August 2016

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

August 2016

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Securities – The Securities Commission (Adoption of National Instruments, Prospectus Rights Offering) Amendment Regulations, 2016

August 31, 2016 - The Securities Commission (Adoption of National Instruments, Prospectus Rights Offering) Amendment Regulations, 2016 came into force on August 31, 2016.

Commission Amendment Regulation

For more information contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

Securities – Glencore Canada Corporation Decision pursuant to section 92 of The Securities Act, 1988

August 30, 2016 - Decision pursuant to section 92 of The Securities Act, 1988 that Glencore Canada Corporation is no longer a reporting issuer.

Decision - August 30, 2016

Securities – Order Setting Hearing Dates In the Matter of LBinary and Chelestra Limited

August 30, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order Setting Hearing Dates In the Matter of LBinary and Chelestra Limited.

Order Setting Hearing Dates - August 30, 2016

For more information contact:

Christina Meredith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: christina.meredith@gov.sk.ca

Securities – Extending Order In the Matter of LBinary and Chelestra Limited

August 30, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order In the Matter of LBinary and Chelestra Limited.

Extending Order - August 30, 2016

For more information contact:

Securities – Invesco Canada Ltd. Decision pursuant to section 160 of The Securities Act, 1988

August 25,2016 - Decision pursuant to section 160 of The Securities Act, 1988 granting discretionary relief in the case of Transactions from the Confirmation Requirement (see Decision).

Decision - August 25, 2016

Securities – Order Setting Hearing Dates In the Matter of Options Rider and Option One (Aust) Pty Ltd.

August 23, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order Setting Hearing Dates In the Matter of Options Rider and Option One (Aust) Pty Ltd.

Order Setting Hearing Dates - August 23, 2016

For more information contact:

Securities – Extending Order In the Matter of Options Rider and Option One (Aust) Pty Ltd.

August 23, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order In the Matter of Options Rider and Option One (Aust) Pty Ltd.

Extending Order - August 23, 2016

For more information contact:

Securities – The Bank of Nova Scotia Decision pursuant to section 83 of The Securities Act, 1988

August 19, 2016 - Decision pursuant to section 83 of The Securities Act, 1988 that The Bank of Nova Scotia is exempted from the dealer registration requirement and the disclosure requirement.

Decision - August 19, 2016

Securities – The Securities Commission (Adoption of National Instruments, Trading Rules) Amendment Regulations, 2016

August 18, 2016 - The Securities Commission (Adoption of National Instruments, Trading Rules) Amendment Regulations, 2016 came into force on August 18, 2016 except as related to the market share threshold which will be in effect on October 1, 2016.

Commission Amendment Regulation

For more information contact:

Securities – Notice and Request For Comments - Proposed Amendments to NI 24-101 and Proposed Changes to CP 24-101 and CSA Consultation Paper 24-402

August 18, 2016 - The Canadian Securities Administrators (CSA) are publishing for comment:

proposed amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and
proposed changes to Companion Policy 24-101 Institutional Trade Matching and Settlement

The proposed amendments are part of the Canadian securities industry’s plans to shorten the standard settlement cycle for trades from three days after a trade (T+3) to two days after a trade (T+2). The transition to T+2 will occur on September 5, 2017, the same date the markets in the United States are planning to move to a T+2 settlement cycle.

Concurrently with this Notice, we are also publishing CSA Consultation Paper 24-402 Policy Considerations for Enhancing Settlement Discipline in a T+2 Settlement Cycle Environment. The consultation paper provides an overview of existing settlement discipline measures in the Canadian equity and debt markets and it raises certain policy considerations for addressing the risk that the transition to a standard T+2 settlement cycle may increase settlement failures in our markets.

The comment period ends November 16, 2016.

For information contact:

Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871 Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca

Securities – Statement of Allegations of Staff of Financial and Consumer Affairs Authority of Saskatchewan In the Matter of OptionRally and TCM Investments Ltd.

August 17, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Statement of Allegations of Staff of Financial and Consumer Affairs Authority of Saskatchewan In the Matter of OptionRally and TCM Investments Ltd.

Statement of Allegations of Staff of Financial and Consumer Affairs Authority of Saskatchewan

For more information contact:

Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca

Securities – General Order 96-506 Exemption from derivatives reporting requirement in Multilateral Instrument 96-101

August 8, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan has approved General Order 96-506 Trade Repositories and Derivatives Data Reporting.

General Order 96-506

For more information, please contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879 Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

Securities – Decision in the Matter of Latin Clearing Corporation and Andrew Berger

August 1, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan today issued a Decision in the Matter of Latin Clearing Corporation and Andrew Berger.

Decision - August 1, 2016

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca