August 2017
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
August 2017
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Securities – Written Decision - Request For Adjournment in the Matter of Ronald James Aitkens, et al
August 25, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan issued a Written Decision - Request For Adjournment in the Matter of Ronald James Aitkens, et al.
For more information contact:
Nathanial Day, Legal Counsel, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities – Notice of Withdrawal and Discontinuance In the Matter of Scorpion Performance Inc. and Megan White
August 25, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Notice of Withdrawal and Discontinuance In the Matter of Scorpion Performance Inc. and Megan White.
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5789
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – Settlement Agreement in the Matter of Ouroboros Derivatives Trading Ltd. et al
August 25, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan today issued a Settlement Agreement in the Matter of Ouroboros Derivatives Trading Ltd. et al.
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – Decision in the Matter of Jack Louis Comeau
August 25, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan Decision in the Matter of Jack Louis Comeau.
For more information please contact:
Dean Murrison, Director
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5842
Fax: (306) 787-5899
Email: dean.murrison@gov.sk.ca
Securities – The Securities Commission (Adoption of National Instruments) (NI 24-101) Amendment Regulations, 2017
August 16, 2017 - The Securities Commission (Adoption of National Instruments) (NI 24-101) Amendment Regulations, 2017 comes into force in Saskatchewan on September 5, 2017.
For more information contact:
Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871
Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca
Securities – Sanctions Order In the Matter of Adele Kaminsky, carrying on business as AK Financial Planning Services
August 16, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Sanctions Order In the Matter of Adele Kaminsky, carrying on business as AK Financial Planning Services.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – CSA Staff Notice 24-316 Feedback on CSA Consultation Paper 24-402 Policy Considerations for Enhancing Settlement Discipline in a T+2 Settlement Cycle Environment
August 3, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 24-316 Feedback on CSA Consultation Paper 24-402 Policy Considerations for Enhancing Settlement Discipline in a T+2 Settlement Cycle Environment.
For more information contact:
Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871 Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca
Securities – CSA Staff Notice 94-302 Delivery of Forms Required under National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
August 3, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 94-302 Delivery of Forms Required under National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Position.
For more information contact:
Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871 Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca
Securities – Amendment of General Ruling/Order 11-914 Recognition of the Canadian Public Accountability Board
August 1, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has approved an amendment to General Order 11-914 Recogniction of the Canadian Public Accountability Board. This order came into effect August 1, 2017.
For more information, please contact:
Heather Kuchuran, Senior Securities Analyst, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-1009 Fax: (306) 787-5899
Email: heather.kuchuran@gov.sk.ca
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca