March 2015

March 2015

 

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Securities – Brookfield Residential Properties Inc. Decision pursuant to section 92 of The Securities Act, 1988

March 31, 2015 - Decision pursuant to section 92 of The Securities Act, 1988 that Brookfield Residential Properties Inc. is no longer a reporting issuer.

 


 

Securities – General Order 51-911 - Exemption for Venture Issuers with Securities Listed on Bolsa de Santiago, Venture Markletplace

March 31, 2015 - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) has issued General Order 51-911 Exemption for Venture Issuers with Securities Listed on Bolsa de Santiagao, Venture Marketplace, which ensures that venture issuers listed in the TSX Venture Exchange do not lose their status as venture issuers by being listed on this Chilean exchange.

 

For more information contact:

Heather Kuchuran, Senior Securities Analyst
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-1009
Fax: (306) 787-5899
Email: heather.kuchuran@gov.sk.ca

 


 

Securities – CSA Notice Proposed Amendments to Multilateral Instrument 62-104 Take-Over Bids and Issuer Bids, Proposed Changes to National Policy 62-203 Take-Over Bids and Issuer Bids and Proposed Consequential Amendments

March 31, 2015 - The Canadian Securities Administrators (CSA) are publishing, for a 90 day comment period, proposed amendments to Multilateral Instrument 62-104 Take-Over Bids and Issuer Bids (MI 62-104) and changes to National Policy 62-203 Take-Over Bids and Issuer Bids (NP 62-203) (collectively, the Proposed Bid Amendments).

 

For more information please contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5879
Fax:  (306) 787-5899
Email:  sonne.udemgba@gov.sk.ca

 


 

Securities – Carfinco Financial Group Inc. Decision pursuant to section 92 of The Securities Act, 1988

March 30, 2015 - Decision pursuant to section 92 of The Securities Act, 1988 that Carfinco Financial Group Inc. is no longer a reporting issuer.

 


 

Securities – CSA Staff Notice 32-301 Omnibus/Blanket Orders Exempting Certain U.S. Broker-Dealers and U.S. Advisers from the Requirement to Register in Respect of Trades and Advice for U.S. Resident Clients

March 26, 2015 - Omnibus/Blanket Orders Exempting Certain U.S. Broker-Dealers and U.S. Advisers from the Requirement to Register in Respect of Trades and Advice for U.S. Resident Clients.

 

For more information contact:

Mikale White, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 798-3381
Fax:  (306) 787-5899
Email: mikale.white@gov.sk.ca

 


 

Securities – General Order 31-932 - Exemption from the Dealer Registration Requirement and the Adviser Registration Requirement in Respect of Trades and Advice for U.S. Resident Clients

March 26, 2015 - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) has issued General Order 31-392 Exemption from the Dealer Registration Requirement and the Adviser Registration Requirement in Respect of Trades and Advice for U.S. Resident Clients which allow representatives of U.S. dealers and advisers resident in Saskatchewan to deal with their U.S. clients without being registered in Saskatchewan as long as they do not deal with or provide advice to Saskatchewan residents and they are registered in the U.S.  

 

For more information contact:

Mikale White, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 798-3381
Fax:  (306) 787-5899
Email: mikale.white@gov.sk.ca

 


 

Securities – Order in the matter of Dominion Bitcoin Mining Company Ltd. et al

March 24, 2015 - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) today issued an Order to set hearing dates for an Application of Staff in the matter of Dominion Bitcoin Mining Company Ltd., Jason Edmund Dearborn, Peter Scott Voldeng and Ronald James Frederick Gibbon. The hearing of Staff's Application.

 

For more information please contact:

Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5843
Fax:  (306) 787-5899
Email: dallas.smith@gov.sk.ca

 


 

Securities – Notice of Hearing in the Matter of Jack Louis Comeau

March 20, 2015 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Notice of Hearing in the Matter of Jack Louis Comeau.

 

For more information contact:

Pat Murray, Registrar
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5646
Fax:  (306) 787-5879
Email: pat.murray@gov.sk.ca

 


 

Securities – CSA Staff Notice 31-340 OBSI Joint Regulators Committee Annual Report for 2014

March 19, 2015 - This notice is being published jointly by the Canadian Securities Administrators (other than Québec), the Investment Industry Regulatory Organization of Canada and the Mutual Fund Dealers Association of Canada to serve as the first Annual Report of the Joint Regulators Committee (JRC) of the Ombudsman for Banking Services and Investments (OBSI).

The JRC meets regularly with OBSI to discuss governance and operational matters and other significant issues that could influence the effectiveness of the dispute resolution system.

The purpose of this report is to provide an overview of the JRC and to highlight the major activities conducted by the JRC in 2014.

 


 

Securities – Premier Canadian Income Fund Decision pursuant to section 92 of The Securities Act, 1988

March 18, 2015 - Decision pursuant to section 92 of The Securities Act, 1988 that Premier Canadian Income Fund is no longer a reporting issuer.

 


 

Securities – Notice of Hearing in the Matter of C2 Ventures Inc. and Monte Dobson

March 18, 2015 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Notice of Hearing in the Matter of C2 Ventures Inc. and Monte Dobson.

 

For more information contact:

Pat Murray, Registrar
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5646
Fax:  (306) 787-9006
Email: pat.murray@gov.sk.ca

 


 

Securities – SunTrust Robinson Humphrey, Inc. Decisions pursuant to sections 44 and 160 of The Securities Act, 1988

March 17, 2015 - Decisions pursuant to sections 44 and 160 of The Securities Act, 1988.

 


 

Securities – Chaparral Gold Corp. Decision pursuant to section 92 of The Securities Act, 1988

March 17, 2015 - Decision pursuant to section 92 of The Securities Act, 1988 that Chaparral Gold Corp. is no longer a reporting issuer.

 


 

Securities – CSA Staff Notice 11-328 Notice of Local Amendments in Alberta and the Adoption of Multilateral Amendments in Yukon

March 12, 2015 - CSA staff are issuing this Notice to identify the sections of certain national instruments affected by local amendments in Alberta and the adoption of multilateral amendments to National Instrument 58-101 Disclosure of Corporate Governance Practices (NI 58-101) in Yukon.

 

For more information contact:

Dean Murrison, Director
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5842
Fax:  (306) 787-5899
Email: dean.murrison@gov.sk.ca

 


 

Securities – Adjournment Notice in the matter of Paradigm Portfolio Management Corporation et al

March 10, 2015 - The Financial and Consumer Affairs Authority of Saskatchewan today issued an Adjournment Notice in the matter of Paradigm Portfolio Management Corporation, Kyle Kozuska, Jerome Meckelborg also known as Jerry Meckelborg, and Mark Meckelborg.

 

For more information contact:

Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5843
Fax:  (306) 787-5899
Email: dallas.smith@gov.sk.ca

 


 

Securities – Notice of Hearing In the Matter of Kevin Kelly Krause

March 10, 2015 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Notice of Hearing in the Matter of Kevin Kelly Krause.

 

For more information contact:

Dallas Smith, Legal Counsel
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5843
Fax:  (306) 787-5899
Email: dallas.smith@gov.sk.ca

 


 

Securities – BHP Billiton Limited and BHP Billiton Plc Decision pursuant to section 83 of The Securities Act, 1988

March 10, 2015 - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) issued a Decision pursuant to section 83 of The Securities Act, 1988, as principal regulator, in the Matter of BHP Billiton Limited and BHP Billiton Plc Decision.

 


 

Securities – UBS (Canada) Global Allocation Fund and UBS (Canada) American Equity Fund Decision pursuant to section 92 of The Securities Act, 1988

March 4, 2015 - Decision pursuant to section 92 of The Securities Act, 1988 that UBS (Canada) Global Allocation Fund and UBS (Canada) American Equity Fund is no longer a reporting issuer.

 


 

Securities – Domtar (Canada) Paper Inc. Decision pursuant to section 92 of The Securities Act, 1988

March 4, 2015 - Decision pursuant to section 92 of The Securities Act, 1988 that Domtar (Canada) Paper Inc. is no longer a reporting issuer.

 


 

Securities – The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2015 (No.2) come into force

March 4, 2015 - The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2015 (No.2) come into force on July 1, 2015.

For more information contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5879
Fax:  (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

 


 

Securities – General Order 45-926 - Exemption from prospectus requirement for certain trades to existing security holders

March 3, 2015 - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) has issued General Order 45-926 - Exemption from prospectus requirement for certain trades to existing security holders which was amended to add Aequitas Neo Exchange Inc.

For more information contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5879
Fax:  (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

 


 

Securities – Notice of Hearing in the matter of Dominion Bitcoin Mining Company Ltd. et al

March 3, 2015 - The Financial and Consumer Affairs Authority of Saskatchewan today issued a Notice of Hearing in the matter of Dominion Bitcoin Mining Company Ltd., Jason Edmund Dearborn, Peter Scott Voldeng and Ronald James Frederick Gibbon.

 


 

Securities – General Order 44-904 - Exemption Order in the Matter of Aequitas Neo Exchange Inc.

March 2, 2015 - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) has issued General Order 44-904 – Exemption Order in the Matter of Aequitas Exchange Inc. as an exchange for the purpose of the normal course issuer bid exemption in Multilateral Instrument 62-104 Take-Over Bids and Issuer Bids.

 

For more information contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5879
Fax:  (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

 


 

Securities – General Order 44-905 - Exemption Order in the Matter of Aequitas Neo Exchange Inc.

March 2, 2015 - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) has issued General Order 44-905 - Exemption Order in the Matter of Aequitas Neo Exchange Inc. which ensures that issuers listed on Aequitas Neo Exchange Inc. are not treated as venture issuers.

 

For more information contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5879
Fax:  (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

Agree Term