Steps

June 21, 2018 - The Canadian Securities Administrators are publishing CSA Staff Notice 81-330 Status Report on Consultations on Embedded Commissions and Next Steps

CSA Staff Notice 81-330

For more information, please contact:

        Heather Kuchuran, Senior Securities Analyst, Corporate Finance
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-1009
        Fax: (306) 787-5899
        Email: Heather.Kuchuran@gov.sk.ca

Securities - Temporary Order In the Matter of Aidan Trading and Catalyst CM Limited

June 14, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued Temporary Order In the Matter of Aidan Trading and Catalyst CM Limited

Temporary Order - June 13, 2018

For more information contact:

        Nathanial Day, Legal Counsel, Legal
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5843
        Fax: (306) 787-5899
        Email: nathanial.day@gov.sk.ca

Securities - CSA Notice and Second Request for Comment - Proposed National Instrument 93-101 Derivatives: Business Conduct and Proposed Companion Policy 93-101CP Derivatives: Business Conduct

June 14, 2018 - The Canadian Securities Administrators are publishing CSA Notice and Second Request for Comment - Proposed National Instrument 93-101 Derivatives: Business Conduct and Proposed Companion Policy 93-101CP Derivatives: Business Conduct

The comment period ends September 17, 2018.

For more information, please contact:

Securities - Extending Order In the Matter of Colmex Pro Limited

June 13, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order In the Matter of Colmex Pro Limited

Extending Order - April 17, 2018

For more information contact:

Securities - Order Setting Hearing Dates In the Matter of Advanced Innovative Securities and Lion Markets

June 12, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order Setting Hearing Dates in the Matter of Advanced Innovative Securities Limited and Lion Markets

Order Setting Hearing Dates - June 12, 2018

For more information contact:

Securities - Temporary Order in the Matter of Coperstone Limited and Coperstone Partners Limited

June 12, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Temporary Order in the Matter of Coperstone Limited and Coperstone Partners Limited

Temporary Order - June 11, 2018

For more information contact:

Securities - The Securities Commission (Adoption of National Instruments) (NI 45-102 and 31-103) Amendment Regulations, 2018

June 12, 2018 - The Securities Commission (Adoption of National Instruments) (NI 45-102 and 31-103) Amendment Regulations, 2018 comes into force in Saskatchewan on June 12, 2018.

Adoption of National Instruments (NI 45-102 and NI 31-103)

For more information contact:

Securities - The Securities Commission (Adoption of National Instruments) (NI 31-103, 33-109, 41-101, 44-101, 44-102, 45-106, 51-102, 81-102 and 81-106) Amendment Regulation, 2018

June 12, 2018 - The Securities Commission (Adoption of National Instruments) (NI 31-103, 33-109, 41-101, 44-101, 44-102, 45-106, 51-102, 81-102 and 81-106) Amendment Regulations, 2018 comes into force in Saskatchewan on June 12, 2018.

Adoption of National Instruments (NI 31-103, 33-109, 41-101, 44-101, 44-102, 45-106, 51-102, 81-102 and 81-106)

For more information contact:

Securities - CSA Staff Notice 46-308 Securities Law Implications for Offerings of Tokens

June 11, 2018 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 46-308 Securities Law Implications for Offerings of Tokens

CSA Staff Notice 46-308

For more information contact:

        Dean Murrison, Director
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5842
        Fax: (306) 787-5899
        Email: dean.murrison@gov.sk.ca

Securities - CSA Investor Alert: Caution urged for Canadians investing with crypto-asset trading platforms

June 6, 2018 - The Canadian Securities Administrators (CSA) is urging Canadians to be cautious when considering buying crypto assets through trading platforms.

CSA Investor Alert

Securities - Extending Order in the Matter of USI-TECH Limited

June 5, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order in the Matter of USI-TECH Limited.

Extending Order - February 15, 2018

For more information contact:

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca