July 2024

July 2024

Securities - General Order 93-930 Re Temporary Exemptions for Derivatives Firms from Certain Obligations when Transacting with Certain Investment Funds and for Senior Derivatives Managers from Certain Reporting Obligations

July 25, 2024 - Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing General Order 93-930 Re Temporary Exemptions for Derivatives Firms from Certain Obligations when Transacting with Certain Investment Funds and for Senior Derivatives Managers from Certain Reporting Obligations. 

This order provides a temporary exemption for derivatives firms from certain obligations when transacting with certain investment funds and for senior derivatives managers from certain reporting obligations. This order will enable derivatives dealers to benefit from reductions in regulatory burden regarding the submission of certain compliance reports.

This order comes into effect September 28, 2024.

• GO 93-930 July 25, 2024

For more information contact:

Graham Purse
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-5867
Fax: 306-787-5899
Email: graham.purse2@gov.sk.ca

Securities - CSA Multilateral Notice Of Publication, Amendments to Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting, Changes To Companion Policy 96-101CP Trade Repositories And Derivatives Data Reporting

July 25, 2024 - The Financial and Consumer Affairs Authority of Saskatchewan is publishing the CSA Multilateral Notice Of Publication, Amendments to Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting, Changes To Companion Policy 96-101CP Trade Repositories And Derivatives Data Reporting

• CSA Notice July 25, 2024
• Annex A - List of Commenters
• Annex B - CSA Summary of Comments and Responses
• Annex C - Amending Instrument
• Annex D - Blackline of Instrument Amendments
• Annex E - Unofficial Consolidation
• Annex F - Changes to MI 96-101 CP

For more information contact:

Graham Purse
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-5867
Fax: 306-787-5899
Email: graham.purse2@gov.sk.ca