Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
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Securities - Temporary Order in the Matter of Vincent John Mullee and Vince Mullee Financial Inc.
July 27, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued Temporary Order in the Matter of Vincent John Mullee and Vince Mullee Financial Inc.
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - CSA Staff Notice 45-323 (revised) Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions
July 26, 2018 - The Canadian Securities Administrators (CSA) today published CSA Staff Notice 45-323 (revised) Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions
For more information contact:
Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849
Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca
Securities - CSA Staff Notice 52-330 Update on CSA Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence
July 26, 2018 - The Canadian Securities Administrators (CSA) today published CSA Staff Notice 52-330 Update on CSA Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence
For more information contact:
Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849
Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca
Securities - Extending Order in the Matter of Colmex Pro Limited
July 20, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order in the Matter of Colmex Pro Limited
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemption and Change to Companion Policy 45-106CP Prospectus Exemptions Relating to Reports of Exempt Distribution
July 19, 2018 - The Canadian Securities Administrators today published CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions and Change to Companion Policy 45-106CP Prospectus Exemptions relating to Reports of Exempt Distribution
For more information contact:
Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849
Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca
Securities - CSA Staff Notice 51-355 Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2018 and March 31, 2017
July 19, 2018 - The Canadian Securities Administrators (CSA) today published CSA Staff Notice 51-355 detailing the results of the Continuous Disclosure Review Program on a biennial instead of annual basis.
For more information contact:
Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849
Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca
Securities - Canadian Securities Administrators Publish Report on 2017/18 Enforcement Activities
July 10, 2018 - The Canadian Securities Administrators (CSA) today released its 2017/18 Enforcement Report, which outlines securities enforcement activities conducted by CSA members in Canada. This year’s Report highlights CSA members’ efforts to collaboratively work together to meet the challenges of an evolving regulatory environment, to effectively respond to new digital threats and to expand tool kits that play a critical role in detecting and disrupting securities violations.
Securities - General Order 25-501 - Designation Order In the Matter of The Securities Act, 1988, SS 1988-89, C S-42.2 (the Act) and In the Matter of TSX Inc.
July 4, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) has issued General Order 25-501 - Designation Order In the Matter of The Securities Act, 1988, SS 1988-89, C S-42.2 (the Act) and In the Matter of TSX Inc.
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities - Oversight Review Report of the Mutual Fund Dealers Association of Canada
July 4, 2018 - The Canadian Securities Administrators today released the Oversight Review Report of the Mutual Fund Dealers Association of Canada
For more information contact:
Curtis Brezinski, Compliance Auditor, Capital Markets
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5876
Fax: (306) 787-5899
Email: curtis.brezinski@gov.sk.ca
Securities - Canadian securities regulators publish annual report highlighting investor education campaigns and activities
July 3, 2018 - The Canadian Securities Administrators (CSA) today published an annual activity report outlining its investor education and outreach efforts over the past year.
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca