June 2013

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

June 2013

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Securities – CSA Notice 11-324 Extension of Comment Period for Proposed Amendments to National Instrument 81-102 Mutual Funds, Companion Policy 81-102CP Mutual Funds and related Consequential Amendments

June 25, 2013 - The comment period is scheduled to close on June 25, 2013. The CSA has received feedback from a number of affected stakeholders indicating that the Modernization Proposals represent fundamental changes to the regulatory framework for non-redeemable investment funds. Accordingly, they have asked for additional time to formulate a constructive response. In light of this request, the CSA are taking the exceptional step of extending the comment period until August 23, 2013.

CSA Staff Notice 11-324

For mored information contact:

Heather Kuchuran, Senior Securities Analyst
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-1009
Fax: (306) 787-5899
Email: heatherkuchuran@gov.sk.ca

Securities – The Financial and Consumer Affairs Authority of Saskatchewan Continuation of Hearing in the Matter of Alena Marie Pastuch et al

June 24, 2013 – The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) has issued a Continuation of Hearing in the Matter of Alena Marie Pastuch, Teamworx Productions Ltd., Idendego Inc., 101114386 Saskatchewan Ltd., 101115379 Saskatchewan Ltd. and Cryptguard Ltd. The hearing is scheduled to continue on Wednesday June 26, 2013, Thursday June 27 and Friday June 28, 2013.

Continuation of Hearing - June 24, 2013

For more information, please contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

Securities – Order – I.W.F. Incorporated (also known as I.W.F. Inc) et al

June 24, 2013 - Order setting hearing date in the Matter of I.W.F. Incorporated (also known as I.W.F. Inc.), Keystone Explorations, Global Capital and Asset Management, Jack Shore.

Order - June 24, 2013

Securities – Credit Suisse Securities (USA) LLC et al Decisions pursuant to sections 44 and 160 of the Securities Act, 1988

June 21, 2013 - Decisions pursuant to subsection 44(3) and section 160 of The Securities Act, 1988 (the Act).

Securities – BNP Paribas Securities Corp. et al Decisions pursuant to sections 44 and 160 of the Securities Act, 1988

June 21, 2013 - Decisions pursuant to subsection 44(3) and section 160 of The Securities Act, 1988

Securities – Wells Fargo Securities, LLC et al Decisions pursuant to sections 44 and 160 of the Securities Act, 1988

June 21, 2013 - Decisions pursuant to subsection 44(3) and section 160 of The Securities Act, 1988.

Securities – BMO Nesbitt Burns Inc. et al Decisions pursuant to sections 44 and 160 of the Securities Act, 1988

June 21, 2013 - Decisions pursuant to subsection 44(3) and section 160 of The Securities Act, 1988.

Securities – Extending Order in the Matter of I.W.F Incorporated (also known as I.W.F. Inc.) et al

June 21, 2013 - The Financial and Consumer Affairs Authority issued an Extending Order in the Matter of I.W.F Incorporated (also known as I.W.F. Inc.), Keystone Explorations and Jack Shore.

Extending Order - June 21, 2013

For more information contact:

Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca

Securities – The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2013 (No. 6) come into force

The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2013 (No. 6) will come into force on July 15, 2013 subject to other applicable implementation dates. The regulation will amend National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations.

Commission Regulation 2013 No. 6

For more information contact:

Dean Murrison, Director
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5842
Fax: (306) 787-5899
Email: dean.murrison@gov.sk.ca

Securities – Order – Ocean International Ltd., Manhattan Capital Corp, Green World Financial Inc., James Lee, Jamie Lyons, Jamie Marsh, Roger White

June 13, 2013 - Order setting hearing date in the matter of Ocean International Ltd. et al.

Order Setting Hearing Dates - June 13, 2013

Securities – Pastuch v. Financial and Consumer Affairs - Oral Judgement

June 13, 2013 - Oral judgement in the matter of Pastuch v. Financial and Consumer Affairs Authority.

Oral Judgement - June 13, 2013

For more information contact:

Securities – CSA Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds – Delivery of Fund Facts

June 13, 2013 - Canadian Securities Administrators Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds – Delivery of Fund Facts. Notice of Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, Form 81-101F3 Contents of Fund Facts Document, Companion Policy 781-101CP To National Instrument 81-101 Mutual Fund Prospectus Disclosure and Consequential Amendments.

For more information contact:

Securities – The Financial and Consumer Affairs Authority (FCAA) Amended Statement of Allegations of Staff in the Matter of Ocean International Ltd et al

June 12, 2013 - The FCAA has issued an Amended Statement of Allegations of Staff in the matter of Ocean International Ltd, Manhattan Capital Corp, Green World Financial Inc., James Lee, Jamie Lyons, Jamie Marsh, Roger White.

Amended Statement of Allegations of Staff - June 12, 2013

For more information contact:

Securities – Toron Capital Markets Inc. and AMI Partners Inc. Notice pursuant to section 11.9 of NI 31-103

June 6, 2013 - Financial and Consumer Affairs Authority of Saskatchewan (FCAA) approval letter regarding Toron Capital Markets Inc. and AMI Partners Inc. pursuant to section 11.9 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103).

Approval Letter - June 6, 2013

Securities – Multilateral CSA Staff Notice 91-302 - Updated Model Rules – Derivatives Product Determination and Trade Repositories and Derivatives Data Reporting

June 6, 2013 - Staff from the Canadian Securities Administrators (CSA) in Alberta, British Columbia, New Brunswick, Nova Scotia and Saskatchewan (Staff or we) are publishing this Notice to invite comment on updated model rules: Derivatives Product Determination and Trade Repositories and Derivatives Data Reporting (the Updated Model Rules). The Updated Model Rules are attached to this Notice as Appendix “A”. The comment period ends September 6, 2013

CSA Staff Notice 91-302

For more information contact:

Dean Murrison, Director
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5842
Fax: (306) 787-5899
Email: dean.murrison@gov.sk.ca

Securities − The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) New General Ruling/Order 11-913 Recognition of the Canadian Public Accountability Board

June 4, 2013 − This General Ruling/Order recognizes The Canadian Public Accountability Board as an auditor oversight organization in Saskatchewan pursuant to subsection 21.3(1) of The Securities Act, 1988.

General Ruling/Order 11-913

For more information contact:

Heather Kuchuran, Securities Analyst
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-1009
Fax: (306) 787-5899
Email: Heather.Kuchuran@gov.sk.ca

Securities – The Financial and Consumer Affairs Authority (FCAA) Notice of Call to Schedule Hearing Dates in the Matter of Ocean International Ltd et al

June 4, 2013 - The FCAA has issued a Notice of Call to Schedule Hearing Dates in the matter of Ocean International Ltd, Manhattan Capital Corp, Green World Financial Inc., James Lee, Jamie Lyons, Jamie Marsh, Roger White. Call scheduled for June 13, 2013 at 1:00 p.m. (CST).

Notice to Call to Schedule Hearing Dates - June 4, 2013

For more information contact:

Securities – CSA Staff Notice 11-322 - Extension of Consultation Period

June 3, 2013 - CSA Staff Notice 11-322 - Extension of Consultation Period - Proposed Amendments to Multilateral Instrument 62-104 Take-Over Bids and Issuer Bids and National Instrument 62-103 Early Warning System and Related Take-Over Bid and Insider Reporting Issues, Proposed Changes to National Policy 62-203 Take-Over Bids and Issuer Bids, Proposed National Instrument 62-105 Security Holder Rights Plans, Proposed Companion Policy 62-105CP Security Holder Rights Plans.

CSA Staff Notice 11-322

For more information, please contact:

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca