September 2013
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
September 2013
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Securities – Global Summit Real Estate Inc. Decision pursuant to section 92 of The Securities Act, 1988
September 27, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Global Summit Real Estate Inc. is no longer a reporting issuer.
Securities – ACM Advisors Ltd. Notice pursuant to section 11.10 of NI 31-103
September 26, 2013 - Financial and Consumer Affairs Authority of Saskatchewan (FCAA) approval letter regarding Notice pursuant to section 11.10 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) of proposed acquisition of beneficial ownership of ACM Advisors Ltd.
Securities – SL Split Corp. Decision pursuant to section 92 of The Securities Act, 1988
September 26, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that SL Split Corp. Inc.is no longer a reporting issuer.
Securities – Thallion Pharmaceuticals Inc. Decision pursuant to section 92 of The Securities Act, 1988
September 25, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Thallion Pharmaceuticals Inc.is no longer a reporting issuer.
Securities – Assisted Living Concepts, Inc. Decision pursuant to section 92 of The Securities Act, 1988
September 25, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Assisted Living Concepts, Inc. is no longer a reporting issuer.
Securities – EACOM Timber Corporation Decision pursuant to section 92 of The Securities Act, 1988
September 25, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that EACOM Timber Corporation is no longer a reporting issuer.
Securities – Extending Order in the Matter of Adele Kaminsky
September 25, 2013 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order in the Matter of Adele Kaminsky.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – Order in the Matter of Hunter's Run CP, LLLP et al
September 24, 2013 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order in the Matter of Hunter's Run CP, LLLP, Henry Whitfield Bert Stuckless and Marco-Abel Nordio.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – Adjournment Notice in the Matter of C2 Ventures Inc. and Monte Dobson
September 23, 2013 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Adjournment Notice in the Matter of C2 Ventures Inc. and Monte Dobson. The hearing is adjourned to Wednesday December 11, 2013 at 9:00 a.m. (CST) and continuing thereafter until ordered otherwise.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – Capital BLF Inc. Decision pursuant to section 92 of The Securities Act, 1988
September 20, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Capital BLF Inc. is no longer a reporting issuer.
Securities – Desjardins Financial Corporation Notice pursuant to section 11.9 of NI 31-103
September 19, 2013 - Financial and Consumer Affairs Authority of Saskatchewan (FCAA) approval letter regarding Notice pursuant to section 11.9 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) of proposed indirect acquisition of shares of Qtrade Securities Inc., Qtrade Asset Management Inc. and OceanRock Investments Inc. by Desjardins Financial Corporation.
Securities – CSA Notice 25-301 - Update on CSA Consultation Paper 25-401 Potential Regulation of Proxy Advisory Firms
September 19, 2013 - The Canadian Securities Administrators (CSA) update on Consultation Paper 25-401 Potential Regulation of Proxy Advisory Firms. This notice provides an update to market participants on the status of the consultation.
For more information contact:
Heather Kuchuran, Senior Securities Analyst
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-1009
Fax: (306) 787-5899
Email: heatherkuchuran@gov.sk.ca
Securities – FQM (Akubra) Inc. Decision pursuant to section 92 of The Securities Act, 1988
September 17, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that FQM (Akubra) Inc. is no longer a reporting issuer.
Securities – Afren plc Decision pursuant to section 92 of The Securities Act, 1988
September 13, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Afren plc is no longer a reporting issuer.
Securities – Marquest Asset Management Inc. Notice pursuant to section 11.9 of NI 31-103
September 13, 2013 - Financial and Consumer Affairs Authority of Saskatchewan (FCAA) approval letter regarding Notice pursuant to section 11.9 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) of proposed acquisition of all of the operating assets relating to the investment funds currently managed by Growth Works Enterprises Ltd.
Securities – Notice of Adjournment in the Matter of Alena Marie Pastuch et al
September 10, 2013 - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) has issued a Notice of Adjournment in the Matter of Alena Marie Pastuch, Teamworx Productions Ltd., Idendego Inc., 101114386 Saskatchewan Ltd., 101115379 Saskatchewan Ltd., and Cryptguard Ltd. The hearing has been adjourned sine die.
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – Sprott Resource Lending Corp. Decision pursuant to section 92 of The Securities Act, 1988
September 9, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Sprott Resource Lending Corp. is no longer a reporting issuer.
Securities – Decision of the Hearing Panel Concerning a Motion for the Recusal of Gordon D. Hamilton, Panel Chair in the Matter of Alena Marie Pastuch et al
September 9, 2013 - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) has issued a decision concerning a Motion for the Recusal of Gordon D. Hamilton, Panel Chair in the Matter of Alena Marie Pastuch, Teamworx Productions Ltd., Idendego Inc., 101114386 Saskatchewan Ltd., 101115379 Saskatchewan Ltd., and Cryptguard Ltd.
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – Adjournment Notice in the Matter of Gregory Todd Whiteside and Meagan Whiteside
September 9, 2013 - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) has issued an Adjournment Notice in the Matter of Gregory Todd Whiteside and Meagan Whiteside. The hearing will reconvene Tuesday November 12, 2013.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – Statement of Allegations of Staff in the Matter of Innovative American Technology Inc. et al
September 6, 2013 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Statement of Allegations of Staff in the Matter of Innovative American Technology Inc., Neogenix Oncology, Inc. and Lorne Michael Piett.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – Statement of Allegations of Staff in the Matter of Kathleen Waite (also known as Kathy Waite)
September 5, 2013- The Financial and Consumer Affairs Authority of Saskatchewan has issued a Statement of Allegations of Staff in the Matter of Kathleen Waite (also known as Kathy Waite).
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – SG Americas Securities, LLC et al Decision pursuant to subsection 44(3) of The Securities Act, 1988
August 30, 2013 - Decision pursuant to subsection 44(3) of The Securities Act, 1988 regarding an application by SG Americas, LLC, U.S. Bancorp Investments, Inc., Itau BBA USA Securities, Inc. and Bradesco Securities, Inc..
Securities – SG Americas Securities, LLC et al Decision pursuant to section 160 of The Securities Act, 1988
August 30, 2013 - Decision pursuant to subsection 44(3) of The Securities Act, 1988 regarding an application by SG Americas, LLC, U.S. Bancorp Investments, Inc., Itau BBA USA Securities, Inc. and Bradesco Securities, Inc..
Securities – Statement of Allegations of Staff in the Matter of Ronald James Aitkens, also known as Ron Aitkens et al
August 30, 2013- The FCAA has issued a Statement of Allegations of Staff in the Matter of Ronald James Aitkens, also known as Ron Aitkens, Legacy Communities Inc., Spruce Ridge Capital Inc., Spruce Ridge Estates Inc., Railside Capital Inc., Railside Industrial Park Inc., 1252064 Alberta Ltd., 1330075 Alberta Ltd., Harvest Capital Management Inc. and Harvest Group GP Corporation.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca