July 2018

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

July 2018

Tip: use Ctrl+F to search this webpage when looking for a specific document or topic.

Securities - Temporary Order in the Matter of Vincent John Mullee and Vince Mullee Financial Inc.

July 27, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued Temporary Order in the Matter of Vincent John Mullee and Vince Mullee Financial Inc.

Temporary Order - July 25, 2018

For more information contact:
        Nathanial Day, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5843
        Fax: (306) 787-5899
        Email: nathanial.day@gov.sk.ca

Securities - CSA Staff Notice 45-323 (revised) Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions

July 26, 2018 - The Canadian Securities Administrators (CSA) today published CSA Staff Notice 45-323 (revised) Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions

CSA Staff Notice 45-323

For more information contact:

         Tony Herdzik, Deputy Director, Corporate Finance
         Securities Division
         Financial and Consumer Affairs Authority
         Suite 601, 1919 Saskatchewan Drive
         Regina, Saskatchewan S4P 4H2
         Phone: (306) 787-5849
         Fax: (306) 787-5899
         Email: tony.herdzik@gov.sk.ca

Securities - CSA Staff Notice 52-330 Update on CSA Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence

July 26, 2018 - The Canadian Securities Administrators (CSA) today published CSA Staff Notice 52-330 Update on CSA Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence

CSA Staff Notice 52-330

For more information contact:

Securities - Extending Order in the Matter of Colmex Pro Limited

July 20, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order in the Matter of Colmex Pro Limited

Extending Order - July 20, 2018

For more information contact:

        Nathanial Day, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5843
        Fax: (306) 787-5899
        Email: nathanial.day@gov.sk.ca

Securities - CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemption and Change to Companion Policy 45-106CP Prospectus Exemptions Relating to Reports of Exempt Distribution

July 19, 2018 - The Canadian Securities Administrators today published CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions and Change to Companion Policy 45-106CP Prospectus Exemptions relating to Reports of Exempt Distribution

For more information contact:

Securities - CSA Staff Notice 51-355 Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2018 and March 31, 2017

July 19, 2018 - The Canadian Securities Administrators (CSA) today published CSA Staff Notice 51-355 detailing the results of the Continuous Disclosure Review Program on a biennial instead of annual basis.

CSA Staff Notice 51-355

For more information contact:

Securities - Canadian Securities Administrators Publish Report on 2017/18 Enforcement Activities

July 10, 2018 - The Canadian Securities Administrators (CSA) today released its 2017/18 Enforcement Report, which outlines securities enforcement activities conducted by CSA members in Canada. This year’s Report highlights CSA members’ efforts to collaboratively work together to meet the challenges of an evolving regulatory environment, to effectively respond to new digital threats and to expand tool kits that play a critical role in detecting and disrupting securities violations.

2017/18 Enforcement Report

Securities - General Order 25-501 - Designation Order In the Matter of The Securities Act, 1988, SS 1988-89, C S-42.2 (the Act) and In the Matter of TSX Inc.

July 4, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) has issued General Order 25-501 - Designation Order In the Matter of The Securities Act, 1988, SS 1988-89, C S-42.2 (the Act) and In the Matter of TSX Inc.

Designation Order

For more information contact:

        Sonne Udemgba, Deputy Director, Legal
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5879
        Fax: (306) 787-5899
        Email: sonne.udemgba@gov.sk.ca

Securities - Oversight Review Report of the Mutual Fund Dealers Association of Canada

July 4, 2018 - The Canadian Securities Administrators today released the Oversight Review Report of the Mutual Fund Dealers Association of Canada

Oversight Review Report

For more information contact:

         Curtis Brezinski, Compliance Auditor, Capital Markets
         Securities Division
         Financial and Consumer Affairs Authority of Saskatchewan
         Suite 601, 1919 Saskatchewan Drive
         Regina, Saskatchewan S4P 4H2
         Phone: (306) 787-5876
         Fax: (306) 787-5899
         Email: curtis.brezinski@gov.sk.ca

Securities - Canadian securities regulators publish annual report highlighting investor education campaigns and activities

July 3, 2018 - The Canadian Securities Administrators (CSA) today published an annual activity report outlining its investor education and outreach efforts over the past year.

2018 Annual Activity Report

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca