April 2017

April 2017

 

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Securities – Order In the Matter of EMO Resources Ltd. et al

April 28, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order In the Matter of EMO Resources Ltd., Abdoulmenaf Avci, John S. Thornton, Paula Jenson, Elliott St. Claire, Commodities Market Edge LLC and Cliff Krause.

For more information contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5789
Fax:  (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

 


 

Securities – Decision in the Matter of Gregory Todd Whiteside and Megan Whiteside

April 27, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Decision in the matter of Gregory Todd Whiteside and Megan Whiteside.

For more information contact:

Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5843
Fax:  (306) 787-5899
Email: dallas.smith@gov.sk.ca

 


 

Securities – Extending Order In the Matter of Melnic Group Ltd. and BossCapital.com

April 27, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order In the Matter of Melnic Group Ltd. and BossCapital.com.

For more information contact:

Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5843
Fax:  (306) 787-5899
Email: dallas.smith@gov.sk.ca

 


 

Securities – Extending Order In the Matter of Mpower Technologies Limited and CFD Corporate

April 27, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order in the Matter of Mpower Technologies Limited and CFD Corporate.

or more information contact:

Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5843
Fax:  (306) 787-5899
Email: dallas.smith@gov.sk.ca

 


 

Securities – CSA Notice and Request for Comment - Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds - Proposed Amendments to NI 81-102

April 27, 2017 - The Canadian Securities Administrators, other than the British Columbia Securities Commission, are publishing CSA Notice and Request for Comment - Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds - Proposed Amendments to National Instrument 81-102 Investment Funds.

For more information contact:

Heather Kuchuran, Senior Securities Analynst
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-1009  Fax:  (306) 787-5899
Email:  heather.kuchuran@gov.sk.ca

 


 

Securities – CSA Notice - Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and Changes to Companion Policy 24-101CP to National Instrument 24-101 Institutional Trade Matching and Settlement

April 27, 2017 - The Canadian Securities Administrators are adopting amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and changes to Companion Policy 24-101 Institutional Trade Matching and Settlement.

In effect September 5, 2017, subject to ministerial approval.

For more information, please contact:

Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5871  Fax:  (306) 787-5899
Email:  Liz.Kutarna@gov.sk.ca  

 


 

Securities – CSA Notice and Request for Comment - Proposed National Instrument 91-102 Prohibition of Binary Options and Related Proposed Companion Policy

April 26, 2017 - The securities regulators in all Canadian jurisdictions other than British Columbia are publishing CSA Notice and Request for Comment - Proposed National Instrument 91-102 Prohibition of Binary Options and Related Proposed Companion Policy.

In Saskatchewan the comment period ends June 28, 2017.

For more information please contact:

Dean Murrison, Director
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5842
Fax:  (306) 787-5899
Email:  dean.murrison@gov.sk.ca

 


 

Securities – CSA Consultation Paper 52-403 Auditor Oversight Issues in Foreign Jurisdictions

April 25, 2017 - The Canadian Securities Administrators are publishing CSA Consultation Paper 52-403 Auditor Oversight Issues in Foreign Jurisdictions.

The 60-day comment period ends June 24, 2017.

For information contact:

Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849 Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca

 


 

Securities – Order Setting Hearing Dates In the Matter of Ronald James Aitkens et al

April 21, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order Setting Hearing Dates In the Matter of Ronald James Aitkens et al.

For more information contact:

Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5843
Fax:  (306) 787-5899
Email: dallas.smith@gov.sk.ca


 

Securities – CSA Staff Notice 45-323 Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions

April 20, 2017 Today the Canadian Securities Administrators are publishing CSA Staff Notice 45-323 Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions.

For more information please contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5879
Fax:  (306) 787-5899
Email:  sonne.udemgba@gov.sk.ca  

 


 

Securities – Decision in the Matter of SHEC Energy Corporation, James Thomas Beck and Terrence Michael Scott

April 18, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Decision in the Matter of SHEC Energy Corporation, James Thomas Beck and Terrence Michael Scott.

For more information contact:

Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5843
Fax:  (306) 787-5899
Email: dallas.smith@gov.sk.ca

 


 

Securities – Temporary Order In the Matter of Melnic Group Ltd. and BossCapital.com

April 18, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Temporary Order In the Matter of Melnic Group Ltd. and BossCapital.com.

For more information contact:

Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5843
Fax:  (306) 787-5899
Email: dallas.smith@gov.sk.ca

 


 

Securities – Temporary Order In the Matter of Mpower Technologies Limited and CFD Corporate

April 18, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Temporary Order in the Matter of Mpower Technologies Limited and CFD Corporate.

For more information contact:

Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5843
Fax:  (306) 787-5899
Email: dallas.smith@gov.sk.ca

 


 

Securities – Order For Costs In the Matter of EMO Resources Ltd. et al

April 18, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order For Costs In the Matter of EMO Resources Ltd., Abdoulmenaf Avci, John S. Thornton, Paula Jenson, Elliott St. Claire, Commodities Market Edge LLC and Cliff Krause.

For more information contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5789
Fax:  (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

 


 

Securities – CSA Staff Notice 11-335 Notice of Local Amendments and Changes in Certain Jurisdictions

April 13, 2017 Today the Canadian Securities Administrators are publishing CSA Staff Notice 11-335 Notice of Local Amendments and Changes in Certain Jurisdictions.

For more information please contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5879
Fax:  (306) 787-5899
Email:  sonne.udemgba@gov.sk.ca 

 


 

Securities – CSA Consultation Paper 51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers

April 6, 2017 - The Canadian Securities Administrators are publishing for a 90-day comment period, expiring July 7, 2017. June 22, 2017 - CSA Staff Notice 51-350 Extension of Consultation Periodextends comment period to July 28, 2017.

For information contact:

Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849 Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca

 


 

Securities – The Securities Commission (Adoption of National Instruments) (NI 23-101) Amendment Regulations, 2017

April 5, 2017 - The Securities Commission (Adoption of National Instruments) (NI 23-101) Amendment Regulations, 2017 came into force in Saskatchewan April 10, 2017.

For more information contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5879
Fax:  (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

 


 

Securities – The Securities Commission (Adoption of National Instruments) (NI 94-101) Amendment Regulations, 2017

April 5, 2017 - The Securities Commission (Adoption of National Instruments) (NI 91-101) Amendment Regulations, 2017 came into force April 4, 2017: In Saskatchewan: April 5, 2017.

For more information contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5879
Fax:  (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

 


 

Securities – Order Setting Hearing Dates In the Matter of Option500, et al

April 5, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order Setting Hearing Dates In the Matter of Option500, et al.

For more information contact:

Dallas Smith, Legal Counsel
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5843
Fax:  (306) 787-5899
Email: dallas.smith@gov.sk.ca

 


 

Securities – CSA Notice and Request for Comment - Proposed National Instrument 93-101 and Proposed Companion Policy 93-101CP - Derivatives: Business Conduct

April 4, 2017 - Today the Canadian Securities Administrators are publishing CSA Notice and Request for Comment - Proposed National Instrument 93-101 and Proposed Companion Policy 93-101CP - Derivatives: Business Conduct.

The comment period ends September 1, 2017.

For more information please contact:

Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5871
Fax:  (306) 787-5899
Email:  liz.kutarna@gov.sk.ca

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

Agree Term