April 2017
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
April 2017
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Securities – Order In the Matter of EMO Resources Ltd. et al
April 28, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order In the Matter of EMO Resources Ltd., Abdoulmenaf Avci, John S. Thornton, Paula Jenson, Elliott St. Claire, Commodities Market Edge LLC and Cliff Krause.
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5789
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – Decision in the Matter of Gregory Todd Whiteside and Megan Whiteside
April 27, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Decision in the matter of Gregory Todd Whiteside and Megan Whiteside.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – Extending Order In the Matter of Melnic Group Ltd. and BossCapital.com
April 27, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order In the Matter of Melnic Group Ltd. and BossCapital.com.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – Extending Order In the Matter of Mpower Technologies Limited and CFD Corporate
April 27, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order in the Matter of Mpower Technologies Limited and CFD Corporate.
or more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – CSA Notice and Request for Comment - Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds - Proposed Amendments to NI 81-102
April 27, 2017 - The Canadian Securities Administrators, other than the British Columbia Securities Commission, are publishing CSA Notice and Request for Comment - Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds - Proposed Amendments to National Instrument 81-102 Investment Funds.
- Notice and Request for Comment - Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds - Proposed Amendments to National Instrument 81-102 Investment Funds
- Annex A - Proposed Amendments to NI 81-102 Investment Funds
- Annex B - Proposed Amendments to NI 81-102 Commodity Pools
- Annex C - Blackline of Select Provisions of NI 81-102 Investment Funds
- Annex D - Blackline of Select Provisions of NI 81-102 Commodity Pools
- Local Matters
For more information contact:
Heather Kuchuran, Senior Securities Analynst
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-1009 Fax: (306) 787-5899
Email: heather.kuchuran@gov.sk.ca
Securities – CSA Notice - Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and Changes to Companion Policy 24-101CP to National Instrument 24-101 Institutional Trade Matching and Settlement
April 27, 2017 - The Canadian Securities Administrators are adopting amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and changes to Companion Policy 24-101 Institutional Trade Matching and Settlement.
In effect September 5, 2017, subject to ministerial approval.
- Notice - Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and Changes to Companion Policy 24-101CP to National Instrument 24-101 Institutional Trade Matching and Settlement
- Annex A - List of Commenters on Proposed Revisions and Consultation Paper
- Annex B - Summary of Public Comments on Proposed Revisions
- Annex C - Amendments to NI 24-101
- Annex D - Changes to CP 24-101
- Annex E - Blackline Version to NI 24-101
- Annex F - Blackline Version to CP 24-101CP
For more information, please contact:
Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871 Fax: (306) 787-5899
Email: Liz.Kutarna@gov.sk.ca
Securities – CSA Notice and Request for Comment - Proposed National Instrument 91-102 Prohibition of Binary Options and Related Proposed Companion Policy
April 26, 2017 - The securities regulators in all Canadian jurisdictions other than British Columbia are publishing CSA Notice and Request for Comment - Proposed National Instrument 91-102 Prohibition of Binary Options and Related Proposed Companion Policy.
In Saskatchewan the comment period ends June 28, 2017.
- CSA Notice and Request for Comment Proposed National Instrument 91-102 Prohibition of Binary Options and Related Proposed Companion Policy
- Annex A - Proposed National Instrument 91-102 Prohibition of Binary Options
- Annex B - Proposed Companion Policy 91-102 Prohibition of Binary Options
- Annex C - Local Matters
For more information please contact:
Dean Murrison, Director
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5842
Fax: (306) 787-5899
Email: dean.murrison@gov.sk.ca
Securities – CSA Consultation Paper 52-403 Auditor Oversight Issues in Foreign Jurisdictions
April 25, 2017 - The Canadian Securities Administrators are publishing CSA Consultation Paper 52-403 Auditor Oversight Issues in Foreign Jurisdictions.
The 60-day comment period ends June 24, 2017.
- CSA Consultation Paper 52-403 Auditor Oversight Issues in Foreign Jurisdictions
- Appendix A - Reporting Issuer Audits with Foreign Component Audotirs that Play a Substantial Role
For information contact:
Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849 Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca
Securities – Order Setting Hearing Dates In the Matter of Ronald James Aitkens et al
April 21, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order Setting Hearing Dates In the Matter of Ronald James Aitkens et al.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – CSA Staff Notice 45-323 Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions
April 20, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 45-323 Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions.
For more information please contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – Decision in the Matter of SHEC Energy Corporation, James Thomas Beck and Terrence Michael Scott
April 18, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Decision in the Matter of SHEC Energy Corporation, James Thomas Beck and Terrence Michael Scott.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – Temporary Order In the Matter of Melnic Group Ltd. and BossCapital.com
April 18, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Temporary Order In the Matter of Melnic Group Ltd. and BossCapital.com.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – Temporary Order In the Matter of Mpower Technologies Limited and CFD Corporate
April 18, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Temporary Order in the Matter of Mpower Technologies Limited and CFD Corporate.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – Order For Costs In the Matter of EMO Resources Ltd. et al
April 18, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order For Costs In the Matter of EMO Resources Ltd., Abdoulmenaf Avci, John S. Thornton, Paula Jenson, Elliott St. Claire, Commodities Market Edge LLC and Cliff Krause.
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5789
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – CSA Staff Notice 11-335 Notice of Local Amendments and Changes in Certain Jurisdictions
April 13, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 11-335 Notice of Local Amendments and Changes in Certain Jurisdictions.
For more information please contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – CSA Consultation Paper 51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers
April 6, 2017 - The Canadian Securities Administrators are publishing for a 90-day comment period, expiring July 7, 2017. June 22, 2017 - CSA Staff Notice 51-350 Extension of Consultation Periodextends comment period to July 28, 2017.
For information contact:
Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849 Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca
Securities – The Securities Commission (Adoption of National Instruments) (NI 23-101) Amendment Regulations, 2017
April 5, 2017 - The Securities Commission (Adoption of National Instruments) (NI 23-101) Amendment Regulations, 2017 came into force in Saskatchewan April 10, 2017.
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – The Securities Commission (Adoption of National Instruments) (NI 94-101) Amendment Regulations, 2017
April 5, 2017 - The Securities Commission (Adoption of National Instruments) (NI 91-101) Amendment Regulations, 2017 came into force April 4, 2017: In Saskatchewan: April 5, 2017.
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – Order Setting Hearing Dates In the Matter of Option500, et al
April 5, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order Setting Hearing Dates In the Matter of Option500, et al.
For more information contact:
Dallas Smith, Legal Counsel
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – CSA Notice and Request for Comment - Proposed National Instrument 93-101 and Proposed Companion Policy 93-101CP - Derivatives: Business Conduct
April 4, 2017 - Today the Canadian Securities Administrators are publishing CSA Notice and Request for Comment - Proposed National Instrument 93-101 and Proposed Companion Policy 93-101CP - Derivatives: Business Conduct.
The comment period ends September 1, 2017.
- CSA Notice and Request for Comment - Proposed National Instrument 93-101 Derivatives: Business Conduct - Proposed Companion Policy 93-101CP Derivatives: Business Conduct
- Annex I - Proposed National Instrument 93-101 Derivatives: Business Conduct
- Annex II - Proposed Companion Policy 93-101 Derivatives: Business Conduct
- Annex III - Local Matters
For more information please contact:
Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871
Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca