Questions or Complaints Consumer Rights Menu

Home > What's New > News > Securities > April 2022

April 2022

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

April 2022

Securities – CSA Staff Notice 25-303, 2021 CSA Annual Activities Report on the Oversight of Self-Regulatory Organizations and Investor Protection Funds

April 28, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing CSA Staff Notice 25-303 - 2021 CSA Annual Activities Report on the Oversight of Self-Regulatory Organizations and Investor Protection Funds

For more information, contact:

        Curtis Brezinski
        Financial and Consumer Affairs Authority of Saskatchewan
        Compliance Auditor, Capital Markets
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK S4P 4H2
        Bus: 306-787-5876
        Fax: 306-787-5899
        Email: curtis.brezinski@gov.sk.ca

 

 

Securities – CSA and CCIR Joint Notice and Request for Comment, Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations, and Proposed CCIR Individual Variable Insurance Contract Ongoing Disclosure Guidance, Total Cost Reporting for Investment Funds and Segregated Funds

April 28, 2022 – Today the Canadian Securities Administrators are publishing CSA and CCIR Joint Notice and Request for Comment, Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations, and Proposed CCIR Individual Variable Insurance Contract Ongoing Disclosure Guidance, Total Cost Reporting for Investment Funds and Segregated Funds

  • CSA and CCIR Joint Notice and Request for Comment.
    • Annex A – Specific questions regarding the Proposed Securities Amendments
    • Annex B – Specific questions regarding the Proposed Insurance Guidance
    • Annex C – Proposed Amendments to NI 31-103
    • Annex D – Proposed changes to 31-103CP
    • Annex E – Blackline showing changes to NI 31-103 under the Proposed Amendments
    • Annex F – Blackline showing changes to 31-103CP under the Proposed Amendments
    • Annex G – Sample prototype statement and report for the securities sector
    • Annex H – Sample prototype report for the insurance sector
    • Annex I – Local matters
    • Annex J – Proposed Insurance Guidance
    • Annex K – Segregated funds and investment funds: differences between products, distribution channels and regulation

Comment Period Ends: July 27, 2022

For more information, contact:

        Curtis Brezinski
        Financial and Consumer Affairs Authority of Saskatchewan
        Compliance Auditor, Capital Markets
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK S4P 4H2
        Bus: 306-787-5876
        Fax: 306-787-5899
        Email: curtis.brezinski@gov.sk.ca

 

 

Securities – CSA Consultation Paper 43-401 Consultation on National Instrument 43-101 Standards of Disclosure for Mineral Projects

April 14, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing CSA Consultation Paper 43-401 Consultation on National Instrument 43-101 Standards of Disclosure for Mineral Projects

  • CSA Consultation Paper 43-401.

For more information, contact:

        Heather Kuchuran
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Corporate Finance
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        Email: heather.kuchuran@gov.sk.ca

 

 

Securities – CSA Notice of Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements Related to Financial Statement Requirements
 

April 14, 2022 – Today the Canadian Securities Administrators are publishing CSA Notice of Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements Related to Financial Statement

For more information, contact:

        Heather Kuchuran, Director
        Corporate Finance, Securities Division
        Financial and Consumer Affairs Authority of Saskatchewan
        601-1919 Saskatchewan Drive
        Regina SK S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        Email: heather.kuchuran@gov.sk.ca

 

 

Securities – CSA Notice and Request for Comment Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers

April 7, 2022 – Today the Canadian Securities Administrators are publishing CSA Notice and Request for Comment Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers

  • CSA Notice and Request for Comment Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers
    • Annex A – Proposed Amendments to National Instrument 41-101 General Prospectus Requirements,
    • Annex B – Proposed Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements,
    • Annex C – Proposed Amendments to National Instrument 44-101 Short Form Prospectus Distributions,
    • Annex D – Proposed Amendments to National Instrument 44-102 Shelf Distributions,
    • Annex E – Proposed Changes to Companion Policy 44-102CP to National Instrument 44-102 Shelf Distributions,
    • Annex F – Proposed Amendments to National Instrument 44-103 Post-Receipt Pricing,
    • Annex G – Proposed Changes to Companion Policy 44-103CP to National Instrument 44-103 Post-Receipt Pricing,
    • Annex H – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations,
    • Annex I – Proposed Changes to Companion Policy 51-102CP to National Instrument 51-102 Continuous Disclosure Obligations.
    • Annex J – Proposed Amendments to National Instrument 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers,
    • Annex K – Proposed Changes to National Policy 11-201 Electronic Delivery of Documents,
    • Annex L – Proposed Changes to National Policy 47-201 Trading Securities Using the Internet and Other Electronic Means,
    • Annex M – Proposed Changes to Companion Policy 54-101CP to National Instrument 54-101 Communications with Beneficial Owners of Securities of a Reporting Issuer
    • Annex N – Local Matters

Comment Period Ends: July 6, 2022.

For more information, contact:

        Heather Kuchuran, Director
        Corporate Finance, Securities Division
        Financial and Consumer Affairs Authority of Saskatchewan
        601-1919 Saskatchewan Drive
        Regina SK S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        Email: heather.kuchuran@gov.sk.ca

 

 

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

Agree Term