September 2017
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
September 2017
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Securities – Notice of Hearing in the Matter of Ouroboros Derivatives Trading Ltd.
September 28, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan today issued a Notice of Hearing in the Matter of Ouroboros Derivatives Trading Ltd.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – Saskatchewan Policy Statement 11-603 Investor Alert Policy
September 29, 2017 - Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing Saskatchewan Policy Statement 11-603 Investor Alert Policy.
For more information please contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – CSA Multilateral Notice of Multilateral Instrument 91-102 Prohibition of Binary Options and Related Companion Policy
September 28, 2017 - The securities regulatory Authority in all Canadian jurisdictions other than British Columbia are implementing Multilateral Instrument 91-102 Prohibition of Binary Options and Companion Policy 91-102 Prohibition of Binary Options.
This instrument is in effect in Saskatchewan on December 12, 2017 subject to ministerial approval.
- CSA Multilateral Notice of Multilateral Instrument 91-102 Prohibition of Binary Options and Related Companion Policy
- Annex A - Summary of Comments and CSA Responses
- Annex B - MI 91-102
- Annex C - CP 91-102
- Annex D - Local Matters
For more information please contact:
Dean Murrison, Director
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5842
Fax: (306) 787-5899
Email: dean.murrison@gov.sk.ca
Securities – Order Setting Hearing Dates In the Matter of SHEC Energy Corporation, James Thomas Beck and Terrence Michael Stott
September 21, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order Setting Hearing Dates In the Matter of SHEC Energy Corporation, James Thomas Beck and Terrence Michael Stott.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – Decision In the Matter of Ronald James Aitkens et al
September 18, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Decision In the Matter of Ronald James Aitkens et al.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – Canadian Securities Administrators Release MFDA Oversight Review Report
September 15, 2017 - The Canadian Securities Administrators (CSA) today released the Oversight Review Report on the performance of the Mutual Fund Dealers Association of Canada (MFDA).
Securities – CSA Notice - Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds - Amendments to NI 81-102
September 14, 2017 - The Canadian Securities Administrators, other than the British Columbia Securities Commission, are adopting amendments to National Instrument 81-102 Investment Funds and consequential amendment to National Instrument 81-104 Commodity Pools.
- CSA Notice Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds - Amendments to National Instrument 81-102 Investment Funds
- Annex A - List of Commenters
- Annex B - Summary of COmments on the Proposed Amendments and CSA Responses
- Annex C - Amendments to NI 81-102 Investment Funds
- Annex D - Amendments to NI 81-102 Commodity Pools
- Annex E - Blackline of Select Provisions of NI 82-102 Investment Funds
- Annex F - Blackline of Select Provisions of NI 81-104 Commodity Pools
- Annex G - Local Matters
For more information contact:
Heather Kuchuran, Senior Securities Analynst
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-1009 Fax: (306) 787-5899
Email: heather.kuchuran@gov.sk.ca
Securities – Cease Trade Order in the Matter of Moon Lake Golf and Country Club Ltd.
September 12, 2017 - Cease Trade Order pursuant to subsection 134.1(2) of The Securities Act, 1988 that all trading in securities of Moon Lake Golf and Country Club Ltd. (the Issuer) cease until the Issuer files the Required Records.
For more information, please contact:
Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849
Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca
Securities – CSA Staff Notice 46-307 Cryptocurrency Offerings
September 8, 2017 - Today the FCAA is publishing Canadian Securities Administrators CSA Staff Notice 46-307 Cryptocurrency Offerings. Publication was delayed in Saskatchewan due to a Bi-Election.
For more information please contact:
Dean Murrison, Director
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5842
Fax: (306) 787-5899
Email: dean.murrison@gov.sk.ca
Securities – Notice of Hearing in the Matter of Scorpion Performance, Inc. Megan White
September 6, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan today issued a Notice of Hearing in the Matter of Scorpion Performance, Inc. Megan White.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca