April 2018

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

April 2018

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Securities – Extending Order In the Matter of Ava Trade Limited (also known as AvaTrade Limited, AVA Trade Limited, AVA Trade EU Limited, Ava Capital Markets Australia Pty Limited, Ava Capital Markets Pty, and Ava Trade Japan K.K.)

April 30, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order In the Matter of Ava Trade Limited (also known as AvaTrade Limited, AVA Trade Limited, AVA Trade EU Limited, Ava Capital Markets Australia Pty Limited, Ava Capital Markets Pty, and Ava Trade Japan K.K.)

Extending Order - April 30, 2018

For more information contact:

Nathanial Day, Legal Counsel, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca

Securities – Order In the Matter of EMO Resources Ltd. et al

April 28, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order In the Matter of EMO Resources Ltd., Abdoulmenaf Avci, John S. Thornton, Paula Jenson, Elliott St. Claire, Commodities Market Edge LLC and Cliff Krause.

Order - April 28,2018

For more information contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5789
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

Securities – Canadian Securities Regulators Release IIROC Oversight Review Report

April 26, 2018 - The Canadian Securities Administrators today released the Oversight Review Report that details the objectives, methodology, frame of reference, report format, scope, overall assessment, and findings of the review for the period from April 1, 2016 to July 31, 2017.

IIROC Oversight Review Report - April 26, 2018

For more information contact:

Curtis Brezinski, Compliance Auditor, Capital Markets
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5876
Fax: (306) 787-5899
Email: curtis.brezinski@gov.sk.ca

Securities – Extending Order In the Matter of Fluid FX et al.

April 24, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order In the Matter of Fluid FX et al.

Extending Order - April 24, 2018

For more information contact:

Securities – CSA Notice and Request for Comment - Proposed National Instrument 93-102 Derivatives: Registration and Proposed Companion Policy 93-102 Derivatives: Registration

April 19, 2018 - The Proposed Instrument together with the Business Conduct Instrument are intended to implement a comprehensive regime for the regulation of persons or companies that are in the business of trading derivatives and in the business of advising on derivatives.

The comment period ends September 17, 2018.

For more information contact:

Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871
Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca

Securities – Order For Costs In the Matter of EMO Resources Ltd. et al

April 18, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order For Costs In the Matter of EMO Resources Ltd., Abdoulmenaf Avci, John S. Thornton, Paula Jenson, Elliott St. Claire, Commodities Market Edge LLC and Cliff Krause.

Order for Costs - April 18, 2018

For more information contact:

Securities – Temporary Order In the Matter of Ava Trade Limited (also known as AvaTrade Limited, AVA Trade Limited, AVA Trade EU Limited, Ava Capital Markets Australia Pty Limited, Ava Capital Markets Pty, and Ava Trade Japan K.K.)

April 16, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Temporary Order In the Matter of Ava Trade Limited (also known as AvaTrade Limited, AVA Trade Limited, AVA Trade EU Limited, Ava Capital Markets Australia Pty Limited, Ava Capital Markets Pty, and Ava Trade Japan K.K.)

Temporary Order - April 16, 2018

For more information contact:

Securities - General Ruling/Order 11-911 Recognition of the Investment Industry Regulatory Organization of Canada

April 12, 2018 - Recognizes the Investment Industry Regulatory Organization of Canada as a self-regulatory organization, subject to certain terms and conditions.

Recognition of the Investment Industry Regulatory Organization of Canada

For more information please contact:

Curtis Brezinski, Compliance Auditor, Capital Markets
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5876 Fax: (306) 787-5899
Email: curtis.brezinsk@gov.sk.ca

Securities - General Ruling/Order 11-903 Recognition of the Mutual Fund Dealers Association of Canada

April 12, 2018 - Recognizes the Mutual Fund Dealers Association of Canada as a self-regulatory organization, subject to certain terms and conditions.

Recognition of the Mutual Funds Dealers Association of Canada

For more information please contact:

Securities - CSA Staff Notice 52-329 Distribution Disclosures and Non-GAAP Financial Measures in the Real Estate Industry

April 12, 2018 - The Canadian Securities Administrators (CSA) today published CSA Staff Notice 52-329 Distribution Disclosures and Non-GAAP Financial Measures in the Real Estate Industry.

CSA Staff Notice 52-329

For more information please contact:

Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849 Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca

Securities - CSA Staff Notice 61-303 and Request for Comment Soliciting Dealer Arrangements

April 12, 2018 - The Canadian Securities Administrators (CSA) today published CSA Staff Notice 61-303 and Request for Comment Soliciting Dealer Arrangements.

CSA Staff Notice 61-303

The comment period ends June 11, 2018.

For more information please contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

Securities – Revocation Order in the Matter of Moon Lake Golf and Country Club Ltd

April 11, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Revocation Order in the Matter of Moon Lake Golf and Country Club Ltd.

Revocation Order - April 11, 2018

For more information please contact:

Securities – Adjournment and Extending Order In the Matter of Trade12 et al

April 10, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Adjournment and Extending Order In the Matter of Trade12 et al.

Adjournment and Extending Order - April 10, 2018

For more information contact:

Securities – Adjournment and Extending Order In the Matter of Colmex Pro Limited

April 10, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Adjournment and Extending Order In the Matter of Colmex Pro Limited.

Adjournment and Extending Order - April 10, 2018

For more information contact:

Securities – Extending Order In the Matter of BinaryBook

April 9, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order In the Matter of BinaryBook.

Extending Order - April 9, 2018

For more information contact:

Securities – Extending Order In the Matter of Rbinary Limited

April 9, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order In the Matter of Rbinary Limited.

For more information contact:

Securities - CSA Staff Notice 51-354 Climate Change Progress Report

April 5, 2018 - The Canadian Securities Administrators (CSA) today published CSA Staff Notice 51-354 Report on Climate change-related Disclosure Project. The report summarizes the findings of the CSA’s previously announced project to review the disclosure by reporting issuers of risks and financial impacts associated with climate change, and outlines its plans for future work.

CSA Staff Notice 31-354

For more information please contact:

Heather Kuchuran, Senior Securities Analyst, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-1009 Fax: (306) 787-5899
Email: heather.kuchuran@gov.sk.ca

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca