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October 2023

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

October 2023

 

Securities - Affidavit of Dean Murrison in the Matter of Rochelle Laflamme, Alisa Thompson, Epic Alliance Real Estate Inc., and 12767490 Canada Ltd.

October 23, 2023 - The Financial and Consumer Affairs Authority of Saskatchewan is publishing an Affidavit of Dean Murrison in the Matter of Rochelle Laflamme, Alisa Thompson, Epic Alliance Real Estate Inc., and 12767490 Canada Ltd.

For more information contact:

Graham Purse
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-5867
Fax: 306-787-5899
Email: graham.purse2@gov.sk.ca

 

 

Securities - Decision of the Hearing Panel Concerning Joint Application that Certain Portions of the Settlement Agreement be Redacted from Publication in the Matter of MK Futures and Maitlan Knoke

October 23, 2023 - The Financial and Consumer Affairs Authority of Saskatchewan is publishing a Decision of the Hearing Panel Concerning Joint Application that Certain Portions of the Settlement Agreement be Redacted from Publication in the Matter of MK Futures and Maitlan Knoke.

For more information contact:

Graham Purse
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-5867
Fax: 306-787-5899
Email: graham.purse2@gov.sk.ca

 

 

Securities – CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets

October 19, 2023 – The Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Organization (CIRO) have been reviewing the SEC Proposed Amendments and considering their impact on Canadian equity market structure should the SEC adopt any or all of them in any form. CSA and CIRO are publishing this notice to solicit views and to seek comment on certain aspects of the SEC Proposed Amendments, with a focus on the potential impacts on Canadian capital markets, including, to the extent it can be estimated, compliance costs, and the potential policy responses.

For more information, contact: 

Liz Kutarna
Financial and Consumer Affairs Authority of Saskatchewan
Director, Capital Markets
Securities Division
4th Floor, 2365 Albert Street
Regina, SK S4P 4K1
Bus: 306-787-5871
Fax: 306-787-5899
Email: liz.kutarna@gov.sk.ca

 

 

Securities – CSA Notice and Request for Comment Proposed Amendments to National Instrument 81-102 Investment Funds

October 19, 2023 – The Financial and Consumer Affairs Authority of Saskatchewan is publishing the CSA Notice and Request for Comment Proposed Amendments to National Instrument 81-102 Investment Funds. The amendments are proposed to facilitate a voluntary decision by a mutual fund to shorten the settlement cycle for purchases and redemptions of its securities from two days after the date of a trade (T+2) to one day after the date of a trade (T+1) in anticipation of a reduction of the settlement cycle for equity and long-term debt market trades in Canada to T+1.

Comment Period Ends: January 17, 2024.

For more information, contact:

Heather Kuchuran 
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance, Securities Division 
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-1009 
Fax: 306-787-5899
Email : heather.kuchuran@gov.sk.ca

 

 

Securities – CSA Staff Notice 31-364 OBSI Joint Regulators Committee Annual Report for 2022

October 12, 2023 – The Canadian Securities Administrators is publishing CSA Staff Notice 31-364 OBSI Joint Regulators Committee Annual Report for 2022.

For more information, contact: 

Liz Kutarna
Financial and Consumer Affairs Authority of Saskatchewan
Director, Capital Markets
Securities Division
4th Floor, 2365 Albert Street
Regina, SK S4P 4K1
Bus: 306-787-5871
Fax: 306-787-5899
Email: liz.kutarna@gov.sk.ca

 

 

Securities – CSA Multilateral Staff Notice 58-316 Review of Disclosure Regarding Women on Boards and in Executive Officer Positions Year 9 Report

October 5, 2023 – Today the Canadian Securities Administrators is publishing CSA Multilateral Staff Notice 58-316 Review of Disclosure Regarding Women on Boards and in Executive Officer Positions Year 9 Report as well as Year 8 stub year and Year 9 detailed data. 

For more information, contact:

Heather Kuchuran, Director
Corporate Finance, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
4th Floor, 2365 Albert Street
Regina, SK S4P 4K1
Phone: 306-787-1009
E-mail: heather.kuchuran@gov.sk.ca

 

 

Securities – CSA Staff Notice 21-333, Crypto Asset Trading Platforms: Terms and Conditions for Trading Value-Referenced Crypto Assets with Clients

October 5, 2023 - The Financial and Consumer Affairs Authority of Saskatchewan published CSA Staff Notice 21-333, Crypto Asset Trading Platforms: Terms and Conditions for Trading Value-Referenced Crypto Assets with Clients.

For more information contact:

Graham Purse
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-5867
Fax: 306-787-5899
Email: graham.purse2@gov.sk.ca

 

 

Securities – Financial Compensation Decision in the Matter of Edna Keep and 3D Real Estate Investments Ltd.

October 3, 2023 - The Financial and Consumer Affairs Authority of Saskatchewan published Financial Compensation Decision in the Matter of Edna Keep and 3D Real Estate Investments Ltd.

For more information contact:

Graham Purse
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-5867
Fax: 306-787-5899
Email: graham.purse2@gov.sk.ca

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

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