May 2016
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
May 2016
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Securities – Lake Shore Gold Corp. Decision pursuant to section 92 of The Securities Act, 1988
May 30, 2016 - Decision pursuant to section 92 of The Securities Act, 1988 that Lake Shore Gold Corp. is no longer a reporting issuer.
Securities – Munbancorp Realty Inc. Decision pursuant to section 92 of The Securities Act, 1988
May 30, 2016 - Decision pursuant to section 92 of The Securities Act, 1988 that Munbancorp Realty Inc. is no longer a reporting issuer.
Securities – True Gold Mining Inc. Decision pursuant to section 92 of The Securities Act, 1988
May 30, 2016 - Decision pursuant to section 92 of The Securities Act, 1988 that True Gold Mining Inc. is no longer a reporting issuer.
Securities – Churchill III Debenture Corp. Decision pursuant to section 92 of The Securities Act, 1988
May 27, 2016 - Decision pursuant to section 92 of The Securities Act, 1988 that Churchill III Debenture Corp. is no longer a reporting issuer.
Securities – Hycroft Mining Corporation Decision pursuant to section 92 of The Securities Act, 1988
May 27, 2016 - Decision pursuant to section 92 of The Securities Act, 1988 that Hycroft Mining Corporation is no longer a reporting issuer.
Securities – The Securities Commission (Adoption of National Instruments, Exempt Market Filings) Amendment Regulations, 2016
May 26, 2016 - The Securities Commission (Adoption of National Instruments, Exempt Market Filings) Amendment Regulations, 2016 came into force on May 24, 2016 (in Saskatchewan on May 26, 2016).
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – CSA Staff Notice 24-314 Preparing for the Implementation of T+2 Settlement: Letter to Registered Firms
May 26, 2016 - The purpose of this notice is to advise that Staff of the Canadian Securities Administrators sent a letter to Canadian head-quartered registered firms regarding the implementation of T + 2 settlement.
The letter is a follow-up to CSA Staff Notice 24-312 Preparing for the Implementation of T+2 Settlement published on April 2, 2015, to highlight this industry-wide initiative.
For information contact:
Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871
Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca
Securities - CSA Multilateral Notice and Request for Comment - Proposed Amendments to Certain National, Multilateral and Local Instruments and Proposed Changes to Companion Policy 31-103, Related to Derivatives Regulation in Alberta, New Brunswick and Saskatchewan
May 19, 2016 - The securities regulatory authorities in Alberta, New Brunswick and Saskatchewan (the Participating Jurisdictions or we) are publishing the following for a 60-day comment period:
proposed amendments (the Proposed Amendments) to:
- Multilateral Instrument 11-102 Passport System,
- National Instrument 14-101 Definitions,
- National Instrument 21-101 Marketplace Operation,
- National Instrument 23-102 Use of Client Brokerage Commissions,
- National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations,
- National Instrument 55-104 Insider Reporting Requirements and Exemptions,
- In New Brunswick, Financial and Consumer Services Commission (New Brunswick) Local Rule 31-502 Supplementary Registration Requirements, and
proposed changes (the Proposed Changes) to:
- Companion Policy 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations.
The text of the Proposed Amendments and Proposed Changes is contained in Annexes A through H of this notice and will also be available on the websites of the Participating Jurisdictions.
The comment period ends July 18, 2016.
- Notice and Request for Comment - Proposed Amendments to Certain National, Multilateral and Local Instruments and Proposed Changes to Companion Policy 31-103 Registration
Requirements, Exemptions and Ongoing Registrant Obligations Related to Derivatives Regulation in Alberta, New Brunswick and Saskatchewan - Annex A - Proposed Amendments to MI 11-102
- Annex B - Proposed Amendments to NI 14-101
- Annex C - Proposed Amendments to NI 21-101
- Annex D - Proposed Amendments to NI 23-102
- Annex E - Proposed Amendments to NI 31-103
- Annex F - Proposed Changes to CP 31-103
- Annex G - Proposed Amendments to NI 55-104
- Annex H - Local Matters
For more information please contact:
Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871
Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca
Securities – Opta Minerals Inc. Decision pursuant to section 92 of The Securities Act, 1988
May 13, 2016 - Decision pursuant to section 92 of The Securities Act, 1988 that Opta Minerals Inc. is no longer a reporting issuer.
Securities – Wedge Acquisition Holdings Inc. Decision pursuant to section 92 of The Securities Act, 1988
May 13, 2016 - Decision pursuant to section 92 of The Securities Act, 1988 that Wedge Acquisition Holdings Inc. is no longer a reporting issuer.
Securities – The Securities Commission (Adoption of National Instruments, MI 91-101 and MI 96-101) Amendment Regulations, 2016
May 13, 2016 - The Securities Commission (Adoption of National Instruments, MI 91-101 and MI 96-101) Amendment Regulations, 2016 came into force in Saskatchewan on May 13, 2016.
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – Avala Resources Ltd. Decision pursuant to section 92 of The Securities Act, 1988
May 5, 2016 - Decision pursuant to section 92 of The Securities Act, 1988 that Avala Resources Ltd. is no longer a reporting issuer.
Securities – Boulder Energy Ltd. Decision pursuant to section 92 of The Securities Act, 1988
May 5, 2016 - Decision pursuant to section 92 of The Securities Act, 1988 that Boulder Energy Ltd. is no longer a reporting issuer.
Securities – Revocation Order in the Matter of Navis Resources Corp. (formerly Star Minerals Group Ltd.) and in the Matter of Karen Frisky and Michael Burns
May 5, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Revocation Order in the Matter of Navis Resources Corp. (formerly Star Minerals Group Ltd.) and in the Matter of Karen Frisky and Michael Burns advising that the Management Cease Trade Order dated March 1, 2016 is revoked.
For more information contact:
Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849
Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca
Securities – Extending Order in the Matter of Edgedale Finance and Greymountain Management Ltd.
May 4, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order in the Matter of Edgedale Finance and Greymountain Management Ltd.
For more information contact:
Christina Meredith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: christina.meredith@gov.sk.ca
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca