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May 2013

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

May 2013

 

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Securities – New General Order 45-924 Exemption from the Registration Requirment in NI 31-103 for Trades in Short-Term Debt Instruments

May 31, 2013 - New General Order 45-924 Exemption from the Registration Requirment in NI 31-103 for Trades in Short-Term Debt Instruments.

 

For more information contact:

Dean Murrison, Director
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5842
Fax:  (306) 787-5899
Email: dean.murrison@gov.sk.ca

 

 

Securities – IROC Energy Services Corp. Decision pursuant to section 92 of The Securities Act, 1988

May 30, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that IROC Energy Services Corp. is no longer a reporting issuer.

 

 

Securities – CSA Notice of Amendments to NI 41-101, NI 44-101, NI 44-102 and NI 44-103 and Changes to CP 41-101CP, NI 41-201, CP 44-101CP, CP 44-102CP, CP 44-103CP and NP 47-201

May 30, 2013 - The Canadian Securities Administrators are implementing amendments to National Instrument 41-101 General Prospectus Requirements, National Instrument 44-101 Short Form Prospectus Distributions, National Instrument 44-102 Shelf Distributions and National Instrument 44-103 Post-Receipt Pricing and Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements, National Policy 41-201 Income Trusts and Other Indirect Offerings, Companion Policy 44-101CP to National Instrument 44-101 Short Form Prospectus Distributions, Companion Policy 44-102CP to National Instrument 44-102 Shelf Distributions, Companion Policy 44-103CP to National Instrument 44-103 Post-Receipt Pricing and National Policy 47-201 Trading Securities Using the Internet and Other Electronic Means.

 

For more information contact:

Tony Herdzik
Deputy Director, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5849
Fax:  (306) 787-5899
Email: Tony.Herdzik@gov.sk.ca

 

 

Securities – The Financial and Consumer Affairs Authority of Saskatchewan Adjournment Order in the Matter of Alena Marie Pastuch et al

May 28, 2013 – The Financial and Consumer Affairs Authority of Saskatchewan (FCAA)  has issued an Adjournment Order in the Matter of Alena Marie Pastuch, Teamworx Productions Ltd., Idendego Inc., 101114386 Saskatchewan Ltd., 101115379 Saskatchewan Ltd. and Cryptguard Ltd.  The hearing is adjourned to Friday, June 21, 2013 and continuing thereafter, if necessary, until ordered otherwise.

 

For more information, please contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5879
Fax:  (306) 787-5899
Email:  sonne.udemgba@gov.sk.ca

 

 

Securities – QTrade Asset Management Inc. and OceanRock Investments Inc. Notice pursuant to section 11.9 of NI 31-103

May 28, 2013 - Financial and Consumer Affairs Authority of Saskatchewan (FCAA) approval letter Regarding the proposed indirect acquisition of shares of QTrade Asset Management Inc. and OceanRock Investments Inc. by Desjardins Financial Corporation Inc. pursuant to section 11.9 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103).

 

 

Securities – The Financial and Consumer Affairs Authority (FCAA) Statement of Allegations of Staff in the Matter of I.W.F. et al

May 17, 2013 - The FCAA has issued a Statement of Allegations of Staff in the Matter of I.W.F. Incorporated/I.W.F inc., Keystone Explorations, Global Capital and Asset Management, Jack Shore.

 

For more information contact:

Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5843
Fax:  (306) 787-5899
Email: dallas.smith@gov.sk.ca

 

 

Securities – The Financial and Consumer Affairs Authority (FCAA) Statement of Allegations of Staff in the Matter of Ocean International Ltd et al

May 17, 2013 - The FCAA has issued a Statement of Allegations of Staff in the Matter of Ocean International Ltd, Manhattan Capital Corp, Green World Financial Inc., James Lee, Jamie Lyons, Jamie Marsh, Roger White.

 

For more information contact:

Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5843
Fax:  (306) 787-5899
Email: dallas.smith@gov.sk.ca

 

 

Securities – Eloqua, Inc. Decision pursuant to section 92 of The Securities Act, 1988

May 16, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Eloqua, Inc. is no longer a reporting issuer.

 

 

Securities – Deutsche Bank Securities Limited Decision pursuant to section 160 of The Securities Act, 1988

May 16, 2013 - Decision pursuant to section 160 of The Securities Act, 1988.

 

 

Securities – The Financial and Consumer Affairs Authority (FCAA) Notice of Adjournment in the Matter of C2 Ventures and Monte Dobson

May 13, 2013 - Notice of Adjournment in the Matter of C2 Ventures Inc. and Monte Dobson.  This matter has been adjourned to September 13, 2013 at 9:00am (local Saskatchewan time) and continuing thereafter until otherwise ordered.

For more information contact:

Ola Ben-Ajayi, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 798-3381
Fax:  (306) 787-5899
Email: ola.ben-ajayi@gov.sk.ca

 

 

Securities – Primaris Real Estate Investment Trust Decision pursuant to section 92 of The Securities Act, 1988

May 10, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Primaris Real Estate Investment Trust is no longer a reporting issuer.

 

 

Securities – FCAA - Notice of Changes to Fee Schedule

May 9, 2013 - The following Securities Division fee changes took effect on May 10, 2013.

 

 

1.  Registration Fees

  • We have increased initial and annual securities registration fees from $250 to $300 for individuals and from $750 to $1,150 for firms.
  • The $100 fee for opening additional branch offices has been eliminated.
  • The international dealer and international adviser fees have increased from $750 to $1,150 annually.

2.  Prospectus Fees

  • We have increased the base prospectus filing fee from $1,000 to $1,250 and the filing fee for additional types or classes of securities from $250 to $300.

3.  Exemption Fees

We have increased:

  • Exemption application fees from $400 to $500 (except for the section 92 application fee that remains at $100)
  • Reports of exempt distribution fees from $100 to $125
  • Offering memorandum fees when using the offering memorandum exemption from $500 to $750
  • Takeover bids or issuer bid circular fees from $550 to $650

4.  Continuous Disclosure Fee Changes

  • We have increased the fee for filing annual financial statements from $100 to $250 and for filing annual information forms from $500 to $1,000.

5.  Other Fee Changes

  • We have eliminated various daily and hourly investigation and hearing fees. There have been changes to the fees for examinations, investigations and hearings.  We have also increased charges for certification from $10 to $15 and expedited transcripts from $4 to $5 per page.

 

 

 

 

Securities – The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2013 (No. 5) come into force

May 9, 2013 -  The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2013 (No. 5) will come into force on May 31, 2013. The regulation amends National Instrument 41-101 General Prospectus Requirements (NI 41-101), Form 41-101F2 Information Required in an Investment Fund Prospectus (Form 41-101F2) and Form 41-101F3 Information Required in a Scholarship Plan Prospectus (Form 41-101F3).

 

For more information contact:

Tony Herdzik, Deputy Director
Corporate Finance Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5849
Fax:  (306) 787-5899
Email: tony.herdzik@gov.sk.ca

 

 

Securities – The Financial and Consumer Affairs Authority of Saskatchewan Decision in the Matter of Canadian Lamb Producers Cooperative Inc.

May 9, 2013 - The Financial and Consumer Affairs Authority of Saskatchewan issued a Decision, as principal regulator, pursuant to sections 83 and 152 of The Securities Act, 1988 in the Matter of Information Services Corporation.

 

 

Securities – The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2013 (No. 4) come into force

May 9, 2013 - The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2013 (No. 4) will come into force on May 31, 2013.  The regulation will amend National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations(NI31-103), National Instrument 33-109 Registration Information (NI 33-109), National Instrument 41-101 General Prospectus Requirements (NI 41-101), National Instrument 44-101 Short Form Prospectus Distributions (NI 44-101),  National Instrument 44-102 Shelf Distributions (NI 44-102), National Instrument 45-106 Prospectus and Registration Exemptions (NI 45-106), National Instrument 51-102 Continuous Disclosure Obligations (NI 51-102), National Instrument 81-101 Mutual Fund Prospectus Disclosure (NI 81-101), National Instrument 81-102 Mutual Funds (NI 81-102) and National Instrument 81-106 Investment Fund Continuous Disclosure (NI-81-106).

 

For more information contact:

Tony Herdzik, Deputy Director
Corporate Finance Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5849
Fax:  (306) 787-5899
Email: tony.herdzik@gov.sk.ca

 

 

Securities – The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2013 (No. 3) come into force

May 9, 2013 - The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2013 (No.3) will come into force on May 14, 2013. The regulations amend National Instrument 41-101 General Prospectus Requirements (NI 41-101), National Instrument 44-101 Short Form Prospectus Distributions (NI 44-101), National Instrument 44-102 Shelf Distributions (NI 44-102), National Instrument 81-101 Mutual Fund Prospectus Disclosure (NI 81-101); and make consequential amendments to  National Instrument 52-107 Acceptable Accounting Principles and Auditing Standards (NI 52-107), National Instrument 51-102 Continuous Disclosure Obligations; (NI 51-102), and National Instrument 13-101 System for Electronic Document Analysis and Retrieval (NI 13-101).

 

For more information contact:

Tony Herdzik, 
Deputy Director, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5849
Fax:  (306) 787-5899
Email: Tony.Herdzik@gov.sk.ca

 

 

Securities – FCAA Notice of Adjournment in the Matter of Gregory Todd Whiteside and Megan Whiteside

May 8, 2013 - Notice of Adjournment in the Matter of Gregory Todd Whiteside and Megan Whiteside.  This matter is adjourned to September 9, 2013 at 9:30 a.m. (CST).

 

For more information contact:

Ola Ben-Ajayi, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 798-3381
Fax:  (306) 787-5899
Email: ola.ben-ajayi@gov.sk.ca

 

 

Securities – Order – Scorpion Performance Inc., Megan White

May 7, 2013 - Order setting hearing date in the Matter of Scorpion Performance Inc. and Megan White. 

 

 

Securities – Settlement Agreement and Order in the Matter of Landbankers International MX, S.A. De C.V, Kelly Friesen and Sonja McAdam

May 2, 2013 – The Financial and Consumer Affairs Authority of Saskatchewan reached a settlement with Kelly Friesen and Sonja McAdam in the Matter of Landbankers International MX, S.A. De C.V, Kelly Friesen and Sonja McAdam

 

For more information, please contact:

Sonne Udemgba
Deputy Director, Legal, Securities Division
Saskatchewan Financial Services Commission
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5871
Fax:  (306) 787-5899
Email:  sonne.udemgba@gov.sk.ca

 

 

Securities – Wescast Industries Inc. Decision pursuant to section 92 of The Securities Act, 1988

May 1, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Wescast Industries Inc. is no longer a reporting issuer.

 

 

 

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

Agree Term