Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
Securities - Extending Order in the Matter of Next Trade Ltd. and Olympus Markets
September 27, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Extending Order in the Matter of Next Trade Ltd. and Olympus Markets
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Notice of Order Approving Settlement in the Matter of SHEC Energy Corporation, James Thomas Beck and Terrence Michael Stott
September 23, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Order Approving Settlement in the Matter of SHEC Energy Corporation, James Thomas Beck and Terrence Michael Stott
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Notice of Teleconference Call in the Matter of Next Trade Ltd. and Olympus Markets
September 20, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Notice of Teleconference Call in the Matter of Next Trade Ltd. and Olympus Markets
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - FCAA Local Notice and Request for Comment - Proposed Amendments to Saskatchewan Local Instrument 11-501 Conflicts of Interest and Proposed Changes to Companion Policy 11-501CP to Saskatchewan Local Instrument 11-501 Conflicts of Interest
September 20, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published FCAA Local Notice and Request for Comment - Proposed Amendments to Saskatchewan Local Instrument 11-501 Conflicts of Interest and Proposed Changes to Companion Policy 11-501CP to Saskatchewan Local Instrument 11-501 Conflicts of Interest
The comment period ends November 19, 2019.
For more information contact:
Mikale White, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 798-3381
Fax: (306) 787-5899
Email: mikale.white@gov.sk.ca
Securities - Court of Appeal Decision in the Matter of Andrew Berger v Financial and Consumer Affairs Authority of Saskatchewan
September 16, 2019 - The Financial and Consumer Affairs Authority of Saskcatchewan published Court of Appeal Decision in the Matter of Andrew Berger v Financial and Consumer Affairs Authority of Saskatchewan
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities - Temporary Order in the Matter of Next Trade Ltd. and Olympus Markets
September 13, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Temporary Order in the Matter of Next Trade Ltd. and Olympus Markets
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Notice of Teleconference in the Matter of SHEC Energy Corporation, James Thomas Beck and Terrence Michael Stott
September 13, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Notice of Teleconference in the Matter of SHEC Energy Corporation, James Thomas Beck and Terrence Michael Stott
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Order Regarding Amending Statement of Allegations in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.
September 12, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Order Regarding Amending Statement of Allegations in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Order Setting Hearing Dates in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.
September 12, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Order Setting Hearing Dates in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1
September 12, 2019 - The Canadian Securities Administrators published CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1
The comment period ends December 11, 2019.
For more information contact:
Heather Kuchuran, Acting Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-1009
Fax: (306) 787-5899
Email: heather.kuchuran@gov.sk.ca
Securities - Notice of Teleconference Call in the Matter of Vision Financial Markets LLC and Cliff Krause
September 6, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Notice of Teleconference Call in the Matter of Vision Financial Markets LLC and Cliff Krause
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Adjournment Notice in the Matter of Vision Financial Markets LLC and Cliff Krause
September 6, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Adjournment Notice in the Matter of Vision Financial Markets LLC and Cliff Krause
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Extending Order in the Matter of ASBCFinancial and Walter Turner
September 5, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Extending Order in the Matter of ASBCFinancial and Walter Turner
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Notice of First Appearance in the Matter of ASBC Financial Planning Pty Ltd (a.k.a. ASBC Financial or ASBCFinancial) and Walter Turner
September 5, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Notice of First Appearance in the Matter of ASBC Financial Planning Pty Ltd (a.k.a. ASBC Financial or ASBCFinancial) and Walter Turner
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Decision in the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited
September 3, 2019 - The Financial and Consumer Affiars Authority of Saskatchewan published a Decision in the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - General Order 43-501 Filing Fees for Shelf Prospectus Supplements including Pricing Supplements under National Instrument 44-102 Shelf Distributions
September 3, 2019 – Financial and Consumer Affairs Authority of Saskatchewan (FCAA) today published amended General Order 43-501 Filing Fees for Shelf Prospectus Supplements including Pricing Supplements under National Instrument 44-102 Shelf Distributions – Amendment Date: August 30, 2019
For more information contact:
Mikale White, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 798-3381
Fax: (306) 787-5899
Email: mikale.white@gov.sk.ca
Securities - Sanctions Order in the Matter of Alena Marie Pastuch, Teamworx Productions Ltd., Idendego Inc., 101114386 Saskatchewan Ltd., 101115379 Saskatchewan Ltd., and Cryptguard Ltd.
September 3, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Sanctions Order in the Matter of Alena Marie Pastuch, Teamworx Productions Ltd., Idendego Inc., 101114386 Saskatchewan Ltd., 101115379 Saskatchewan Ltd., and Cryptguard Ltd.
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 798-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca