July 2021

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

July 2021

Securities – CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption

July 28, 2021 – Today the Canadian Securities Administrators is publishing the CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption.

CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption
- Annex A Proposed Amendments to National Instrument 45-106 Prospectus Exemptions
- Annex B Proposed Changes to Companion Policy 45-106CPProspectus Exemptions
- Annex C Proposed Amendments to National Instrument 13-101 System for Electronic Document Analysis and Retrieval (SEDAR)
- Annex D Proposed Amendments to National Instrument 45-102 Resale of Securities
- Annex E Local matters

Comment Period Ends: October 26, 2021.

For more information, contact:

Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email: heather.kuchuran@gov.sk.ca

Securities - Sanctions Order in the Matter of Francois Paul Boulin

July 27, 2021 - The Financial and Consumer Affairs Authority of Saskatchewan published a Sanctions Order in the Matter of Francois Paul Blouin.

Sanctions Order - July 27, 2021

For more information, contact:

Connor J Smith
Financial and Consumer Affairs Authority of Saskatchewan
Litigation Counsel
Securities Division
601-1919 Saskatchewan Drive
Regina, SK S4P 4H2
Bus: 306-787-5843
Fax: 306-787-5899
Email: connor.smith2@gov.sk.ca

Securities - Decision RE: Sanctions and Cost in the Matter of Francois Paul Boulin

July 27, 2021 - The Financial and Consumer Affairs Authority of Saskatchewan published a Decision RE: Sanctions and Cost in the Matter of Francois Paul Blouin.

Decision RE: Sancstions and Cost - July 27, 2021

For more information, contact:

Securities – CSA Notice of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations to Enhance Protection of Older and Vulnerable Clients

July 15, 2021 – Today the Canadian Securities Administrators is publishing the CSA Notice of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations to Enhance Protection of Older and Vulnerable Clients.

CSA Notice of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations to Enhance Protection of Older and Vulnerable Clients
- Annex A Summary of Comments and Responses
- Annex B List of Commenters
- Annex C Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
- Annex D Blackline Showing Changes to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations under the Amendments
- Annex E Changes to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
- Annex F Adoption of the Amendments

Effective Date: Subject to Ministerial Approval – December 31, 2021.

For more information, contact:

Curtis Brezinski
Financial and Consumer Affairs Authority of Saskatchewan
Compliance Auditor, Capital Markets
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5876
Fax: 306-787-5899
Email: curtis.brezinski@gov.sk.ca

Securities - Application to Terminate the Temporary Cease Trade Order and Extending Order in the Matter of Cashew De Oro Industrias Y Processamiento S.A. Harold David Isaac Mans Meijer

July 7, 2021 - The Financial and Consumer Affairs Authority of Saskatchewan published a Application to Terminate the Temporary Cease Trade Order and Extending Order.